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VMRC Enhanced Compliance Analysis
Generated: August 18, 2025

Compliance Analysis Overview

AI-powered document condensing that preserves all substantive requirements while removing redundancy

Total Documents

11

Original Word Count

56,454

Condensed Word Count

35,502

Average Reduction

37.1%

This enhanced analysis condenses guidance documents issued by Virginia Marine Resources Commission to eliminate redundancy while preserving all substantive requirements and legal obligations.

Virginia License Revocation Guidelines

Original: 664 words
Condensed: 637 words
Reduction: 4.1%

GUIDELINES ON THE SCOPE OF LICENSE AND PRIVILEGE REVOCATION

ORDERS ISSUED UNDER VIRGINIA CODE § 28.2-232

Section § 28.2-232 of the Code of Virginia authorizes the Virginia Marine Resources Commission (the “Commission”) to revoke the licenses and fishing privileges of a person who has violated certain laws for a period of up to five years. People who have had their licenses and fishing privileges revoked have expressed confusion about the activities they are forbidden to engage in after the revocation order is issued. The Commission has promulgated this guidance document to help clear up that confusion by expressing its view of the law. Note, however, that this guidance document does not have the force of law and is not binding on the Commission, law enforcement officers, prosecutors, or other officials. Note also that this document does not constitute legal advice. The Commission encourages any person who has had their licenses and privileges revoked to consult with a private attorney to discuss the legality of any contemplated work in the fishing industry.

A revocation order that revokes a person’s licenses necessarily forbids the person from engaging in any activity for which a license is required under the Code of Virginia or the Commission’s regulations. Thus, for example, a person who has had his fishing licenses and privileges revoked will not be allowed to use any commercial gear to harvest fish or other marine organisms, fish recreationally, purchase another fisherman’s catch for commercial resale, or land seafood caught in other jurisdictions in Virginia for commercial purposes.

In addition, the revocation of a person’s fishing privileges forbids the person from engaging any activity that constitutes fishing, as that term is defined in Virginia Code § 28.2-100, in the Commonwealth’s tidal waters. In addition to the actual using, setting, or operating the gear used to harvest marine organisms, the statute defines the term “fishing” to include all operations involved in taking or catching marine organisms and transporting or preparing for market those marine organisms. In other words, a person whose fishing privileges have been revoked is forbidden from doing any work onboard a fishing vessel that in any way pertains to the harvesting of marine organisms, preparing them for market, or transporting them from the place of harvest to the land. Thus, for example, a person under a revocation order would be forbidden from driving a boat while the boat has gear in the water or while it has marine organisms on board, culling oysters, or assisting other crewmembers with the use of any gear.

While the scope of the order is expansive, it does not forbid all activities pertaining to fishing or boating. A person under a revocation order may still fish commercially in other jurisdictions so long as the person complies with all applicable licensing requirements in those jurisdictions. The person’s catch can even be landed in Virginia so long as the person whose licenses and privileges have been revoked is not driving the boat in Virginia waters and some other person onboard has a valid seafood landing license. In addition, the person whose licenses and privileges have been revoked is not forbidden from fishing recreationally in those inland waters subject to the jurisdiction of the Department of Game and Inland Fisheries. Nor is the person forbidden from engaging in boating or other recreational activities in the tidal waters that do not involve the harvest of marine organisms. The person may also participate in the fishing industry by preparing seafood for, and transporting it to, market so long as those activities occur on land. Thus, the person could drive a truck transporting seafood to a seafood buyer or from a buyer to retail stores and could work in a seafood processing facility.

Once the revocation period has elapsed, the person that was the subject of the order will be allowed to immediately purchase a commercial fisherman’s registration license and any other license that the person would otherwise qualify for were it not for the revocation order.

Civil Charge Assessment Guidelines VirginiaDoc ID: 6942

Original: 299 words
Condensed: 262 words
Reduction: 12.4%

Guidance for Civil Charge Assessments Pursuant to Section 28.2-1213 of the Code of Virginia

The matrix below and factors to determine the degree of impact and degree of deviation or non-compliance are to be used by Commission Staff and the Commission when determining the appropriate Civil Charge that can be assess for unauthorized encroachments that occur in, on or over State-owned bottoms without the required permit from the Virginia Marine Resources Commission pursuant to Chapter 12 of Title 28.2 of the Code of Virginia. Civil Charges may be considered for multiple violations.

Impact* Significant

$9,000

$10,000

$10,000 Moderate

$3,000

$ 6,000

$ 9,000 Minimal

$1,000

$ 2,000

$ 3,000

Minor

Moderate

Major

Degree of Deviation or Non-compliance

Deviation and Non-compliance Factors Minor Small deviation relative to other authorized structures or requirements.

Evidence of factors such that applicant/contractor would not have known project would result in violation.

All other required permits issued.

Moderate Some deviation or non-compliance.

Evidence that factors ignored by applicant/contractor that a permit should have been required or should have knowledge a permit was required.

Received some permits but not all.

Major Large amount of deviation or non-compliance relative to authorized structures or requirements.

Evidence that applicant/contractor knew or ignored that permits were required and should have known a permit was required.

No other permits issued.

Impacts Factors Minimal Small encroachment.

Small affect on bottom lands and resources.

No affect on other uses.

Moderated Limited encroachment considering the surrounding waterway.

Some affect or loss of bottom land and resources.

Some affect on other uses.

Significant Large encroachment.

Significant affect or loss of bottom land and resources.

Significant affect on other use.

  • Changed from “Environmental Impact” to “Impact” since all factors in Code Section 28.2-1205 can be considered.

Approved by the Commission at their March 27, 2012, meeting.

Rent, Royalties, and Permit Fees ScheduleDoc ID: 4582

Original: 345 words
Condensed: 316 words
Reduction: 8.4%

RENT AND ROYALTY SCHEDULE Adopted November 22, 2005 Effective December 1, 2005

Permit Fees, Rents and Royalties Some fees and royalties are defined by statute while others are within the discretion of the Commission. All rents and royalties are subject to change. Rents and royalties are due and payable only after the proposed project is approved.

Current permit fees, which have remained unchanged since 1970, are specified in §28.2-1206.B of the Code of Virginia as the following.

Projects $10,000 or less

$25.00 application fee Projects more than $10,000

$100.00 application fee

Current dredging fees, which were last adjusted in 1982, are specified in §28.2-1206.C of the Code of Virginia as the following.

Dredging (New)

$0.20 - $0.60 / yd³

RENT AND ROYALTY ASSESSMENTS

ADJUSTED

RECOMMENDED

CATEGORY/ACTIVITY SUB-CATEGORY

RANGE

ASSESSMENT *

Placement of Fill

Private Beach Nourishment $0 – $1.00 /ft²

$0.05 /ft²

Riprap

$0 - $0.35 /ft²

0

Conversion of Subtidal

$0 - $0.50 /ft²

0

Habitat to Wetlands

Timber Jetty/Groin/Boat Ramp $0 - $0.75 /ft²

$0.50 /ft²

Upland Creation

$0.25 – $5.25 /ft²

Private

$1.00 /ft²

Commercial

$3.00 /ft²

Industrial

$5.00 /ft²

ADJUSTED

RECOMMENDED

CATEGORY/ACTIVITY SUB-CATEGORY

RANGE

ASSESSMENT *

Crossings

Overhead, Suspended, Trenched $3.00 / linear ft

$3.00 / linear ft

or Directionally Drilled

Open-Pile Structures Heavy Industrial/Commercial $0.35 – $3.50 /ft²

$2.00 / ft²

Commercial Recreational

Private Use Marinas

$0.30 - $2.50 / ft²

$1.50 / ft²

(Dockominiums)

Public Use Marinas

$0.20 - $1.75 / ft²

$1.00 / ft² (Marinas/Fishing Piers)

Non-Commercial Mooring

$0.10 - $1.00 / ft²

$0.30 / ft²

(Community Piers w/o slips)

Isolated Structures

Non-Riparian Mooring

$200.00 – $1,000.00 ea

$500.00 ea

Buoys/Piles (Commercial)

Non-Riparian Mooring

$100.00 - $500.00 ea

$100.00 ea

Buoys/Piles (Private)

Aquaculture**

Floating structures/cages

(for outline of area occupied)

N/A

$0.05/ft² Facilities (piers, docks, wharf, etc)

N/A

$1.50/ft²

  • Annual rental equal to 1/10 single royalty assessment can be prescribed if the minimum single royalty assessment, not including that assessed for dredging, exceeds $5000.00 ** The royalty amounts for aquaculture structures and facilities were set in response to Commission case decisions (i.e. #07-1230).

Category updated August 27, 2010.

Virginia Marine Resources Commission Pier Determination GuidanceDoc ID: 4583

Original: 617 words
Condensed: 430 words
Reduction: 30.3%

RESOLUTION BY THE VIRGINIA MARINE RESOURCES COMMISSION CITIZEN BOARD INTERPRETING CODE § 28.2-1203.A.5(iv) and DELEGATING AUTHORITY TO MAKE THE DETERMINATION CALLED FOR BY CODE § 28.2-1203.A.5.(iv).

WHEREAS, by 2003 Act of Assembly Chapter 973 (“Chapter 973”), Code § 28.2-1203.A.5 was amended to add several qualifications concerning when the owners of riparian lands may, without the need for a permit from the Virginia Marine Resources Commission pursuant to Code §§ 28.2-1204 and 1207, place private piers for noncommercial purposes in the waters opposite those riparian lands; and

WHEREAS, among the qualifications added by Chapter 973 is that, pursuant to Code § 28.2- 1203.A.5(iv), said “piers are determined not to be a navigational hazard by the Commission”; and

WHEREAS, Title 28.2 of the Code of Virginia does not consistently use the word “Commission” to refer solely to the Citizen Board (“Citizen Board”) authorized and described in Code § 28.2-102(A), but frequently uses the word “Commission” to refer to the full time staff of the Commission (“staff”), appointed and supervised by the Commissioner as chief executive officer as provided by Code § 28.2-104; and

WHEREAS, the Commission is aware that literally hundreds of applications by riparian owners to place private piers for noncommercial purposes in the waters opposite their riparian lands are annually reviewed by the staff; and

WHEREAS, considering the existing responsibilities of the Citizen Board set out in Code of Virginia Title 28.2, it is unreasonable, both from the perspective of the time available to the Citizen Board and the impact of additional delay on citizens, to expect that the General Assembly intended, by the use of the word “Commission” in Code § 28.2-1203.A(iv), to require the Citizen Board to review the hundreds of applications for private piers in order to determine that each is not a navigational hazard; and

WHEREAS, Virginia law recognizes the authority of an agency of the Commonwealth to interpret the statutes under which it operates and that such interpretations, when reasonable, are accorded judicial deference;

NOW BE IT RESOLVED that the Virginia Marine Resources Commission Citizen Board hereby interprets the word “Commission” in Code § 28.2-1203.A.5.(iv) to authorize the Commissioner and staff appointed by him to determine whether piers, otherwise authorized to be placed without a Commission permit pursuant to Code § 28.2-1203.A.5, are navigational hazards, and

Notwithstanding, but in addition to, the foregoing, the Virginia Marine Resources Commission Citizen Board hereby delegates to the Commissioner, and authorizes him to further sub-delegate to staff appointed by him, the task of determining whether piers, otherwise authorized to be placed without permit pursuant to Code § 28.2-1203.A.5, are navigational hazards, and

In so interpreting and delegating the aforesaid authority, the Virginia Marine Resources Commission Citizen Board is mindful that Code § 62.1-164 sets out a private judicial remedy for citizens who nevertheless may believe that a private pier or landing obstructs the navigation of a watercourse, and that Code § 2.2-4025.A(v) exempts from judicial review under the Administrative Process Act (“APA”), Code § 2.2-4000, et seq., those “matters subject by law to a trial de novo in any Court.”

In so interpreting and delegating the aforesaid authority, the Virginia Marine Resources Commission Citizen Board recognizes that, through necessity and customary practice over time, the Commissioner and the staff appointed by him, perform, and have performed, some other tasks addressed to the “Commission” in Code Title 28. Nothing herein is intended to disapprove such actions, retroactively or prospectively, which has customarily developed over time as a matter of necessity or practicality. Rather, this Resolution is intended to clarify a current matter, arising from the enactment of Chapter 973, for the further guidance of the Commissioner and staff appointed by him and for the information of citizens.

SAV Guidance for Restoration and DelineationDoc ID: 6943

Original: 770 words
Condensed: 414 words
Reduction: 46.2%

1

Virginia Marine Resources Commission

Submerged Aquatic Vegetation (SAV) Guidance

Criteria Defining SAV Beds and Delineating Areas Where There is Potential for SAV Restoration

For purposes of this guidance “Submerged Aquatic Vegetation” (SAV) means any of a diverse assemblage of underwater plants found in the shoal areas of Chesapeake Bay, Virginia’s coastal bays and river tributaries, primarily eelgrass (Zostera marina) and widgeon grass (Ruppia maritima), and including, but not limited to: Eurasian watermilfoil (Myriophyllum spicatum), redhead grass (Potamogeton perfoliatus), wild celery (Vallisneria americana), common elodea (Elodea canadensis), water stargrass (Heteranthera dubia), coontail (Ceratophyllum demersum), water-weed (Egeria densa), muskgrass (Najas minor), pondweeds (Potamogeton sp.), Hydrilla (Hydrilla verticillata) and naiads (Najas sp.).

The importance of Submerged Aquatic Vegetation (SAV) as a resource and habitat within the tidal waters of the Commonwealth is well documented. The protection and restoration of SAV has been a long standing commitment of the Commonwealth and is identified in numerous Bay Program agreements and strategies for SAV management. Furthermore, when considering proposals for use of State-owned submerged lands, including leasing of oyster planting grounds, the Commission must consider the effects of any project or activity on SAV.

SAV coverage has been mapped annually by the Virginia Institute of Marine Science (VIMS) since 1984 and potential restoration areas totaling 185,000 acres in the Chesapeake Bay (approximately 77,500 acres in Virginia) have also now been identified by the Chesapeake Bay Program partners based on historic coverage. Combined, this information has been utilized by the Commission as criteria to guide resource management decisions. Recent fluctuations in SAV coverage due to multiple factors including temperature, substrate and water depth, however, have hampered the ability to utilize the most recent year survey information as the primary criteria and basis for decisions regarding proposed projects and activities potentially affecting existing SAV beds, and the use of historic coverage for projects and activities potential impacting SAV restoration areas. This makes it necessary to consider recent multiple year coverage of SAV to define SAV beds and to identify areas for potential SAV restoration.

2

Criteria Defining SAV Beds: SAV Beds shall include all those areas of SAV identified and annually mapped by VIMS during at least 1 of the previous 5 years. Such beds shall be considered a “stand of SAV”.

Criteria Delineating Areas Where There is Potential for SAV Restoration:

Potential areas for SAV restoration shall include all those areas of SAV, identified and annually mapped by VIMS during at least 1 of the previous 10 years, and any area specifically set aside for SAV restoration or protection by the Commission.

Review and Coordination of projects and Leasing of Oyster Planting Grounds Involving Beds of SAV or Potential SAV Restoration Areas:

SAV beds as identified by the criteria for defining SAV beds and potential SAV restoration areas shall be mapped and included on the oyster planting ground maps prepared and maintained by the Commission. Such maps shall be updated annually following publication of the most recent year survey conducted by VIMS.

It shall be the Commission’s policy to avoid authorization of any new structure, including aquaculture structures on unleased bottoms, and any new activity, or leasing oyster planting grounds on any SAV bed annually mapped by VIMS during at least 1 of the previous 5 years.

Proposed encroachments or activities in SAV beds may be authorized by permit, if deemed acceptable, however, all mitigation measures to reduce impacts to SAV must be considered and compensation of SAV losses may be required. When projects and activities, or leasing, are deemed unacceptable to Commission staff considering the impacts on SAV beds or potential SAV restoration areas, the project and activity, or lease request, may be considered by the Commission at a public hearing.

Certain aquaculture structures are authorized by Commission regulation within oyster planting ground leases provided they are not placed upon SAV beds within such leases. However, such aquaculture structures may be permitted by the Commission provided all appropriate mitigation measures to reduce impacts to SAV are included and compensation of SAV losses may be required if necessary.

When determining whether to authorize a project and activity or lease oyster planting grounds in potential SAV restoration areas the Commission Staff shall consult with VIMS regarding the potential for the project and activity, or leasing to affect SAV restoration.

3

Restoration of SAV Beds Around Existing and Authorized Structures:

In cases where a SAV bed becomes established through natural restoration around existing or authorized structures, including aquaculture structures, such structures shall not be required to be removed. Such structures can continue to be used and replaced, but cannot be moved or relocate to cover the SAV bed.

Virginia Tidal Wetland Mitigation Bank GuidelinesDoc ID: 4585

Original: 907 words
Condensed: 754 words
Reduction: 16.9%

Page 1 Guidelines for Establishment, Use and Operation of Tidal Wetland Mitigation Banks in Virginia

I.

INTRODUCTION These guidelines were originally promulgated in 1998. This update is necessary to comply with Chapter 334 of the 2023 Acts of the Virginia General Assembly, which requires the Virginia Marine Resources Commission (the “Commission”) to review and update these guidelines and to “consider provisions relating to the generation of vegetated and unvegetated wetland credits from wetland creation, restoration, conversion, and enhancement activities, invasive species control, and the establishment of open water channels.” The law also requires the Commission to make these guidelines consistent with its Tidal Wetlands Guidelines (May 2021 Update), including updating wetlands types and properties. This update is also necessary to bring these guidelines into alignment with current banking guidelines and practices in place with the Interagency Review Team (“IRT”). The IRT is composed federal, state, tribal, and/or local regulatory entities and serves to review documentation for the establishment and management of mitigation banks and in-lieu fee programs. The IRT operates in accordance with the Final Compensatory Mitigation for Losses of Aquatic Resources Rule, codified at 33 C.F.R. part 332 and 40 C.F.R. part 230, subpart J, and other applicable laws and guidelines.

II.

PURPOSE AND SCOPE This document provides guidance to the Commission, local wetlands boards, and the public for the development and operation of tidal wetland mitigation banks in the Commonwealth of Virginia.

These guidelines will supplement the existing Wetlands Mitigation-Compensation Policy currently codified at 4 Va. Admin. Code §§ 20-390-10 through 20-390-50. . The effective date of these guidelines will be August 1, 2024.

III.

DEFINITIONS For the purposes of these guidelines, the terms defined in the Wetlands Zoning Ordinance, codified at Va. Code § 28.2-1302, as amended, and in the Compensatory Mitigation for Losses of Aquatic Resources Rule, codified at 33 C.F.R. part 332, as amended, shall have the same meanings when used herein except for those terms set forth below: Page 2 Cataloging Unit: Specific geographic area as defined by the U.S. Geological Survey in the Hydrologic Unit Map of the United States.

Mitigation Bank: A site, or suite of sites, where tidal wetlands are restored, established, enhanced, or, in exceptional circumstances, preserved for the purpose of providing compensatory mitigation in advance of authorized impacts to similar resources. The operation and use of a mitigation bank are governed by a mitigation banking instrument.

Restoration: The manipulation of the physical, chemical, or biological characteristics of a wetland where it previously existed with the goal of returning natural/historic functions.

Watershed: The drainage area for each major river system within the Commonwealth.

IV.

TIDAL WETLAND MITIGATION BANKING GUIDANCE Any project which involves the use of credits from an approved mitigation bank to provide compensatory mitigation for the project’s adverse impacts to tidal wetlands must comply fully with existing State and Federal statutes and regulations, as well as be consistent with applicable agency policies, including, but not limited to:

  1. Title 28.2 of the Code of Virginia
  2. VMRC Wetlands Mitigation-Compensation Policy
  3. Clean Water Act, Section 404 (33 U.S.C. § 1344)
  4. Rivers and Harbors Act of 1899, Section 10 (33 U.S.C. § 403)
  5. Section 404(b)(1) Guidelines for the Specification of Disposal Sites for Dredged or Fill Material (40 C.F.R. part 230)
  6. Section 404 Permit Regulations (33 C.F.R. parts 320 through 330) Page 3
  7. Compensatory Mitigation for Losses of Aquatic Resources (33 C.F.R. part 332; 40 C.F.R. part 230, subpart J).
  8. National Environmental Policy Act (42 U.S.C. §§ 4321 et seq,) and the Council on Environmental Quality's implementing regulations (40 C,F,R, parts 1500 through1508).
  9. Fish and Wildlife Coordination Act (16 USC §§ 661 et seq,). 10. U.S. Fish and Wildlife Service Mitigation Policy available at htps://www.fws.gov/policy/a1501fw2.pdf. 11. Magnuson-Stevens Fishery Conservation and Management Act (16 U.S.C. §§ 1801 et seq.). 12. National Marine Fisheries Service Habitat Conservation Policy 13. Coastal Zone Management Act (16 U.S.C. §§ 1451 et. seq.) The policies set forth in this document are intended solely as guidance. This guidance does not establish or affect legal rights or obligations, establish a binding norm on any party, or constitute the final determination of the issues addressed.

V.

IMPLEMENTATION PROCEDURES The following criteria should be followed for bank planning, siting, construction and operation:

  1. Any party or parties interested in creating a tidal wetland mitigation bank should first contact the Commission and the U. S. Army Corps of Engineers (“Corps”) regarding the proposal. The Corps and Commission will gather pertinent information about the proposal and will, as co-chairs, establish the IRT. The IRT will consider the proposal and review all submitted documentation, including the prospectus, proposed mitigation banking instrument, and other appropriate documents, in accordance with applicable Federal and State law.

Page 4

  1. The sponsor will be required to provide a bond, letter of credit, or other financial assurance to ensure alternative compensatory mitigation is provided in the event the mitigation bank fails.
  2. The mitigation bank’s service area must be specified in the mitigation banking instrument. Unless otherwise provided by law, a mitigation bank’s service area may only include the cataloging unit in which it is located or an adjacent cataloging unit in the same watershed.
  3. The IRT will determine the number of credits available at the mitigation bank. Credits will be available for the establishment, restoration, enhancement, or, in certain circumstances, preservation of wetlands.
  4. Upon receipt of a complete banking instrument, the Commission or Corps shall provide notification to the public, through standard procedures, and provide a reasonable comment period.

Oyster Planting Ground Lease GuidelinesDoc ID: 7101

Original: 2,229 words
Condensed: 806 words
Reduction: 63.8%

Guideline Document: Oyster Planting Grounds Lease Renewal Approval, Lease Renewal Denial, and Commission Hearing Procedure for Lease Renewal Denial.

Purpose:

  1. The purpose of these guidelines is to make available to oyster planting ground leaseholders and the public-at-large the policies and procedures of the Marine Resources Commission related to the review, and subsequent renewal, or denial of oyster planting grounds pursuant to 28.2-613 of the Code of Virginia. This guidance document will be used by VMRC staff in its decision making process, provide a framework for the Commission upon appeal of oyster planting ground lease denials, and inform citizens of the factors used to determine whether to renew existing oyster planting ground leases.
  1. The guidelines herein are provided in conjunction with VMRC Chapter 4VAC20-1350-10 et. seq.;

Code of Virginia requirements contained within 28.2-613 of the Code of Virginia; and the public trust doctrine.

  1. When a lease renewal is denied at the staff level, the leaseholder may appeal that decision and request a hearing before the Commission as provided by the Code of Virginia 28.2-216, 28.2-217 and by Chapter 4VAC20-1350-10 et. seq.

Authority: Changes made at the 2019 General Assembly went into effect on February 27, 2019 to 28.2-613 of the Code of Virginia for the requirements that the Commission review each regular oyster planting ground lease upon expiration of each ten-year lease term. § 28.2-613, as amended in 2019 (new Code language in italics and underlined) states: Upon expiration of the initial or any subsequent term of the assignment, the Commission shall, on application of the holder, renew the assignment for an additional 10-year term. The Commission shall not renew or extend an assignment where there has been no significant production of oysters or clams, no reasonable plantings of oysters, clams or cultch or no significant oyster or clam aquaculture operation, during any portion of the 10-year period immediately prior to the application for renewal, unless the Commission finds that there was good cause for the failure to produce or plant oysters, clams or cultch or finds that the assignment is directly related to and beneficial to the production of oyster-planting grounds immediately adjacent to the assignment. In determining whether there was good cause for the failure to produce or plant oysters, clams, or cultch, in addition to other factors, the Commission shall decide whether the renewal is in the public interest considering the factors in subsection A of § 28.2-1205, the prevalence of the diseases MSX and Dermo, the public benefits and impacts of shellfish aquaculture, and whether the oyster-planting ground has traditionally produced commercial quantities of oysters or clams. The Commission shall set by regulation a fee structure for renewal fees to be paid by applicants. Such fees shall seek to reflect the cost to the Commission of processing the renewal application, but shall not exceed $300.

The Commission adopted Chapter 4VAC20-1350-10 et. seq. with an effective date of October 1, 2019, which establishes the procedures to request lease renewal, approved a renewal processing fee of $150.00 per lease, and provided a time-frame for appeal and subsequent Commission hearing to review any lease renewal denial.

Therefore, 28.2-613 of the Code of Virginia provides the conditions concerning the use of oyster planting ground leases and renewal of such leases when significant production of shellfish has occurred and/or when there has been reasonable plantings of oysters, clams or cultch, or aquaculture operation, or to deny such renewals when such production and/or reasonable plantings, or aquaculture operation have not occurred. § 28.2-613 further provides the Commission the authority to renew such leases if it is found there is good cause for failure to produce or plant oysters, clams or cultch. These guidelines shall provide leaseholders with the Code provided provisions, along with other additional rationale, that the Commission may consider for a lease renewal when production/planting thresholds have not been met.

Lease Renewal Propagation Criteria: These guidelines provide renewal criteria for leaseholders during the ten-year lease term and serve to assist VMRC staff when evaluating such leases. When a lease is denied by VMRC this guideline document can also assist the Commission at any subsequent hearing for review of such lease renewal denial.

This document provides guidance concerning both lease production and plantings, as well as providing a non-exclusive list of other factors staff and/or the Commission shall consider when determining whether to renew a lease, if production and planting requirements are not met. Failure to return the Application for Reassignment of Oyster Planting Ground or failure to pay the $150 fee for such renewal review by the end of the current ten-year lease term will result in denial of the lease renewal.

For renewal of an existing lease, § 28.2-613 requires significant production, reasonable plantings of shellfish or cultch, or significant aquaculture operation during any portion of the 10-year period of the lease term. To facilitate administration of these requirements following criteria are established:

  1. Use of mandatory reporting * data shall be used to determine harvest amounts. Significant aquaculture operation or hand tong/hand harvest shall be harvest of one bushel per acre per year as the minimum requirement for lease renewal (For clams the harvest requirement shall be 400 clams per acre per year). If there are no mandatory reporting discrepancies and a minimum harvest equal to one bushel per acre per year (or 400 clams per acre per year) is documented, the lease will be renewed. (*Note: If the leaseholder believes that significant harvest has occurred during the current ten year renewal period and they do not have specific records going back up to ten years, they may state on the renewal form, “see mandatory reporting for this lease”. Provided such mandatory reporting confirms a minimum harvest as required above, the lease shall be renewed).
  1. If shellfish harvest was obtained by use of a dredge or scrape permit and such harvest meets minimum requirements of one bushel per acre per year the lease shall be renewed, however, when harvest was obtained by the use of a dredge or scrape permit and the leaseholder has no records of reasonable planting of seed oysters or shell on the lease during the current lease renewal term, the lease shall not be renewed. Reasonable seed or shell plantings shall be considered to be 100 bushels of seed or shell per acre per year, or a minimum of one bushel of shell or seed planted for each bushel of oysters harvested, whichever is lower. If the leaseholder claims the lease is self-sustaining without the need to plant either seed or shell, VMRC staff shall field verify that the lease contains adequate shellstock and/or sufficient shell cultch material and if verified the lease shall be renewed. (*Note: This planting provision requirement shall start upon the effective date of adoption of these guidelines).
  1. When harvest reported on the lease application renewal form does not reasonably match harvest reported data within the mandatory reporting program, such discrepancy will be referred to the Fisheries Management Division mandatory reporting program for reconciliation.
  1. If total harvest data do not meet the required minimum effort, then shell, cultch, seed planting effort, and aquaculture use will be considered. For the lease to be renewed an effort of one bushel of combined harvest/production/planting per acre per year over the entire ten-year period will result in the lease being renewed. This effort can include harvest, seed production or planting, shell or cultch planting, use of the area for nursery growing, or aquaculture shellfish production. For shell, cultch, spat on shell, seed planting, or aquaculture production, information of amounts deployed shall be provided.

Significant production, reasonable plantings and per acre effort per year is considered in totality for the entire ten year lease term and such production and/or planting can occur during any portion of the ten year lease term.

Lease Renewal Effort Criteria: When the effort levels noted above are not achieved, 28.2-613 of the Code of Virginia allows for renewal of the lease provided the Commission finds that there was good cause for failure to produce shellfish, or to plant shellfish or cultch, in addition to other factors, whether the renewal is in the public interest considering the factors in subsection A of 28.2-1205 of the Code of Virginia:

Pursuant to the Code of Virginia, section 28.2-613:

If the lease is directly related to and beneficial to the production of oyster-planting grounds immediately adjacent to the lease being considered for renewal (documentation required of how lease is related to or beneficial to the production of grounds adjacent to the lease).

The prevalence of the diseases MSX and Dermo (documentation required of testing data to confirming the presence and impact of MSX and/or Dermo.

The public benefits and impacts of shellfish aquaculture (benefits may include, water quality improvement, erosion control, food production, etc.; impacts may include, navigation impacts, pier or other authorized structure encroachments, view shed issues, noise, smell, improper gear maintenance, presence of SAV, conflicts with other uses of the area, etc.).

Whether the ground has traditionally produced commercial quantities of oysters or clams (documentation required of historic production to include quantities and dates of production/harvest).

Pursuant to the Code of Virginia, subsection A of 28.2-1205:

Other reasonable and permissible uses of state waters and the state-owned bottomlands;

Marine and fisheries resources of the Commonwealth.

Tidal wetlands, except when this has or will be determined under the provision of Chapter 13 of Subtitle III the Code of Virginia.

Adjacent or nearby properties (close proximity to upland property, navigation, existing leases, existence of piers or other authorized structures within lease area, etc.).

Water quality.

Submerged aquatic vegetation (SAV) (VMRC has a SAV guidance policy concerning impacts associated with oyster ground leases).

Additional factors that can be considered by the Commission when considering whether to renew a lease to the extent allowed by law:

Use of the lease for husbandry, nursery, seed growing, or broodstock (detailed explanation and rationale for such use).

Whether the leaseholder, or its related entities or persons, is able to meet the significant production criteria, on average, across the entirety of its leases.

Wet storage (documentation required for such use, provide Health Department permit info if applicable).

Restoration efforts (permits, receipts or other documentation required).

Water quality improvement (verified water quality credits or other relevant documentation required).

Erosion control (permits, receipts or other documentation required).

Rotation with other leased areas (list other lease(s) in rotation scheme, time frame of rotation).

Shellfish aquaculture production activity that requires a permit, over or upon the lease (provide permit documentation). *Buffer of productive area within lease or an adjacent lease (provide lease info on area being buffered, rationale for buffer claim) (*VMRC may, in consultation with the leaseholder, require lease boundary reduction for renewal if buffer area deemed too large, for areas unsuitable for shellfish propagation, or approve those portions of the lease area where aquaculture activities are located).

Education (documentation of educational component required).

Eco-tourism directly related to shellfish production (provide proof of eco-tourism activity related to lease) An operational plan which may include use of multiple leases for seed propagation, nursery, multiple leases rotation, best management practices, buffers, or aquaculture (enclosures) husbandry activities (copy of actual plan required).

Use of the lease for recreational harvest commensurate with the size of the leased area.

Severe adverse catastrophic events and/or other localized environmental conditions causing mortality, or significant loss of production or production marketability.

Having a lease within a Health Department restricted waters classification area shall not be considered a valid reason for not attempting to propagate shellfish during the ten-year lease term.

Lease Denial Hearing Procedures:

If lease renewal, or partial lease renewal is denied at the staff level the leaseholder may request a hearing before the Commission. Any request for a formal hearing to appeal a lease renewal denied pursuant to Chapter 4 VAC20-1350-10 et. seq. must be received or postmarked no later than 60-days from the date that notice of the denial decision is received. Such a hearing shall be considered a formal hearing under the rules of the Code of Virginia Title 28.2 Fisheries and Habitat of the Tidal Waters, Subtitle II, Tidal Fisheries, Chapter 2, General Provisions, Article 3, Proceedings and Actions (28.2-216-28.2-217).

The Commission shall use this guidance document when considering any additional information provided by the leaseholder, after any lease denial, but prior to or at the hearing. Upon receipt of a request for a hearing, staff will request any such information from the leaseholder before any hearing is scheduled, and if received, will, based on any such information, provide a staff evaluation and revised recommendation to the Commission at the hearing. No hearing will be scheduled until the required $150 fee is paid.

A copy of this document shall be provided to all leaseholders, and placed on the Commission web site, as soon as practicable upon Commission approval. For leases with renewal due dates that occur after the adoption of these guidelines through February 27, 2029, a measured approach to such renewals shall take into account that records may not have been kept prior to February 27, 2019 related to the renewal criteria contained in these guidelines (other than as described in C. 1, for mandatory harvest reported, and C. 2, for seed, shell, cultch planting). All leases with a renewal date after February 27, 2029, shall be reviewed under the full requirements of these guidelines.

Effective date: April 1, 2021.

Commission approval date: March 23, 2021.

Coastal Sand Dunes and Beaches GuidelinesDoc ID: 4584

Original: 12,305 words
Condensed: 8,298 words
Reduction: 32.6%
  • Page 1 --- Coastal Primary Sand Dunes/ Beaches Guidelines Guidelines for the Permitting of Activities Which Encroach into Coastal Primary Sand Dunes/Beaches

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RCE Issued by the Virginia Marine Resources Commission 2600 Washington Avenue Newport News, Virginia 23607 Developed Pursuant to Chapter 14 of Title 28.2, Code of Virginia.

These Guidelines were approved on August 26, 1980 and became effective September 26, 1980 Reprinted September 1993

  • Page 2 --- a —

rata This reprint was funded, in part, by the Virginia Council on the Environment's Coastal Resources Management Program through Grant #NA270Z0312-01 of the National Oceanic and Atmospheric Administration, Office of Ocean and Coastal Resources Management, under the Coastal Zone Management Act of 1972 as amended.

Printed on recycled paper &

  • Page 3 --- Coastal Primary Sand Dunes / Beaches Guidelines

Table of Contents Section I Introduction . 0... ee ee ee S Section II Description of Coastal Primary Sand Dunes and Their Values ............ 6 Section III Consequences of Altering Coastal Primary Sand Dunes ............... 8 Section IV Recommended Guidelines When Altering Coastal Primary Sand Dunes...... 11

Section V Considerations for Construction and Mitigation Activities

in the Areas of Coastal Primary Sand Dunes .................... 18 Section VI Beaches. ........ 2.000 pee ee ee ee ee ee ee 14 Section VII Barrier Island Policy and Supplemental Guidelines... .............. 15 Section VIII Coastal Dune Vegetation .. 2... 2. ee ee es 28 Sea Oats... ee ee ee ee BS American Beach Grass .. 2.0.00 ee ee ee ee ee OF Short Dune Grass, Running Beach Grass ..........-.-.-..52++.2.+. 29 Seaside Goldenrod ... 0.20... 00 2p eee ee ee ee ee eee Bl Dusty Miller. 2... ee 8B Dune Bean, Beach Bean ... 1... 2. ee ee ee 8H Seabeach Sandwort.. 1... ee ee ee ee ee BF Sea Rocket. 2 0. ee ee ee BY Beach Heather .........00 000 eee ee ee ee ee AL Saltmeadow Hay ........ 00 ee ee ee ee 48 Glossary 2.0 0 ee ee ee. 44 3

  • Page 4 --- Coastal Primary Sand Dunes / Beaches Guidelines a 4
  • Page 5 --- Coastal Primary Sand Dunes / Beaches Guidelines Section I Introduction During its 1980 session, the Virginia General Assembly took an important step in reducing the potential for the loss of lives and property as well as the expenditure of public assistance funds in coastal hazard areas by adopting the first State-supervised program in Virginia for control- ling development in coastal primary sand dunes. In adopting the legislation, the Common- wealth recognized the importance of coastal primary sand dunes as features which, in their natural state, serve as protective buffers to the effects of flooding and erosion caused by coastal storms; thereby, protecting life and property, and further recognized the value of these features to the replenishment of sand on beaches, their importance as habitat for coastal fauna and their role in the overall scenic and recreational attractiveness of Virginia's coastal environment.

At the same time, the General Assembly expressed its concern over the fact that activities which do not take into account the essentially dynamic nature of coastal dunes and which com- promise their special values may lead to increased shoreline erosion, coastal flooding damage to fixed structures and increased expenditure of public funds for disaster assistance and beach re- plenishment. Therefore, the General Assembly established the policy of preserving and protect- ing, whenever necessary and practical, coastal primary sand dunes in a manner which accommodates necessary economic development. Building upon the successful structure of the Virginia Wetlands Act, the General Assembly has chosen to offer selected localities having coastal primary sand dunes the opportunity to adopt a specified ordinance to control develop- ment in these dunes through local wetlands boards already in existence or created in order to carry out this Act. In order to simplify the task of these boards as well as the Marine Resources Commission, the legislators have wisely chosen to standardize procedures for the Wetlands and Dunes Statutes. Therefore, as with the Wetlands Statute, the Marine Resources Commission will review, on appeal, local permit decisions on dunes, and where the locality has not adopted the specified ordinance, administer the permit system itself.

In order to provide guidance to the public, and to local wetlands boards as well as to insure uni- formity of decision making criteria, the General Assembly directed the Marine Resources Com- mission, with the assistance of the Virginia Institute of Marine Science, to develop and publish guidelines. These guidelines were approved by the Commission August 26, 1980 following four public hearings which were held in conformance with the Administrative Processes Act. They are promulgated to supplement the policy and standards of the Coastal Primary Sand Dune Pro- tection Act with the hope that they will assist project proponents and decision-makers alike in shaping shorefront development in a manner that preserves and protects the values of coastal primary sand dunes articulated in the Act.

In 1989, the General Assembly modified the Coastal Primary Sand Dune Protection Act to bring “beaches” in certain counties, cities and towns fronting on Chesapeake Bay under the same regulatory process as that required of dunes. The intent is to regulate the use or develop- ment of sandy beaches and to prevent their alteration even if no coastal primary sand dune can be identified or where contiguity with a dune system or former dune system has been inter- rupted by a manmade structure such as a road, bulkhead or building. av 5

  • Page 6 --- Coastal Primary Sand Dunes / Beaches Guidelines Section II Description of Coastal Primary Sand Dunes and Their Values A. Dune Characterization. The Coastal Primary Sand Dune Protection Act defines a dune as a mound of unconsolidated sandy soil which is contiguous to mean high water, whose land- ward and lateral limits are marked by a change in grade from ten percent or greater to less than ten percent and upon any part of which is growing as of July one, nineteen hundred eighty, or grows thereon subsequent thereto, any one or more of ten plant species associated with dunes. Under this definition, chosen to recognize the dynamic nature of the system, coastal primary sand dunes include both the mound of sand comprising the dune zone as well as the foreshore comprising the beach zone. Together, these two zones form the coastal primary sand dune system which commences at mean high water and proceeds landward to the backside of the dunes where the slope drops below ten percent. (See Figure 1).

The primary dune system is a component of the active shore system as well as a transition zone between the intertidal area and secondary rows of dunes or fastland property. Coastal primary sand dunes represent an accumulation of sand, often supporting rooted vegetation, formed by the interaction of wind and wave action on the sandy material along the shore.

Sand moved on the beach during periods of relatively low wave energy is moved landward by the action of onshore winds. Vegetation along the dune line acts as a baffle, slowing wind speed and causing wind-borne sand to settle and be trapped in the vegetation resulting in the growth or accretion of the dune. The size and location of a primary dune are therefore de- termined by the amount of sand available and the ability of wind and waves to move the sand as well as the degree to which any existing vegetation can act to trap it. Thus, just as the intensity, direction and duration of winds and waves constantly change through the al + Coastal Primary Sand Dune —+ t~———— Dual Zone ———_o}e— ea ——>| ( one ¢ ep

[BENNY lateral 4 6 8 10 0 -2 -4 -2 limit slope limit ‘ \ for SN ; toy i poof mean high water i greater | |! | ros a less than 10% than 10% | i ( t Py ’ ‘ ‘ i ' trough dune dune dune dune backshore berm fore- bar backface crest face toe shore Figure 1. 6

  • Page 7 --- Coastal Primary Sand Dunes / Beaches Guidelines seasons, so, too, do coastal dunes remain in a state of flux. During high energy conditions, such as the northeast storms which frequent the Eastern Seaboard, primary dunes may be subject to attack by wind driven waves aided by storm surges, and the dune is eroded away, with the sand settling in an offshore bar. Thus, during normal weather conditions, dunes act as a reservoir of sand which can, through erosion, buffer inland areas from the effects of storm waves and in the process act as natural levees against the effects of coastal flooding.

B. Dune Values. In adopting legislation governing coastal primary sand dunes, the General

Assembly recognized that these features, “...in their natural state serve as protective barri-

ers from the effects of coastal flooding and erosion caused by coastal storms...provide an es-

sential source of natural sand replenishment for beaches and an important natural habitat for coastal fauna; and are important to the overall scenic and recreational attractiveness of

Virginia's coastal area.” Every primary sand dune provides some measure of each of these

four recognized benefits, depending upon the size, location and setting of the dune as well as

the quality and vigor of the vegetation.

  1. Flood and Erosion Protection. Primary sand dunes provide a buffer against coastal flooding and erosion by virtue of both their location and composition. Primary dunes de- velop at an elevation above the normal reach of tidal waters. During storm surges, how- ever, the dune, as noted above, serves as a levee protecting the land behind from the force of waves and flood waters. The sand itself absorbs much of the wave energy as it is moved about by storm waves. Thus, the energy each wave expends eroding the dune is sub- sequently unavailable to act on fastland and structures behind the dune. The ability of the dune to provide this protection is obviously dependent on its height and breadth. The continuity of the dune line is also a major factor in the ability of the dune to provide pro- tection. Solitary dunes or dune lines which are subject to being breached or flanked can- not afford the protection provided by a continuous line of uniformly high dunes.

The composition of the dune, in terms of its sediments and vegetation, also affects its abil- ity to provide protection for coastal areas. As noted above, dune vegetation acts as a baffle to trap sand where the root system of the vegetation as well as dead vegetation bind the sediments together. Thus, the type and vigor of vegetation present on dunes help to deter- mine the degree to which the dune will absorb wave energy.

  1. Sand Replenishment. Coastal primary sand dunes are basically onshore sand bars, or as noted above, reservoirs of sand. Sand is constantly being moved by wind and waves be- tween offshore sand bars, beaches, dunes and during storm events, even inland. Sand eroded from dunes during high energy conditions often finds its final resting place on beaches or offshore bars. These offshore bars then act as sources of sand for the beach dur- ing periods of lower energy when wave action tends to deposit material in the beach zone.

Thus after each storm, the sand originally eroded from the dune returns to the beach zone during the rebuilding process.

  1. Habitat. Coastal primary sand dunes, in their natural state, serve as a habitat for a wide variety of plants. Dune vegetation is characterized by its ability to withstand extremes in the natural environment and by its inability to withstand man-made disturbances. The dune is a very rigorous environment for a plant. Each plant must be able to survive with

7

  • Page 8 --- Coastal Primary Sand Dunes / Beaches Guidelines very limited amounts of fresh water, tolerate constant salt spray and endure extreme vari- ations in temperature. That such vegetation hardy enough to survive all of these stresses should be so intolerant to any additional disturbance such as trampling by people and/or vehicles is explained by the fact that these plants are living close to their limit of toler- ance and even minor disturbances to root systems can cause such plants to die.

Vigorous vegetation both on the dune crest and the leeward side of the dune can provide attractive habitats for some shore-dwelling animals. The most visible inhabitants of dunes other than plants are various shore birds which utilize the area for roosts and nest- ing. Dunes also support a variety of insects and occasionally some small mammals and reptiles.

4, Aesthetics. Perhaps the most widely accepted but least quantifiable value of the coastal primary sand dune is the contribution it makes to the attractiveness of the coastal area.

Aesthetic evaluations are a personal prerogative and therefore difficult to utilize as the basis for management decisions. Nevertheless, the General Assembly has taken note of the contribution dunes make to the enhancement of the shore experience. It is therefore, appropriate for development adjacent to dune areas to be considerate of that contribution.

Section Il

Consequences of Altering Coastal Primary Sand Dunes

Simply stated, the consequences of altering coastal primary sand dunes are a loss of or diminu-

tion of the values discussed above. Unfortunately, there is very little information enabling quan-

titative assessments of the loss or degradation of these values from any proposed development in the dunes area. In the absence of such information decisions regarding such development must be based on experience and reasoned judgements with each decision being made on a case- by-case basis. It is, however, possible to rank the consequences of alteration in terms of the

scale of alteration:

A. Leveling dunes. The leveling of a dune is certainly the most extreme alteration of that fea- ture which can be undertaken. In such instances, the buffering capability provided by the natural levee of the dune and its source of sand are obliterated. This exposes adjacent and neighboring properties to substantially greater risk of flooding and causes a reduction in available sand for the adjacent beach zone as well as destabilization of the flanks of adjacent dunes.

B. Displacement of the dune. The natural position of a dune is the result of a balance of natural forces at any given time. Generally dunes are found in areas where they are at- tacked by waves only during storm events and then only after the backshore has been eroded by wave action. Displacement of a dune to a more seaward location exposes it to wave energy more often thereby accelerating erosion of the dune. Structures built on or be- hind the dune may then be exposed to wave action or inundated with sand as the dune mi- grates to a position in which it is again in equilibrium with wind and wave forces. Equally important, however, is the breach that such relocation causes in the dune line and the haz- ard such a breach poses for both the property located behind the relocated dune and adja-

8

  • Page 9 --- Coastal Primary Sand Dunes / Beaches Guidelines cent properties as well. Displacement of a dune to a more landward location for whatever reasons would create the same type of breaching problem as well as affording no buffering capability for any property located seaward of it. Such displacement also causes a loss of sand for natural beach replenishment.

C. Building on the beach backshore. Building on the beach backshore, seaward of the dune

can lead to adverse consequences in three ways:

  1. During construction, the dune may be reduced in elevation for access to the building site.

Should a storm occur during this period, the dune may be breached with the impacts dis- cussed above.

  1. After construction, the structure itself may interfere with wind patterns over the dune crest causing deflation or wind scouring.
  1. Pedestrian traffic over the dune can cause the loss of vegetation anchoring the dune un- less a dune overwalk, following the natural contour of the dune, is provided.

D. Pedestrian and vehicular traffic across the dune. The principal consequence of cross dune traffic is that, after the vegetation has been killed, wind transport of sand can very quickly excavate a crossdune blowout resulting in a localized weakness.

E. Building on the crest or foreface of the dune. Building on the foreface of the dune is very likely to result in alteration of the dune contours during construction, sand removal from channelization of wind around the structure and an increase of pedestrian traffic over the dune. During construction, wind blown sand may become a nuisance to other nearby properties.

F. Building on the dune backface. Since the dune backface is the natural zone of deposition in the dune system, construction in this zone is less deleterious to the functions of the dunes so long as significant amounts of material are not excavated. The presence of the structure will modify the wind flow but to the extent the structure is in the lee of the dune this may be minimized.

The preceding comments are directed principally toward destructive alterations of coastal pri- mary sand dunes. It is possible to enhance dunes. Basically, these alterations are efforts to cre- ate more extensive, better stabilized dunes. Encouraging the natural development of a dune is not an exact science, but there is information available about the efficacy of a variety of meth- ods. Just as with the construction of any other structure, seeking advice from a professional is advisable. The benefits accrue in terms of lessening costs associated with coastal storms.

The consequences of altering existing natural] dunes are, in some respects, dependent on where

the dune is located. This is particularly true of the dune's role as a protection and beach replen-

ishment device. Within Virginia, coastal dunes are found in three broad geographic areas: the oceanside of the Eastern Shore, the Atlantic beaches south of the Bay entrance, and the shore- line of the Bay proper.

9

  • Page 10 --- Coastal Primary Sand Dunes / Beaches Guidelines Eastern Shore - Oceanside The oceanside of the Eastern Shore contains by far the largest complement of dunes in Virginia.

Accomack and Northampton Counties have a total of about 85.3 miles of coastal dunes associ- ated almost exclusively with the barrier islands. Barrier islands are among the most dynamic of coastal features.

As the Barrier Islands absorb the storm induced wave energy, they are frequently breached or overtopped and the sand is spread over the lee-side marshes. With the onset of normal! weather, the dunes rebuild. As the Barrier Islands erode, the entire ensemble, beach-dune-washover, also retreats. Thus, the complete beach morphology is preserved. For the most part, the dunes are of low elevation and susceptible to even moderate storm activity. Given the many inlets in the system, the dunes do not have a primary function of flood control. They do, however, help control the washover processes. Given the low-lying elevations, any development on the Barrier Islands may result in inordinately high private or public costs. (See Section VID).

Virginia Beach The second general area includes the Atlantic coast beaches south of the entrance to Chesapeake Bay. These beaches lie almost entirely within the City of Virginia Beach. The city contains about 38.5 miles of dunes. In contrast to the Barrier Island dunes, the Virginia Beach sand dunes include some under the most intense developmental pressure anywhere in Virginia.

Because of the tremendous development along the coastline, it is in this area that primary sand dunes have their greatest potential for protecting life and property. In order for the dunes to of- fer the maximum flood and erosion protection, they must be maintained as a relatively uniform, uninterrupted dune line. Each time a dune elevation is lowered or a portion of the dune line is completely removed, the protective capabilities of the dune are compromised not only at that site, but for adjacent areas as well.

The challenge is to accommodate the property owner's desire for access to the beach while re- taining the integrity of the dune system. Repeated experience has established that construction on the dune is undesirable. Even open-pile structures lead to changes in wind and sand deposi- tion patterns in the area. Frequently, this results in a local deflation of the dune. In the Vir- ginia Beach area, loss of the primary dune line integrity could have its most significant consequences in terms of loss of life and property.

A second consequence of modifying dunes in the Virginia Beach area is the loss of the natural sand replenishment dunes provide to beaches. In an area whose principal resources include an attractive beach, the value of a viable dune system can easily be appreciated. The costly and continuous efforts of artificial beach nourishment are a partial result of sand dunes having been previously destroyed.

Chesapeake Bay Shores There are scattered dune areas throughout much of the Virginia Bay shoreline. They can be found in: Norfolk, Hampton, Virginia Beach, Mathews County, Lancaster County, Northumber- land County, and Northampton and Accomack Counties on the Eastern Shore. The Chesapeake Bay shoreline in Virginia Beach, Norfolk's Ocean View section and some of Hampton's shoreline possess the same development pressures as the Atlantic shoreline of Virginia Beach. The conse- a 10

  • Page 11 --- Coastal Primary Sand Dunes / Beaches Guidelines quences of dune alteration are therefore identical in those areas. The other localities differ in the type and location of dunes generally found there. Typically, the dunes are part of a less ex- tensive beach system and frequently occur in areas with much less developmental pressure than the more urban settings. In these areas, loss of a dune’s protective capabilities can have consequences for both life and property similar to that in Virginia Beach, and can impact other natural resources as in the Barrier Islands.

Section IV

Recommended Guidelines When Altering Coastal Primary Sand Dunes In adopting the Coastal Primary Sand Dune Act, the General Assembly established the follow-

ing standards for construction on sand dunes: “No permanent alteration or construction upon any coastal primary sand dune shall take place

which would:

A. impair the natural functions of the dune as described by the Act

B. physically alter the contour of the dune

C. destroy vegetation growing on the dune Activities contrary to these standards will be permitted only if the wetlands board or Commis- sion finds that there will be no significant adverse ecological impact from the proposal, or that granting a permit for the proposal is clearly necessary and consistent with the public interest.” It is apparent from a reading of the policy and standards of the Act that the General Assembly did not intend a prohibition on all activity in the dunes area. Instead, the legislators sought a careful balancing of the public and private benefits and detriments of each proposal. Some pro- posed development in the dunes area can be accommodated by utilizing proper location and de- sign methods. Each proposal will likely be unique with respect to the necessity for the project and its probable effects on the beneficial value of dunes; therefore, criteria must be applied on a case-by-case basis. The objective of these criteria is to provide guidance which will direct devel- opment into an accommodation with the ecology of the coastal primary sand dune.

Guidelines A. Provided the beneficial attributes of coastal primary sand dunes as discussed above are not

significantly disturbed, alteration of dunes may be justified in order to:

  1. Construct water access dependent facilities which must pass over the coastal primary

sand dune for such access.

Such construction as might be allowed in item 1 above must be constructed in a manner which will minimize alteration of the dune slope during and after construction. Encroachment on the backside of a primary dune should be limited to the minimum necessary. In addition to other re- 11

  • Page 12 --- Coastal Primary Sand Dunes / Beaches Guidelines

quirements that may apply for construction, only structures with open pile foundations should

be constructed.

Rationale: The requirement that any construction on the dune backside must utilize an open pile foundation design is based upon consideration of the dynamics of dune move- ment, the compatibility of housing within the dune system, and the need to protect life and property within the fastland fringing the beach zone.

During times of severe storms, the entire primary dune system may yield to excavation by elevated water levels accompanied by high waves. Structures on slab foundations or de- signs other than open piling may be expected to exhibit structural failure. Such slab foun- dations also generally require the excavation of the dune backface for placement and do not allow for the natural migration of the dune. During periods of normal weather and sea state, and during poststorm periods of natural dune rebuilding, the backside of the dune is a zone of sand deposition. Structures elevated on open piling foundations will be less susceptible to burial by encroachment and deposition.

Bridging the dunes to gain access for certain water dependent activities may be permitted when

those activities are deemed necessary. In such cases, elevated open piling foundations will mini-

mize disturbance of natural dune building processes.

It should be noted that a requirement for open pile foundations is consistent with existing re-

quirements of the National Flood Insurance Act.

B. Alteration of coastal primary sand dunes is ordinarily not justified:

  1. For purposes of activities which can be accommodated without encroachment into the dune area.

Rationale: It is clearly the intent of the legislature to protect the primary sand dunes from unnecessary despoliation. Therefore, activities which have no inherent need to be im- mediately adjacent to the shore or for which there is sufficient room landward of the coastal primary sand dune may not require modification of the dune.

  1. Where the construction is proposed on the dune crest or seaward of the dune crest.

Rationale: The beach backshore is the primary sand supply for the primary dune and the foreface and crest of the deposit are the most active transport zones in the dune sys- tem. Construction on the backshore, frontal face and crest is thus likely to disrupt the transport system. In particular, construction on the crest and/or frontal face will cause lo- cal deflation of the sand elevations causing local weaknesses in the integrity of the dune system.

  1. Where the dune location must be modified in order to accommodate the proposed construc- tion activity.

Rationale: The natural location of the primary dune is the result of all beach processes.

The natural dune position is just beyond the reach of normal beach modulations. Reloca- 12

  • Page 13 --- Coastal Primary Sand Dunes / Beaches Guidelines tion of the dune by artificial means to a more seaward or landward location is likely to re- sult in a loss of the sand stored in the dune. This will reduce the integrity of the dune line and compromise the ability of the dune to protect against storm flooding and erosion.

4, Where alteration of the dune would likely result in damage to neighboring property own- ers.

Rationale: Construction within a primary coastal dune may lead to weaknesses in the protective attributes of the system. Under severe storm attack, the weakness may lead to failure causing that site to become the focus of wave overwash activity. The breach in the system can reasonably be expected to widen to neighboring properties and cause other- wise avoidable damage.

In addition, during the periods of dune regrowth, the new sand deposits may encroach upon the developed zone of the neighboring lots.

Section V Considerations for Construction and Mitigation Activities in the Area of Coastal Primary Sand Dunes Due to the constantly changing nature of dunes and the possible wind, wave and scour action they may be subjected to, the design, location selection, and construction of structures in dune areas should be done by qualified professionals. As a recommended minimum, all elements of beach front structures, including the foundation and non-structural fastenings and components, should be designed to withstand the wind and wave forces of a 100 year storm. The first habit- able floor of a building should be elevated on a piling foundation to a height above the crest of the 100 year design wave. Any construction in the space below the first floor should incorporate breakaway walls intended to collapse under stress without jeopardizing the structural support of the building. The piling foundation should safely transmit to the ground the full vertical and horizontal loads imposed on the superstructure by 100 year design storms. It should present as slender a profile as possible while being durable enough to resist storm loads, which may in- clude the impact of floating debris. Pilings should be spaced such that no one row of piles is sub- ject to significant wave forces at any one time and the spacing should provide for unhindered movement of water and debris between piles. Pilings should be of a circumference which mini- mizes induced concentration of wave force and consequent erosion and scour at the base, yet they should penetrate deeply enough (5 to 20 feet below mean sea level) and have sufficient strength to safely support the superstructure when the surrounding material is eroded down to the lowest predictable level. The foundation should be of a material which will resist deteriora- tion in a corrosive marine environment. Structures with large areas in contact with the ground, such as swimming pools, decks, and slab foundations, should be discouraged. The ground below the first habitable floor should not be paved or altered, however, shell or mari are suitable when used to stabilize driveways. Telephone and electric lines should be located underground in water proof conduits laid in protected areas not subject to erosion. Water and sewage facili- ties should also be located in protected areas not subject to erosion. 13

  • Page 14 --- Coastal Primary Sand Dunes / Beaches Guidelines

Vegetation is the most effective protection for the land against the sea in establishing and main-

taining a coastal position, and for that reason, during permitted construction, al] precautions

should be taken to retain as much natural vegetation as possible on the dunes and upper beaches. When walkways and platforms are located over a dune system, they should be ele- vated sufficiently to provide for the continued healthy growth of the vegetation below (3 feet minimum). Restoration of destroyed dunes can be accomplished by creating filis using slat or brush fencing or by moving upper beach sand by machine. Both procedures should be followed by long-term plantings of vegetation to replace that which was destroyed and to stabilize the dune. For the restoration of a long foredune, the fence should be aligned parallel to primary dunes in the vicinity and somewhat parallel to the drift line berm of the upper beach. The fence should be far enough back to allow the wind to move an adequate supply of sand against it, and placed so as not to bury existing vegetation. To build fills and help reform dune topography in smaller areas, fences should be built across the direction of prevailing winds. The newly created fill material should then be stabilized with plantings.

Section VI

Beaches

A. Definition. In the 1989 change to the Coastal Sand Dune Protection Act, the term beach is defined and added in place of reach. All references to reaches were dropped. Beach is de-

fined as:

  1. The shoreline zone comprised of unconsolidated sandy material upon which there is a mu- tual interaction of the forces of erosion, sediment transport and deposition that extends from the low water line landward to where there is a marked change in either material composition or physiographic form such as a dune, bluff or marsh, or
  1. where no such change can be identified, to the line of woody vegetation (usually the effec- tive limit of storm waves), or the nearest impermeable man-made structure, such as a bulkhead, revetment or paved road.

Beaches have therefore been added to the legislative declaration of policy as an area to preserve

and protect in the same fashion as Coastal Primary Sand Dunes.

B. Applicability. Under the foregoing definition, all coastal and bay beaches in Virginia would be included since they all are composed of unconsolidated sandy soil and experience the “... mutual interaction of erosion, sediment transport and deposition...”

Identifying the landward limit of a beach should present minimal problems. In most cases a

dune, bulkhead or other solid man-made structure will mark the upper limit of the beach.

Where none of these are found, the landward limit will be marked by woody vegetation such as

wild black cherry (Prunus serotina) Ehrhart, live oak (Quercus virginiana) Miller, red cedar

(Juniperus virginiana) L., wax myrtle (Myrica cerifera) L., loblolly pine (Pinus taeda) L., bay-

berry (Myrica pensylvanicum) Loisel, poison ivy (Rhus radicans) L., and highbush blueberry

(Vaccinium corymbosum) L.

Ce 14

  • Page 15 --- Coastal Primary Sand Dunes / Beaches Guidelines

In evaluating an application to use or develop property which meets the “beach” definition, Sec-

tions IV and V of these Guidelines contain information which can be utilized in arriving at the

appropriate decision.

C. Decision Process. The wetlands and dunes protection programs have been successful largely because of the conscientious adherence of local boards and VMRC to established pol- icy standards and guidelines. Similar careful adherence to a rule of reasonableness in admin- istering “beaches” will assure the development of a decision record which can successfully sustain an appeal should one result.

Section VII

Virginia Marine Resources Commission Barrier Island Policy

(Rev. October 25, 1990)

A. Introduction

  1. Definitions. For the purpose of this regulation, the definitions contained within Section

28.2-1400 of the code of Virginia apply. In addition, the following words and terms when used in these regulations, shall have the following meaning unless the context clearly indi-

cates otherwise:

Barrier Islands - means elongated narrow landforms consisting largely of unconsoli- dated and shifting sand, fronted on one side by the ocean and on the other by a bay or marshland which separates them from the mainland.

Dune Crest - means the highest elevation of the coastal primary sand dune on the lot as determined in consultation with the Virginia Institute of Marine Science.

Local 100-year long-term recession rate - means calculating the average shoreline recession over fixed one-mile intervals averaged over the period between surveys of 100 years or more.

  1. Background. Barrier islands are transient landforms. Their dynamic and unstable na- ture poses significant risk to life and property located there. Scientific evidence placed be- fore the Marine Resources Commission supports a finding that some of Virginia's barrier islands, including Cedar Island, are more fragile, more unstable, and pose even greater risk to life and property than many other coastal barriers due to their sand-deficient char- acter. In addition, barrier islands are themselves significant natural resources that con- tain a number of specific features (coastal primary sand dunes, wetlands, and vast stretches of state-owned sandy beaches) including natural heritage resources and threat- ened or endangered species that are recognized by the General Assembly for their natural value and are protected by law. This policy applies to the barrier island systems on the seaside of the Virginia portion of the southern Delmarva peninsula, and is not intended to cover military activities essential to national security, or the construction, operation, maintenance or rehabilitation of Coast Guard facilities or access thereto. This exclusion

15

  • Page 16 --- Coastal Primary Sand Dunes / Beaches Guidelines does not obviate compliance with other applicable provisions of the Coastal Primary Sand Dune Protection Act.

Survival of these barrier islands often depends on the ability of sand to wash across the is- land naturally in concert with the local wind and wave climate. The sand is then pro- tected from loss offshore and provides a means of perpetuating the island, albeit in a more landward location. Activities which adversely affect this interaction can have an ex- tremely detrimental impact on the island as well as the structure, form and function of its dune system. The artificial accumulation of sand along the oceanside of an island can make it more susceptible to loss offshore during a storm. Once such a loss occurs, the sand then becomes unavailable for washover and for the continued landward migration of the island. Houses, sand fences and similar structures can also alter wind patterns; this alteration impedes the wind transport of sand across the island. Accumulations adjacent to these impediments can be lost offshore as the shoreline continues to recede, leading to an increased rate of recession and a narrowing of the island. In addition, many of the Commonwealth's rarest species depend on the continuation of natural processes that cur- rently exist on barrier islands. Consequently, they are threatened by any interference with those processes. The implementation of the policies and guidelines set forth in this document will support a fuller achievement of the purposes of the Virginia Natural Area Preserves Act (Section 101.1-209 et. seq. of the Code of Virginia), the Virginia Endan- gered Species Act (Section 29.1-563 et. seq. of the Code of Virginia) and the Virginia En- dangered Plant and Insect Species Act (Section 3.1-1020 et. seq. of the Code of Virginia). | Two of the main natural features of barrier islands are natural dunes and washover ar- eas, both of which are included in the statutory definition of a coastal primary sand dune as a “mound of unconsolidated sandy soil which is contiguous to mean high water, whose landward and lateral limits are marked by a change in grade from ten percent or greater to less than ten percent, and upon any part of which is growing” certain designated plants as listed in Section 28.2-1400 of the Code of Virginia. Given the particular combination of risks to both natural values and life and property posed by development on barrier is- lands, the Commission finds it necessary and appropriate to establish a policy and supple- mental guidelines to assist landowners and decision makers alike in shaping barrier island uses in a manner that preserves and protects the values of Coastal Primary Sand Dunes as set forth by the General Assembly.

B. Permits Required

  1. Applications for New Development a. No construction or any other activity which has the potential for encroaching on or otherwise damaging coastal primary sand dunes or state-owned beaches shall occur without review and approval by the Marine Resources Commission (Commission) or a local wetland board, or both. Consequently, a permit application must be submit-

ted for any such construction or other activity. Each application shall include: (1) A certified survey of the site which is representative of current conditions show-

ing: 16

  • Page 17 --- Coastal Primary Sand Dunes / Beaches Guidelines

(i) One-foot contours relative to local mean high water, commencing at that line and proceeding through the site to the first wetlands vegetation,

(ii) Specific location for all proposed structures including septic system and drainfields,

(iii) Size, configuration and design of access points,

(iv) Location of any other activity which may affect coastal primary sand dunes or State-owned shore, and

(v) A dune crest, determined in consultation with the Virginia Institute of Marine Science, which identifies the highest elevation of the coastal pri- mary sand dune on the lot.

(2) A copy of both a valid building permit and septic or other wastewater handling or disposal system permit.

b. All lot pins and proposed construction locations, drainfield sites and access points shall be staked and tied to suitable reference points.

c. In its review of the application, the Commission (or a local wetlands board) will de- termine the correctness of the dune crest and will establish a minimum setback nec- essary to prevent encroachment in or damage to the dune or interference with the natural processes of dune growth.

  1. Loss of Structures and Applications for Redevelopment. When a structure is de- stroyed or damaged by natural events such that the structure is condemned by health offi- cials or local building officials, reconstruction in that location may not be authorized.

Submission of a new application and evaluation as if no structure were present will be re- quired. In the event a structure is damaged beyond repair and is no longer habitable, or damaged and not restored to a usable state within one year, the owner of record shall be responsible for the complete removal of all vestiges of the structure and materials result- ing therefrom, including the septic tank, distribution box and drainfields in their entirety, or as directed by the State or local Department of Health. The owner of the lot shall re- store the area to as natural a state as possible.

C. Supplemental Guidelines

  1. Structures

a. No permanent structure, other than those already specifically allowed by law or pro- vided for in Section C.2.b below for purposes of permanent access, will be permitted seaward of the crest of the coastal primary sand dune. No permanent alteration of the coastal primary sand dune will be permitted, except in accordance with the standards set forth in the Coastal Primary Sand Dunes Act.

17

  • Page 18 --- Coastal Primary Sand Dunes / Beaches Guidelines

b. Since it is well established that the coastal primary sand dunes and the islands themselves recede continually westward at a reasonably predictable rate, and that excessive vehicular and pedestrian use will increase the fragility of coastal primary sand dunes or impact upon significant natural resources, development must be lim- ited to no more than low density single family use on each platted parcel. Uses other than single family dwellings can clearly be characterized as “unnecessary and incon- sistent with the public interest considering all material factors.”

c. The density of structures and the percent of the shoreline frontage occupied by those structures are critical to minimizing the impact they have on sand migration across the island. Data concerning the development on barrier islands indicates that ad- verse impacts may be minimized when no more than 25% of the islands’ linear shore- line is occupied by structures. This factor shall be considered in evaluating the individual and cumulative impacts of each permit application. In considering permit

applications, the following guidelines shall be followed:

(1) There shall be adequate area within the lot that is neither sand dune (includ- ing beach and overwash areas) nor wetlands to accommodate the proposed dwelling and any appurtenant structures, including attendant sanitary facili- ties.

(2) Minimum frontage for a lot on the ocean capable of supporting a single-family vacation cottage shall be 100 feet.

(3) Minimum side yard requirements shall be 30 feet.

(4) The setback from the dune crest for all structures including septic systems shall be 20 times the local 100 year long-term annual shoreline recession rate.

The dune crest shall be defined as the location of the highest elevation of the coastal primary sand dune, beach or washover located on the lot.

(5) The maximum allowable square footage for the first floor of a single family dwelling on a 100 foot lot shall be 900 square feet and for a 200 foot lot, 1800 square feet, including porches, decks, and other appurtenances. Houses with first floors larger than these will not be considered necessary economic develop- ment. |

(6) The maximum height of a dwelling shall be 25 feet measured from the base of the first floor to the peak of the roof.

(7) All dwellings shall be constructed on elevated open pilings a minimum of ten feet above grade. No enclosures will be permitted below the first floor.

(8) An appropriate identification number shall be affixed to all septic tanks made of nonbiodegradable plastic materials to aid in their identification.

18

  • Page 19 --- Coastal Primary Sand Dunes / Beaches Guidelines

(9) Exceptions to these requirements may be authorized in individual cases. No

such exception shall be authorized unless the Commission finds:

(i) That the strict application of the requirement would produce undue hard- ship, and

(ii) That the authorization of such exception will not result in significant det- riment to barrier islands, their natural resources, or adjacent property.

d. Evidence of cumulative environmental impacts of existing and proposed structures, as well as the secondary impacts resulting from their use, shall be considered in passing upon any application for a permit.

  1. Access

a. No cuts through the dune will be permitted. Temporary vehicular access for pur- poses of construction will be permitted only by open-pile or “corduroy” ramps. Per- mits for temporary vehicular access will be limited as necessary to protect significant natural resources. At expiration of the authorized term all structures, ex- cept as noted in subdivision b below, must be removed and the dune restored to its pre-construction contours and revegetated. All plans for temporary construction ac- cess must be specified in the application for any construction permit.

b. Permanent vehicular access across the dune will be permitted only by “corduroy” or open-pile vehicular ramps which allow the natural process of dune growth and mi- gration to occur. An open-pile or “corduroy” ramp developed for purposes of construc- tion access may remain in place for permanent access if it meets the above criteria and is specifically approved. All plans for permanent access must be specified in the application for any construction permit.

c. Each dwelling will be limited to a maximum of one vehicle for access to and from the

island's landings. All vehicles shall be subject to the following conditions:

(1) Each vehicle shall have a no-cost annually renewable permit to travel on the beach. The owner shall attest at the time of renewal the vehicle's status and condition.

(2) The permit number for each vehicle shall be displayed in two foot high letters on the roof and sides of the vehicle.

(3) When a vehicle for a particular dwelling is no longer functional, it must be re- moved from the island. Evidence of its removal must be provided prior to the is- suance of a permit for a new vehicle.

(4) All driving will be limited to the intertidal zone and between there and ap- proved dune crossovers. Vehicular use of the beach at periods greater than four hours either side of low water shall be considered a violation of this section.

19

  • Page 20 --- Coastal Primary Sand Dunes / Beaches Guidelines

(5) All bird nesting areas posted by the Virginia Department of Game and Inland Fisheries, U.S. Fish and Wildlife Service, or Department of Conservation and Recreation shall be off limits to all vehicles.

(6) No all terrain vehicles (ATVs) will be permitted on barrier islands.

(7) Evidence of vehicular use in areas other than those authorized shall be cause for revocation of the permit and a requirement that the vehicle be removed from the island.

Any person having his or her permit revoked shall be precluded from reapplica- tion for a one-year period.

  1. Roads. No roads or trails will be permitted on or across any coastal primary sand dune or in any wetland.
  1. Sand Movement. No artificial relocation of sand will be permitted.
  1. Shore Hardening. Structures normally associated with or used for shoreline protection or erosion control, including but not limited to bulkheads, riprap, revetments, gabion bas- kets, sand bags, groins and jetties, or any other hardening of the shoreline will not be per- mitted under any circumstances.
  1. Point Source Discharges. No point source discharge pipe, structures or other devices will be permitted.

| 7. Bond Requirement. A reasonable bond or letter of credit will be required prior to grant- ing any permit to assure restoration of any temporary alteration of the coastal primary sand dune including, but not limited to, regrading to the original elevation, resprigging with appropriate vegetation and removal of any and all construction debris.

  1. Sand Fence. The use of sand fencing or other artificial barriers is discouraged because of its interference with the natural sand transport and migration on barrier islands.
  1. Solid Waste. All solid waste generated on barrier islands must be removed and disposed of appropriately on the mainland.

10.Pets. In order to prevent unrestricted roaming which may result in the disturbance of, or depredation to wildlife, domestic pets must (a) be restrained or under the control of their owner at all times; (b) shall not be allowed off of the owner's property except under leash; and (c) shall not be abandoned on a barrier island.

11.Endangered Species. Encroachment upon the nesting sites of threatened and endan- gered species identified by the Virginia Department of Game and Inland Fisheries or De- partment of Conservation and Recreation is prohibited. Evidence of impact or potential impact on threatened and endangered species shall be considered in passing upon any ap- plication for a permit.

NN — 20

  • Page 21 --- Coastal Primary Sand Dunes / Beaches Guidelines

12. Landscaping. The planting of exotic species or introduction of non-native fauna are im- permissible. Broadcast spraying of pesticides or herbicides are impermissible except when necessary to protect the public health or safety as decreed by the appropriate public health official.

D. Public Hearings

The public hearing required by § 6 of the model ordinance may be held in Newport News, Vir- ginia. Such hearing will not be scheduled until the Commission staff has determined that it is in receipt of a complete application.

E. Comments/Advisory Notes

  1. Risks. While future events and their impacts on human activity cannot be forecast with any degree of precision, experience in other coastal areas suggest a proclivity to seek pub- lic assistance when catastrophic events occur or when services are needed beyond the abil- ity of private resources to provide. The Commission believes that any development on barrier islands should be undertaken only with the full acceptance by the owners of the risks involved.

a. No Public Protection of Private Property. Authorization of structures should in no way serve as justification for the future expenditure of public resources to protect such structures.

b. Services. Any services which may be provided by local government to promote pub- lic health, safety and general welfare must be installed, maintained and operated in a manner consistent with the policy, standards and guidelines of both the Wetlands and Dunes Protection Acts.

c. Relocation of Structures. Once local mean high water approaches a structure to within 10 times the average recession rate, a plan for its movement/relocation must be submitted for review. No movement or relocation will be permitted without the written permission of the Commission.

  1. Interference With Natural Processes. The serious sand deficiency which currently ex- ists on Virginia's barrier islands is exacerbated by any artificial manipulation, including sand fences, which might render the supply more vulnerable to export offshore or inter- fere with the natural movement onshore in washover areas during storm events. Private property owners have even more at stake than the public-at-large in assuring that natu- ral processes are not interfered with to any discernible degree.
  1. Value of Dune Preservation. Special emphasis is placed on the legislative declaration of public policy that coastal primary sand dunes “in their natural state serve as protective barriers from the effects of flooding and erosion caused by coastal storms, thereby protect- ing life and property.”

21

  • Page 22 --- Coastal Primary Sand Dunes / Beaches Guidelines

a. Accordingly, every reasonable precaution to avoid permanent alteration is expected to be exercised by all users in gaining temporary access to private property for con- struction or for continued access to authorized structures.

b. All construction, including septic systems, shall be set back from mean high water a distance at the site to assure reasonable survival duration. Setbacks from the dune crest were specified in Section C.1.c(4) of this policy.

  1. Water Quality. While the Commission believes that properly functioning septic systems in the limited density anticipated will have no measurable effect, failing systems or greater numbers than now forecast could impact important public shellfish growing ar- eas. Therefore, staff will request at least biannually from the State Health Department an assessment of the cumulative impact and/or catastrophic failure of septic systems they have authorized.

F. Policy with Regard to Private Restrictive Agreements

In addition to the above guidelines and advisory comments and as an additional means to rea- sonably “preserve and protect coastal primary sand dunes and beaches and to prevent their de- spoliation and destruction,” and to help achieve the other purposes set forth by the General Assembly in the Coastal Primary Sand Dune Protection Act, the Commission endorses and looks favorably upon restrictive private covenants which “accommodate necessary economic de- velopment in a manner consistent with the protection of (coastal primary sand dunes).” For ex-

ample, the Commission encourages restrictive private covenants which:

  1. Protect the “natural habitat for coastal fauna,” “wildlife habitat,” and “vegetation which stabilizes (Coastal Primary Sand Dunes).”
  1. Prohibit special exemptions or attempts to obtain such exemptions from the application of controlling statutes.
  1. Enhance the “scenic and recreational attractiveness of Virginia's coastal area,” protect the “important natural habitat for coastal fauna,” and protect the “vegetation which stabilizes such features.”
  1. Require cooperation with the state and federal conservation agencies to protect the ecologically significant natural resources including granting permission to post critical bird nesting sites.

a 22

  • Page 23 --- Coastal Primary Sand Dunes / Beaches Guidelines Section VIIT Coastal Dune Vegetation The following dune plants commonly occupy coastal primary dunes and related habitats in Vir- ginia and adjacent states. These plants are important to the dune environment in that they re- duce the effects of the wind erosion and in some cases actually aid in dune development. They are an integral part of coastal dune habitat and play an important role in the ecological integ- rity of this system. Several dune species, such as American Beach Grass and Sea Oats are often planted for dune stabilization or dune creation projects. These two grasses have the capacity of not only surviving but stabilizing accreting sand. When buried by sand, these grasses produce fast growing vertical rhizomes (underground stems) that eventually produce a shock of leaves at the top of the dune. Therefore, if a sand supply is available, a dune can grow and become sta- bilized through the help of these grasses.

Most dune plants are necessarily very hardy. They must be able to withstand intense heat, re- flected light, saltspray, nearly sterile substrate, and strong winds. Many of these species have developed specialized morphological features that have helped them adapt to these adverse con- ditions. Despite these outstanding features, these plants are highly susceptible to trampling, off- road vehicles and the like.

The dune plants illustrated* and described* in this section are protected by the Coastal Pri- mary Sand Dune Protection Act, Virginia Code Chapter 14 of Title 28.2.

  • Reprinted with permission from the author and publisher of Plants of the Mid-Atlantic Coast: a field guide. G. M. Silberhorn. Illustrated by Mary Warinner. Johns Hopkins University Press, Baltimore, Md. 23
  • Page 24 --- Coastal Primary Sand Dunes / Beaches Guidelines Coastat Frimary oand Dunes! Deacnes TUL ES ‘. SF Bh ce fo 4 SRR, Se at ° ; SR Wl 2 / Yaa fi i ay ee: fs Bi a ee a 1 haf MO ee em ‘ a AY. ee Spe S & ni i “4 yj u i Si 4 24
  • Page 25 --- Coastal Primary Sand Dunes / Beaches Guidelines Sea Oats Uniola paniculata L.

This tall, stately grass is one of the most important primary dune plants on the Southeast Coast. Sea Oats ranges from Virginia to the Gulf Coast. It's robust seed head (a panicle of nu- merous wafer-like spikelets) is easily distinguished from Beach Grass which has a rather nar- row, dense spike of flowers.

In late summer or early fall the seed head turns a bronze-yellow color whereas the spike of Beach Grass matures to a dull gray. Both grasses are highly adaptive to accreting sand, salt spray, wind and dry conditions. They are very important natural resources in a dune field and should not be disturbed. a 25

  • Page 26 --- Coastal Primary Sand Dunes / Beaches Guidelines rr Lge & area ween i 4 BN % FH ep he k, Pe a ged # . 4 Boe FA i

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  • Page 27 --- Coastal Primary Sand Dunes / Beaches Guidelines American Beach Grass Ammophila breviligulata Fern.

This grass is the most common plant that grows on primary dunes from New England to North Carolina. It has a very dense narrow flowering spike which distinguishes it from other dune grasses. The spike is surrounded by a dense tuft of long, narrow and pointed leaves. Beach Grass has excellent sand binding capabilities and can tolerate, and even thrives to some degree, on being buried by shifting sand. Seedlings of Beach Grass are often planted in dune restora- tion projects. Only one other beach plant can withstand such conditions, and that is Sea Oats Uniola paniculata which has a more southern range.

27

  • Page 28 --- Coastal Primary Sand Dunes / Beaches Guidelines aoe ee ca ae E

cre :

Be 3 eye? Be Te Ee ‘ ae is % ey ae a ee ey Bo aos. = gt ge os eee pe es ee ay aed ae aa we ee mm Peta HER a vee Pee TE ee WER By ASL Pay va ae ae igge Be. ‘Z ‘ SRS - yo aS ng fo8 ee CS Me SPs FB. oF r ae a av TT EEE

  • Page 29 --- Short Dune Grass

Running Beach Grass

Panicum ararum EIl.

The grass is often found on dunes from the New England area to the Gulf Coast. Compared to

Ammophila and Uniola, the leaves of Short Dune Grass have blue green color that is quite dis-

tinguishing. The seed head is a rather sparse, narrow panicle of small ellipsoid seeds. Unlike

the other two species, this grass is not as highly adapted to accreting sand. Whereas the special-

ized growth system of Ammophila and Uniola can keep up with sand build up, Panicum will

eventually become buried by large amounts of shifting sands. Where there are optimal growing

conditions (reduced sand accretion and salt spray), this grass often forms relatively dense mats

of vegetation originating from underground rhizomes. a

29

  • Page 30 --- Coastal Primary Sand Dunes / Beaches Guidelines tr ee en

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  • Page 31 --- Coastal Primary Sand Dunes / Beaches Guidelines Seaside Goldenrod Solidago sempervirens L.

Seaside Goldenrod is one of the most striking plants in the coastal zone during late summer or early fall. This tall, leafy perennial produces a spray of bright yellow blooms that is typical of in- terior goldenrods. The leaves are dark green and fleshy and are produced in profusion along the entire length of the stem which may be as much as 6 feet long. It is typically found on the more stable part of the dune, on low secondary dunes or along the edges of salt marshes. ee 31

  • Page 32 --- Coastal Primary Sand Dunes / Beaches Guidelines TAY (Ne aac \ . a ee of aN " : ; § . \ eh Vay _ SS ager rr. i 2 32
  • Page 33 --- Coastal Primary Sand Dunes / Beaches Guidelines Dusty Miller Artemisia stelleriana Besser.

Dusty Miller is an introduced plant that over the years has invaded and adapted well to coastal dunes from Quebec to Virginia. It is commonly used as a border plant because of its unusual and attractive foliage. The lobed leaves have dense whitish hairs on both sides that gives the fo- liage a velvety appearance. As are many dune species, this plant is a perennial and spreads by creeping underground stems called rhizomes. Although the foliage is mostly low or creeping in posture, the plant produces a flowering stem at the peak of the growing season that may be over two feet tall. This reproductive stem may have a large number of flower heads. Each head bears many tiny, nearly inconspicuous flowers. This characteristic is typical of the composite or Aster family to which this plant belongs.

33

  • Page 34 --- Coastal Primary Sand Dunes / Beaches Guidelines aa rn ee Bt Cr Oke Zane thes or a SRR? Wap oy 2 SE eee RR aa BG Rs ee eR eee or OE Rae ea a Sa ae ABR os ag RR gel i eae Ge eee , Re a ROMP ree aan, gee, one eet, PO ae ree pork 3 ae RE paaere™ id eo dene a pp age * ee ao y aS Bik ee. fs ee pga ieee ts fe A ERE oe ae 1% ee ee ebagettleem ini EK PS ae see ee at ae _ , eh Se © te foe ES 4, ae ar cee: Bae ie Pa, ae Seb ot sileabecne a Pc teas oe oie Fe? hee i. {eee ro tee: ane es Fs a4 ee cs ee ae ae Stake 5 Bees ‘g we oe ie, fee Pes <r es oe eee to eee ag RRE OT aes et ae Bn 0 Lo ugee we rf goo Mee SS ew _ i, | @eAvoeae ey F ‘ ‘ on 2 hows ‘ A, 53 an ae ee & PE Po ag Megs Nig a vs pe Be ce i

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  • Page 35 --- Coastal Primary Sand Dunes / Beaches Guidelines Dune Bean Beach Bean Strophyostyles helvola (L.) Ell.

Dune Bean is an annual, trailing and twining vine which occupies various habitats in the dune/beach system. It has a characteristic bean or legume flower which is usually rose or pur- plish when mature. It also produces a typical “bean pod.” The leaves are divided into three sepa- rate leaflets. The combination of these three features (flower, pod and leaf) will distinguish this vine from many other plants that live in the beach/dune habitat. This plant is not strictly a dune species but can also be found in maritime forests, and other interior, open woodland habi- tats.

35

  • Page 36 --- Coastal Primary Sand Dunes / Beaches Guidelines eee eee eee en
  • . oo. re oe Nuege ee 2 NL Wf yee \ . £ Seg Ww ge ea? KG! q : Wy Oo ett ey Be e Ff Ah REE. a 9 Y cr nn ae Be FP oo % 2 ae BES é ee ee ae ee Oy Fo OY a a € x BE oe e ¢ 4 Pd ise ae wf an ae i 5 ¥.

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  • Page 37 --- Coastal Primary Sand Dunes / Beaches Guidelines Seabeach Sandwort Arenaria lanuginosa (Michaux) Rohrback This small plant is usually found on the margin of swales between or behind the primary dunes. Sandwort appears to be too delicate for the rigorous coastal environment and in fact, the plants appear to be more vigorous where they are somewhat protected from salt spray, exces- sive sand accretion and wind. The leaves are small and narrow and the flowers not very con- spicuous. It is found only sparingly in Virginia as this area is the northern extent of its range which continues as far south as South America. | a 37
  • Page 38 --- Coastal Primary Sand Dunes / Beaches Guidelines pee ooo .. ee el & tee Soa Ee: ~ fae. ae er ¥ ee a P ge és i eer a "3 pee Rl es oe Oo Dies i ook Se j Sore te ee Mad pe ye BRO cox. 2 ge aa ak 7 as ae i SPR HM . Sash 3 wen se “2 put J = #, eee se ee MME SE FER a ee ee oe as oe a ow cee. a é Ce do ewe LS a Bee fievte Midge ae, J ge gp oe ao Rs Aap a BES Pe wie eentaer fot) we oll Ad nn eee Pes, | hs et wT? it Se ig BES Perret: a i A TBE OS Roce ge ee sy “ ER “Pees note fae Meee OO PS re et oD a i Be dees a: si, 2. ae ee Se Ape TOS oF ste ee MS Aipscae Dt aes aie ae pore a. Oe Ba ge: Or ok & Fa e ee ee eed hs ae; aeiemnee | se a ae Re a... a GRR OE a oo ge se pears a Se 7. 2 ee Sane oa 4 fr RR gE OP ACR at & pee: Ie: Qa iy ee dal See or aes . Bite ie Pee Ae Sp gs aa _ SEP TE ae ean aE ites. sf of ae. ae we <a ic 2 cee 2g Sage Cfie EO Jo ee qe es. pee ; FF BPR i Fig, eS, ae ge Psi oe

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  • Page 39 --- staal Primary Sand Dunes / Beaches Guidelines Sea Rocket Cakile edentulata (Bigelow) Hooker Sea Rocket usually occupies the zone between the toe of the primary dune and wrack line on the beach. Cakile is a succulent plant with fleshy stems and leaves. The small flowers are usu- ally lavender or light blue or occasionally white. Thick, fleshy fruits develop late in the growing season. Although Sea Rocket does not have the sand binding qualities of the beach grasses, it is indicative of this dynamic zone between dune and mean high water.

39

  • Page 40 --- Coastal Primary Sand Dunes / Beaches Guidelines eee aT i ee oe é- eo ae 7 ae eo oe. oe a = 2) Eg cot ae a rn ee ee Ce a ee ae a gl egg an oe % pe se 7 ee nn a a Pe ye BS oe “ye d. ae FRE cae co OB Ae ee Me Dg Bee Be Bl.
  • y we TRS Boos * Paar eS Pate Bee edo Ad, Fad e & + Pad os “oe aan Poors £ es woh BS te < cage - oe . nes # LF on ee ee ee 2 oF ee ear ge So og pe 8 nus - SR ge ve a % S ee ee e Be OB gp yO Pan ee i oo > we “ Boe ee Le bod a ee “eS © ge ees be 4

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  • Page 41 --- Coastal Primary Sand Dunes / Beaches Guidelines Beach Heather Hudsonia tometosa Nuttall Beach Heather is a low, spreading shrubby plant that rarely grows over a foot tall. The leaves are scale-like, somewhat resembling those of a cedar tree and are covered with very short, dense hairs. The whitish hairs give these little shrubs a “mildewy” appearance. At the peak of the growing season, tiny yellow flowers are evident. Beach Heather generally grows on some- what moist, compacted sand which is typical around the edge of swales between dunes. Hud- sonia tometosa is more common in the New England area but ranges as far south as North Carolina where it is found infrequently. | eS 41
  • Page 42 --- Coastal Primary Sand Dunes / Beaches Guidelines eee ne ra e ¥ woke iB £ f oa fey, if F AY Fi 4 — e 4 \ £ ee P “

: $ £ :

a ay : 4 s a % 3 £ % & # % 8 2 eR # of re ee oe ae % F IN ne EPEC regis fh sere _ dale Oo el ee Ed op ERE La, AMR ce s ¢ * geaeet hs OEE OS ales aay 2 ‘4 +4 aa ee Te

  • Page 43 --- Coastal Primary Sand Dunes / Beaches Guidelines Saltmeadow Hay Spartina patens (Aiton) Muhl.

Saltmeadow Hay is short (seldom over knee high) wirey grass that grows in dense clumps on the backside (landward) of primary dunes. It is also found, sometimes profusely, on lower secon- dary dunes, swales and higher portions of a saltmarsh where it often forms dense meadows.

Compared to Beach Grass and Sea Oats, it has a relatively sparse, branching seed head. Its leaves are long, very narrow and are often rolled inward (somewhat trough-like) so that they ap- pear to be round. This mechanism helps reduce water loss (excessive transpiration) in the plant. Most dune plants have adaptive characteristics that help them withstand the rigorous en- vironment of the coastal ecosystem.

43

  • Page 44 --- Glossary

ACCRETION - growth by accumulation of new material.

BARRIER ISLAND - a low island which, usually in conjunction with other islands, shelters an open area of water or marsh between itself and the mainland.

BACKSHORE - an area in the beach zone between mean high water and the toe of the dune sys- tem.

BERM - that part of the beach at the upper limit of the wave wash formed by the deposit of ma- terial by wave action.

COASTAL PRIMARY SAND DUNE - mound of unconsolidated sandy soil which is contiguous to mean high water, whose landward and lateral limits are marked by a change in grade from ten per centum or greater to less than ten per centum, and upon any part of which is growing as of July one, nineteen hundred eighty, or grows thereon subsequent thereto, any one or more of the following: American beach grass (Ammophilla breviligulata), beach heather (Hudsonia tometosa); dune bean (Strophostylis umbellata var, paludigena); dusty miller (Artemisia stelleriana); saltmeadow hay (Spartina patens); seabeach sandwort (Arenaria peploides), sea oats (Uniola paniculata); sea rocket (Cakile edentula); seaside goldenrod (Solidago sempervirens); and short dune grass (Panicum ararum). For purposes of this chapter, “Coastal Primary Sand Dune” shall! not include any mound of sand, sandy soil or dredge spoil which has been deposited by man for the purpose of the temporary stor-

: age of such material for later use.

CONTIGUOUS - bordering or adjoining, next to.

DEFLATION - the removal of loose material from a beach or dune by wind action.

DUNE BACKFACE - the zone from the crest of the dune to the point at which the dune grade drops below ten percent.

DUNE CREST - a line connecting the highest points of a dune along its long axis.

DUNE LINE - the line established by several dunes positioned next to one another.

DUNE TOE - a zone on the seaward face of the dune marked by a significant change in grade.

FASTLAND - the comparatively stable upland area adjacent to the shoreline.

FORESHORE - that part of the shore lying between the upper limit of wave wash at high tide and the ordinary low water mark.

GRADE - as used in the Sand Dune Act, the term refers to the rate of change in elevation pro- gressing across a dune; grade is determined by dividing the absolute increase or decrease in the vertical distance occurring over any measured horizontal distance as long as both measures are in the same units.

LANDWARD LIMIT - in the Act, the onshore boundary of the dune.

a 44

  • Page 45 --- Coastal Primary Sand Dunes / Beaches Guidelines LATERAL LIMIT - in the Act, the ends of the dune usually found lying perpendicular to the shoreline or the dune boundaries normal to the long axis of the dune.

MEAN HIGH WATER - the average height of high waters over the previous nineteen year pe- riod.

MORPHOLOGY - the form and structure of a dune or dune vegetation.

OFFSHORE BAR - one (or more) sand bar(s) running roughly parallel to the shoreline.

ONE HUNDRED YEAR STORM - that storm event which, on the average, may be expected to occur once in one hundred years.

OPEN PILE FOUNDATION - a foundation composed entirely of large poles driven into the ground which support a structure above ground level.

STORM SURGE - the additional depth of water above mean high water which accompanies coastal storms.

TRANSITION ZONE - that area in which physical and/or biological features characteristic of two adjacent areas (e.g., beach and uplands) can both be found.

UNCONSOLIDATED - in the Sand Dune Act, sediments which do not bind together.

WASHOVER DEPOSIT - the material deposited by the passing of water over the beach onto the fastland. 45

Subaqueous Resources and Dredging GuidelinesDoc ID: 4586

Original: 6,775 words
Condensed: 5,849 words
Reduction: 13.7%

1

Subaqueous Guidelines

Table of Contents Conservation Forward Section I---------------Introduction Section II--------------Dredging Operations Section III-------------Filling and Dredging Material Placement Section IV-------------Structures Section V--------------Overhead and Submarine Crossings Section VI-------------Private Riparian and Non-riparian Moorings Section VII------------Activities in non-tidal areas Section VIII-----------VMRC Regulations

CONSTITUTION OF VIRGINIA

ARTICLE XI

CONSERVATION Section 1. Natural resources and historical sites of the Commonwealth.

To the end that the people have clean air, pure water, and the use and enjoyment for recreation of adequate public lands, waters, and other natural resources, it shall be the policy of the Commonwealth to conserve, develop, and utilize its natural resources, its public lands, and its historical sites and buildings. Further, it shall be the Commonwealth's policy to protect its atmosphere, lands, and waters from pollution, impairment, or destruction, for the benefit, enjoyment, and general welfare of the people of the Commonwealth.

FORWARD "Tidewater Virginia" as defined in the Code of Virginia encompasses over 5,000 miles of shoreline. There are roughly 2,300 square miles, or approximately 1,472,000 acres, of tidally influenced submerged lands. This is an area larger than the entire State of Delaware and represents an ever-increasing custodial responsibility for State government. Additionally, it is not widely recognized that this responsibility extends to non-tidal streams throughout the Commonwealth.

In a May 3, 1982, opinion, the Attorney General advised the Commission to assume jurisdiction on non-tidal streams that were determined to be "navigable-in-fact" unless the landowner could show clear title to the riparian land acquired by grant prior to July 4, 1776. Where the stream was determined to be "non-navigable-in-fact", the Commission was advised to assume jurisdiction unless the landowner could show a grant prior to 1792 in that part of the State draining to the Atlantic Ocean, or prior to 1802 in that part of the State draining toward the Gulf of Mexico.

The question of navigability is a question of fact as to whether a stream is being, or has been historically used as a highway for trade or travel or whether it is capable of such use in its 2

ordinary and natural condition (i.e. disregarding artificial obstructions such as dams which could be abated). The Commission assumes that all perennial streams with a drainage basin of greater than 5 square miles, or a mean annual flow greater than 5 cubic feet per second, are navigable-in-fact until evidence is presented proving non-navigability.

In 1962, the Marine Resources Commission began a permit program designed to regulate encroachments in, on, under or over the State-owned submerged lands. The authority for this permit program, established by the General Assembly, now requires that when determining to grant or deny any permit the Commission shall be guided in its deliberations by the provisions of Article XI, Section 1 of the Constitution of Virginia and the Commission shall exercise its authority consistent with the Public Trust Doctrine. The Commission shall also consider effects on other reasonable and permissible uses of state waters and state-owned bottomlands, marine and fisheries resources of the Commonwealth, tidal wetlands, adjacent and nearby properties, water quality and submerged aquatic vegetation pursuant to § 28.2-1205 of the Virginia Code.

With the passage of SB 1074 and HB 2181 by the 2023 General Assembly, effecDve July 1, 2023, any instream work in non-Ddal waters (i.e., encroachments into (on) state-owned submerged lands channelward of ordinary high water) is not required to obtain a permit issued by VMRC provided that the person performing such acDvity obtains a Virginia Water ProtecDon Permit and complies with all requirements of the Virginia Water Resources and Wetlands ProtecDon Program pursuant to ArDcle 2.2 (§ 62.1-44.15:20 et seq.) of Chapter 3.1 of Title 62.1. In determining whether to issue a Virginia Water ProtecDon Permit, the Department of Environmental Quality shall be guided by the factors set forth in subsecDon A of § 28.2-1205 of the Virginia Code.

The number of permit applications have grown steadily from about 15 applications per year for such encroachments initially to over 2,700 in 2022. This steady rise is largely due to increasing developmental pressures along our shoreline. Over this period, and particularly since 1972, increasing numbers of Federal agencies have become involved in the permitting process formerly administered almost exclusively by the U. S. Army Corps of Engineers. This has necessitated much closer State/Federal joint processes in order to help the applicant through the permitting procedures.

All of the foregoing factors have generated the need for a set of criteria by which to evaluate projects. The criteria should be used to assure consistency of decisions and inform applicants regarding the degree of acceptability of project proposals. These guidelines have been developed and are hereby promulgated in the hope that they will serve the best interests of all citizens of this great Commonwealth.

SECTION I

Introduction

A. Purpose 3

  1. The purpose of these guidelines is to make available to applicants and the public-at-large the policies and procedures of the Marine Resources Commission for the permitting of activities directly affecting the subaqueous land of the Commonwealth of Virginia. This document will also be used to guide the Commission and its staff in the application of these policies, criteria and guidelines and serve to inform citizens of the general terms and conditions under which subaqueous activities will be permitted in State waters. Nothing in this statement, however, restricts or impedes the power of the Commission to review each application on its individual merits, apply only those conditions considered appropriate or to consider unusual or mitigating circumstances in the review of applications.
  2. The policies contained herein are designed to protect the rights of all citizens of Virginia to appropriately use the State-owned submerged lands, to resolve competing and incompatible claims for users of public resources, to safeguard marine fisheries by minimizing impacts on aquatic habitat, to promote public health, safety and welfare and to accommodate the economic needs of the Commonwealth.

B. Authority Required for Use of Subaqueous Beds Most activities over, under, or on State-owned submerged lands require a VMRC permit. Section 28.2-1203 of the Virginia Code states that it shall be unlawful and constitute a Class I misdemeanor for anyone to build, dump, or otherwise trespass upon or over or encroach upon or take or use any materials from the beds of the bays and ocean, rivers, streams, creeks, which are the property of the Commonwealth, unless such act is pursuant to statutory authority or a permit by the Marine Resources Commission. The foundation of this concept, the Public Trust Doctrine, dates to the Roman Empire. In short, the Public Trust Doctrine is the principle that the state holds the land lying beneath public waters as trustee for the benefit of all citizens. As trustee, the state is responsible for proper management of the resource to ensure the preservation and protection of all appropriate current and potential future uses, including potentially conflicting uses, by the public.

Statutory Authority (approved by law) is, however, conferred on:

  1. Construction of dams authorized by proper authority.
  2. Fishing devices and shellfishing already regulated under Subtitle II of Title 28.2 of the Code.
  3. Construction and maintenance of Congressionally approved navigation or flood control projects undertaken by an authorized federal agency.
  4. State or local port facilities.
  5. Placement of private piers for noncommercial purposes by riparian landowners provided that: i. the piers do not extend beyond the navigation line or private pier lines established by the Commission or the United States Army Corps of Engineers, ii. the piers do not exceed six feet in width, and finger piers do not exceed five feet in width. iii. any L or T head construction platforms or protrusions do not exceed 400 total square feet, 4

iv. the piers are determined not to be a navigational hazard by the Commission, and v. in cases where the pier traverses commercially productive oyster grounds, is less than 100 feet in length from mean low water.

Subject to any applicable local ordinances, private piers may also include an attached boatlift and an open-sided roof designed to shelter a single boat slip or boatlift provided the roof does not exceed 700 square feet in coverage or the open-sided shelter roofs or gazebo structures exceed 400 square feet and the adjoining property owners do not object to the proposed roof structure.

  1. Maintenance or replacement of a previously authorized pier, provided that it is reconstructed within the footprint of the exisDng pier.
  2. Agricultural, horticultural or silvicultural irrigation on riparian lands or the watering of animals on riparian lands, provided that: i. no permanent structure is placed on or over the subaqueous bed, ii. the person withdrawing water complies with requirements administered by the Department of Environmental Quality under Title 62.1, and iii. the activity is conducted without adverse impacts to instream beneficial uses as defined in § 62.1-10.
  1. Recreational gold mining consistent with the specifications outlined in § 28.2-

1203A(7)

  1. Any acDvity conducted in nonDdal waters, provided that the person performing such acDvity obtains a Virginia Water ProtecDon Permit and complies with all requirements of the Virginia Water Resources and Wetlands ProtecDon Program pursuant to ArDcle 2.2 (§ 62.1-44.15:20 et seq.) of Chapter 3.1 of Title 62.1. In determining whether to issue a Virginia Water ProtecDon Permit, the Department of Environmental Quality shall be guided by the factors set forth in subsecDon A of § 28.2-1205.

C. General Considerations Applying to All Permits

  1. The submerged lands and the overlying waters in the state are a valuable public resource. Therefore, permitted encroachments will strive to minimize interference with the rights of all citizens of the Commonwealth to other appropriate uses.
  2. In granting or denying any permit for use of State-owned submerged lands and the waters overlying those lands, the Commission will consider, among other things, the effect of the proposed project upon: other reasonable and permissible uses of State waters and State-owned submerged lands; marine and fisheries resources, wetlands, adjacent or nearby properties; anticipated public and private benefits, submerged aquatic vegetation, and water quality. The Commission will also consider the water-dependency of the project and alternatives for reducing any anticipated adverse impacts. 5

As defined by the Commission, water dependent means "those structures and activities that must be located in, on, or over State-owned submerged lands." When applying this definition, both of the following questions must be answered affirmatively:

  1. Is it necessary that the structure be located over water? and,
  2. Is it necessary that the activity associated with the structure be over the water?

Use of the definition for water dependency does not necessarily preclude issuance of a permit for non-water dependent structures over State-owned submerged lands. At public hearing, the Commission may determine that, while a structure is not water dependent, it is a reasonable use of State-owned submerged lands. These types of projects are evaluated on a case-by-case basis.

  1. Should a permitted project result in a loss or impact to submerged aquatic vegetation (SAV), compensatory mitigation may be required. This may include transplantation of SAV from the area of impact or planting of a new area. Compensation ratios and requirements will depend on the density, location, and species of SAV. More information related to the management of SAV can be found in Virginia’s SAV Guidance.
  2. All permit applicants must complete a Joint Permit Application (JPA) which is available from the local wetlands board, the Marine Resources Commission, the Norfolk District, U. S.

Army Corps of Engineers, or can be downloaded from the Norfolk District Corps of Engineers web site at Corps JPA link.

  1. In most cases, the owner of the property from which a proposed project will originate, or a person who has obtained legal right through an easement or other legal instrument, shall serve as the applicant. Applications by third parties cannot be accepted. Exceptions may be made for aquaculture projects and mooring buoys.
  2. Where the total value of the project exceeds $500,000, §28.2-1207 of the Code of Virginia requires that any permit issued by the Marine Resources Commission must be approved at one of the monthly Commission meetings. The Commission normally meets on the fourth Tuesday of each month. The applicant is normally informed ten days prior to the meeting at which his application will be considered. The Commissioner of the Marine Resources Commission or his/her designated representative may approve projects costing less than $500,000 and unprotested by any individual or agency.
  3. Property owners listed by the applicant as adjacent to the project location will be notified of the permit application and provided a copy of the application drawings. Comments received from adjacent property owners are given consideration in the permit review process.
  4. In order to assure an adequate public interest review, an appropriate public notice of the proposed project will generally be promulgated pursuant to regulation 4 VAC 20-120-10. A notice will be placed in a newspaper having general circulation in the area of the proposed project. Commission staff will prepare the notice and forward it to the newspaper. The expense of publication will be borne by the project applicant.
  5. All permits shall contain an expiration date by which the work is to be completed. All general and special conditions contained in the permit remain in effect for the life of the project. The Commission has established procedures for notifying permit holders of work completion dates. Permits cannot be modified, extended or transferred without the written permission of the Commissioner or his/her designated representative. 6

10. It is the permit applicant's responsibility to determine if the project will be located within another individual's water rights and/or on leased oyster planting grounds. Written permission from the holder of such rights to encroach thereon is helpful. Regardless, all permits issued contain a clause that the permit is conditioned upon any existing leases.

Oyster planting ground maps may be examined at the VMRC Engineering Department office. 11. Copies of the completed application are sent to other state agencies for review and comments. These agencies include, but are not necessarily limited to, the Virginia Institute of Marine Science, the Divisions of Wastewater Engineering and Shellfish Sanitation of the Department of Health, Department of Environmental Quality, Department of Conservation and Recreation, Department of Game and Inland Fisheries and, when needed, the Department of Historic Resources. A Commission environmental engineer normally conducts a field inspection of the project site. After expiration of the time allotted for public interest review by State agencies, adjacent property owners and other interested parties, the application is acted upon by the Commission at its regular monthly meeting or by the Commissioner or his/her designated representative if the total project cost is under $500,000 and unprotested by any agency or individual. 12. The completion date for construction of permitted projects is normally five years from the date of approval. Time-of-year restrictions may be placed on projects in proximity to sensitive living resources. Completion dates may be administratively extended at the request of the Permittee if such requests are timely (i.e. received prior to the permit expiration date). 13. The individual listed as Permittee must sign the permit. In cases where the Permittee is a corporation, company or political jurisdiction, the individual signing the permit for that body should be a person who has been properly authorized to bind that corporate entity to the financial and performance obligations that could result from the activity authorized by the permit. In addition, a duly authorized agent may sign a permit on behalf of an applicant. 14. A permit may be revoked at any time by the Commission upon failure of the permittee to comply with any of the terms and conditions or at the will of the General Assembly of Virginia. 15. The permit does not confer upon the permittee any interest or title to submerged land. Fee simple interest in submerged lands always remains in the Commonwealth. 16. Any person, firm, or corporation constructing or erecting any structure upon or over State-owned submerged lands shall be responsible for the maintenance or removal of such structure upon its abandonment or its falling into a state of disrepair. 17. If the nature of the proposed work is such that it could create a safety hazard, endanger adjoining property, create environmental problems or endanger living resources, a performance bond or surety bond satisfactory to the Commonwealth may be required to guarantee the faithful performance of the proposed work.

D. Permit Compliance, Inspections and Enforcement

Commission staff conducts compliance inspections on every VMRC authorized project. Any work found not to be in compliance with the conditions stipulated in a permit will be subject to enforcement action.

7

Projects completed without a permit or constructed in a manner other than that authorized in an issued permit are illegal and may be subject to prosecution. Where it appears that a project for which an application is made has been completed or work thereon already begun at the time the application is made, additional fees and royalties up to triple the normal amount may be assessed in lieu of prosecution. The Commission may also elect to consider civil charges not to exceed $10,000 for each violation. In the event that the Commission and the applicant cannot agree to a resolution of the violation, the case will be forwarded to the State Attorney General's Office for prosecution and enforcement. Maximum penalties may reach up to $25,000 for each day of violation upon such finding by the appropriate circuit court.

E. Permit Fees and Royalties

Some fees and royalties are defined by statute §28.2-1206 of the Code of Virginia; others are within the discretion of the Commission. Permit fees and royalties are due and payable only after the proposed project is approved.

Permit fees are determined by the total project costs. A non-refundable $100.00 application fee is assessed for some applications. The fee for permits to recover underwater historic property is $25.00. A $100.00 permit fee is assessed for projects with total costs of $10,000 or less. Permits with a total project cost between $10,000 and $500,000 is $300.00. If the project costs exceeds $500,000 the permit fee is $600.00.

Royalties are fees paid to the Commonwealth for certain uses of submerged public lands. They are assessed in addition to permit fees. All royalties are subject to change in accordance with the Commission's public participation procedures and regulatory adoption process. Contact the Virginia Marine Resources Commission Habitat Management Division for a current royalties schedule.

SECTION II

Dredging Operations

A. Where dredging is proposed to increase the depth of navigable water, the depths should be determined by the proposed use and controlling water depths outside the area to be dredged.

B. Overdredging to reduce the frequency of maintenance dredging should not exceed an additional two feet and the need for overdredging should be based on the expected rate of sedimentation at the dredge site. Applicants should take care to request authorization for maximum total depth (desired depth + overdredge). Commission permits will be issued with a stipulated maximum allowable depth. Any dredged areas found to exceed this maximum allowable depth will be considered to be out of compliance with the permit conditions and the permittee will be subject to enforcement action by the Commission.

C. Generally, side slope cuts of a dredging area should not be steeper than a two horizontal to one vertical slope (1V: 2H) to prevent slumping of material into the dredged area.

D. In order to lessen the possibility of dredging having adverse effects on commercially or recreationally important fisheries, certain seasonal dredging limitations may be imposed on 8

a site specific basis depending on sediment type, proximity to shellfish areas or spawning grounds, dredging method, the project's size, location and measures taken to reduce turbidity. In important spawning and nursery areas in fresh and near fresh waters, dredging may be restricted to the months of November through mid-March. For brackish and saline waters where significant quantities of oysters and clams are present the better months for dredging are mid-March through June and in October and November. Where commercial dredging for crabs in deeper waters is an important consideration, the better months for dredging are from April through November. These limitations will be judiciously applied in order to prevent undue economic burdens on the Permittee or his contractor. Where dredging in commercially productive clamming grounds is necessary, the permittee will be limited to the minimum dredge footprint necessary to accomplish the stated objective of the project and may be required to mitigate for the loss of the resource through the purchase and planting of clams at a sanctuary. The number of clams required for mitigation of impacts is determined by the density of clams impacted by the proposed dredging project multiplied by a ratio determine by the Commission. Typically, the required mitigation ratio is 1.33:1, although it can be greater.

E. Dredging for proposed small craft channels should be no more than one foot deeper than adjacent natural water bodies and only as wide as necessary to safely navigate in order to avoid creating water circulation and flushing problems. Dredging to depths deeper than the nearest channel can create stagnant conditions that can lead to decreased oxygen levels, unpleasant odors and degradation of local marine resources.

F. Only under special or unusual circumstances should dredged material be double handled.

This practice involves the placement of dredged material at another location in the waterway from which it was dredged only to be redredged for proper disposal.

G. Sidecast dredging with overboard disposal will only be authorized under exceptional circumstances.

H. Dredging in or near shellfish areas, both public and private, beds of submerged aquatic vegetation and other highly productive areas is discouraged. In cases where no other alternatives exist, a plan for compensation for the lost or impacted resources will be required.

I. The minimum and maximum royalty for new dredging is prescribed by law. The maximum may be assessed if the material is to be used for fill or other commercial use. Please see §28.2-1206 of the Code of Virginia for more information regarding minimum and maximum royalty assessments. As of 2005, the Commission is assessing a minimum royalty of $0.45 per cubic yard for all new dredging.

J. In order to prevent the slumping of vegetated tidal wetlands into dredge cuts, channels and basins should be designed with a buffer. The buffer width normally recommended is four times the depth of material (buffer = 4X depth) measured from the edge of the base width of the design channel side slope.

K. Maintenance dredging is strictly defined by the VMRC as dredging activities for navigation purposes that have been previously authorized by the Commission, to the depth previously authorized by the Commission, and where a royalty has been previously paid to the Commission for the initial removal State-owned submerged lands. Dredging to reach additional depths in a previously authorized area or in an area where no VMRC permit has ever been issued will be treated as new dredging subject to royalty assessment regardless of any authorization that may have been granted by any other agencies. 9

L. Typically, a pre-dredging conference, to be held on site prior to the commencement of the dredging, is required. The permittee, the dredging contractor and a member of the VMRC staff must attend the meeting. The meeting should be held within seven (7) days prior to the commencement of dredging and includes an inspection of the dredge material containment area, an inspection of the previously staked dredge area, and a discussion of the terms and conditions of the permit.

M. For most projects, the permittee will be required to provide a post-dredging bathymetric survey of the dredged area within 30 days after the completion of the dredging. The survey must be signed and dated as being accurate and true. The survey must be referenced to mean low water and include a transect at the channelward end of the dredge cut and at 50 foot intervals along the dredged channel to the landward terminus of the dredged area.

Accurate bathymetric data from each transect shall be used to establish the top width of the dredge cut (± 1') and must include a depth measurement exterior to both sides of the dredge cut. If applicable, the survey must also indicate the horizontal distance between the top of the dredge cut and the vegetated wetlands depicted on the project drawings.

SECTION III

Filling And Dredged Material Placement

A. Filling on State-owned subaqueous land for the purpose of reclaiming or creaDng highland property is generally not permiQed. If special circumstances warrant such fill, an appropriate royalty will be assessed on a square foot basis. Clean material from an upland source is generally preferable to dredged material for use as fill.

B. Filling on wetlands to create upland property is generally not permiQed unless unusual condiDons warrant. Decisions by a local wetlands board or the Commission will be based on the Commission's Wetlands Guidelines that categorize wetlands species according to type and relaDve importance.

C. Dredged material must be placed in a disposal area which is acceptable to the Commission.

Factors considered include, but are not limited to, the following:

  1. Encroachment into natural drainage ways.
  2. Chemical nature of the dredged material and its potenDal for polluDng adjacent or nearby underground water supplies.
  3. Encroachment over underground uDliDes, i.e., water lines and sewer faciliDes.
  4. Value of the site to the natural environment.
  5. Proximity to populated areas.
  6. AnDcipated use of the material or disposal site aSer dredged material is placed and consolidated.

D. The disposal area should be property prepared to receive and permanently contain the fill before the start of dredging or filling.

E. Overboard disposal of dredged material into Ddal waters is generally not permiQed unless the material is uncontaminated and granular (sand size).

  1. When overboard disposal is authorized, areas to be used for placement of the material will be located to minimize impacts on commercially important boQom dwelling organisms such as oysters and clams, submerged aquaDc vegetaDon, wetlands and other producDve shallow water habitats. 10
  1. Overboard disposal areas should be properly shaped and posiDoned to reduce scour and sedimentaDon.

F. Quality dredged material is a valuable State resource and may be used for beach replenishment at public beaches in Virginia where natural sources of sand supply are inadequate. In accordance with § 10.1-704 of the Code of Virginia, the beaches of the Commonwealth shall be given priority consideraDon as sites for the disposal of that porDon of dredged material determined to be suitable for beach nourishment. Sandy dredged materials of suitable quality may be placed on private beaches if a public beach placement site is not suitable or available.

G. Fill material may only be placed on submerged land for shoreline stabilizaDon and/or wetland enhancement when the project can be shown to have posiDve aquaDc resource benefits.

SECTION IV

Structures

A. Piers, Wharves and Boathouses.

  1. The placement of open-pile or floaDng private piers, uncovered liSs and boathouses for non-commercial purposes by owners of riparian lands in the riparian waters opposite such lands may require a permit from the Commission. Submission of a Joint Permit ApplicaDon is required in order for Commission staff to evaluate whether a proposed pier is statutorily authorized or requires authorizaDon from the Marine Resources Commission. Commission staff will consider the following when reviewing applicaDons for private piers, uncovered liSs, and boathouses: a. impacts to navigaDon; b. width of the proposed pier; c. size of any L- or T- head, plaUorms, finger piers and floaDng dock secDons; d. statements by an applicaDon explaining their desire for oversized porDons of a pier; e. square footage and design of boathouses; f. encroachment into producDve oyster grounds; g. concurrence or opposiDon by adjacent property owners h. water dependency of any structures, i.e. roofs for shade and storage faciliDes, to be placed over submerged lands; i. presence or absence of submerged aquaDc vegetaDon (SAV).

Commission authorizaDon for design and placement of piers, boathouses, liSs, and other similar or related structures may be subject to local ordinances. Please contact your local government to ensure compliance with any local standards or requirements. RestricDons regarding the placement of structures within the Resource ProtecDon Area (RPA) as defined under the Chesapeake Bay ProtecDon Act are not a jusDficaDon for placement of non-water dependent structures on piers over submerged lands.

  1. Piers for commercial or community purposes do require a permit from the Commission. A structure is considered commercial if it is in support of operaDons that charge for the 11

producDon, distribuDon or sale of goods or services. For example, dock faciliDes associated with condominium type dwellings are considered commercial because they increase the value of units offered for sale. Community and shared use piers are also considered to be commercial.

  1. ConstrucDon material and designs being used should ensure stability and safety.
  2. UDlizaDon of open-pile type structures to gain access to navigable waters are preferred over construcDon of solid fill structures. FloaDng piers are generally acceptable when located in water deep enough that they float during all normal Dde condiDons.
  3. Piers constructed over vegetated wetlands should be high enough to prevent loss of exisDng vegetaDon through shading and generally should be limited to no more than 5 feet in width.

B. Marinas

  1. The appropriate siDng of marinas is a complex process that requires careful review of numerous factors. Specific siDng guidelines have been adopted by the Commission under regulaDon 4 VAC 20-360-10 ET SEQ.in the Virginia AdministraDve Code.
  2. Marinas provide a public service (benefit) through increased public access but can result in a net public detriment (loss) in certain locaDons through degradaDon of living resources.
  3. The numbers of waterborne craS that may be drawn to the waterway, and exisDng and anDcipated congesDon must be considered.
  4. Adequate riparian waters which can accommodate all aspects of the project is essenDal, i.e., vessel movement in and out of the facility should not infringe on the riparian waters of adjacent properDes.
  5. The structure should encroach no more than one third the distance across the waterway except in unusual channel configuraDons.
  6. Development along concave shorelines can create serious congesDon problems and infringement on the riparian rights of adjacent property owners is more likely to occur.
  7. Convex shoreline areas are generally beQer suited to marina acDvity where a marginal wharf with perpendicular finger piers can be uDlized to reduce encroachment into the waterway.
  8. LocaDons near the mouth of a waterway provide beQer flushing characterisDcs for marine acDvity than is provided further upstream.
  9. In accordance with §28.2-1205(C) of the Code of Virginia, approval of a plan for onshore sanitary and pump-out faciliDes by the State Department of Health is required prior to issuance of a Commission permit. 10. Dry storage type faciliDes are encouraged because of their greatly reduced encroachment into the waterway and greater polluDon controls. 11. The condemnaDon of shellfish areas as a result of marina locaDon is a serious consideraDon in the permiVng process and should be avoided if at all possible. The Department of Health, Division of Shellfish SanitaDon advises the Commission as to shellfish condemnaDons which may occur. 12. In presently condemned shellfish areas, measures to ensure no further degradaDon of water quality may be required. 13. In order to reduce the amount of dredging required for a marina, slips for deep draS boats should be built in the naturally deeper waters of the marina. This is commonly referred to a zonaDon mooring. 12

14. Proper water circulaDon and Ddal exchange should be maintained by avoiding dead-end canals and restricted inlets. 15. Applicants are encouraged to consider parDcipaDon in the Virginia Clean Marina Program.

For more informaDon, please contact VMRC Habitat Management Division staff or hQp://www.deq.state.va.us/vacleanmarina

C. Bulkheads and Riprap

  1. Where soil condiDons are suitable, sloped stone riprap with a filter cloth barrier between the highland and the riprap is preferable to a verDcal bulkhead.
  2. Where verDcal bulkheads are necessary, either concrete or chemically treated tongue and groove wood material with equally spaced deadmen, filter cloth, and galvanized Debacks is recommended. Vinyl sheet bulkheads are also acceptable. Depending on manufacturer recommendaDons, filter cloth may or may not be necessary.
  3. Railroad De bulkheads are discouraged.
  4. Bulkheads should have return walls or be Ded into adjacent bulkheads to prevent flanking.
  5. Bulkheads should be placed landward of vegetated wetlands. Where no vegetated wetlands exist, bulkheads should be placed as far landward as possible to minimize impacts on non-vegetated wetlands and the marine environment.
  6. Areas of highly unstable shorelines and/or areas having high levels of reflected wave energy will normally require construcDon materials which absorb and dissipate wave energy.

Structures such as riprap revetments, gabions, breakwaters, marsh toe sills are examples of shoreline stabilizaDon structures that dissipate wave energy. When uDlizing verDcal bulkheading, which tends to deflect and reflect wave energy onto adjoining parcels, a protecDve riprap toe is oSen desirable.

D. Je5es, Groins and Breakwaters

  1. JeVes, groins and breakwaters should be designed in such a manner that their locaDon will not create adverse sediment transport paQerns or unduly disturb marine resources.
  2. JeVes, groins and breakwaters should be designed in such a manner that they will not be breached by Ddes and/or fail under wind, current or Dde condiDons normally experienced at the site.
  3. Professional advice on the suitability of jeVes, groins and breakwaters is recommended since their effecDveness at a specific site is difficult to predict.
  4. The anDcipated effect of a proposed groin-field upon adjacent properDes is an extremely important consideraDon in evaluaDng a permit applicaDon.

SECTION V

Overhead And Submarine Crossings

Overhead and/or submarine crossings are normally permiQed if reasonable measures are taken to protect aquaDc resources and other uses of the waterway.

A. Overhead Crossings 13

  1. Overhead structures must be designed in such a manner that they will not impede normal waterborne traffic.
  2. Where pracDcal, overhead structures should be designed in such a manner that supports will not be constructed in the natural channel.
  3. Overhead crossings should be located at or near exisDng crossings.

B. Submarine Crossings

  1. Submarine crossings should be designed such that a minimum of three feet of cover will be provided over the upper extremity of the submerged structure when placed in an area where fishing devices are normally employed.
  2. AlteraDon of submerged aquaDc vegetaDon, shellfish beds and wetlands should be minimized wherever possible in the planning and locaDon of submerged structures.
  3. Backfill material for submarine crossings should clean and serve to restore, as closely as possible, the depth and natural condiDon of the original boQom.
  4. In general, direcDonal drill methodologies are preferred over trenching.

SECTION VI

Private Riparian and Non-riparian Moorings

A. General Condi6ons

  1. Mooring buoys should not normally be located: a. On private shellfish leases or on designated public shellfish grounds. b. In submerged cable-crossing areas. c. In or near designated navigaDonal channels. d. Within 200 feet of a public or commercial bathing beach. e. So as to interfere with the operaDon of or access through any bridge. f. So as to infringe on the riparian rights of adjacent properDes. g. Within beds of submerged aquaDc vegetaDon (SAV).
  1. Moorings should be marked and maintained in accordance with the "Uniform State Waterway Marking System" (USWMS) as approved by the U. S. Coast Guard which require buoys to be white with a blue band around the middle and must be further marked with the VMRC permit number for idenDficaDon purposes.
  2. All permits granted by the Commission will contain a sDpulaDon that "The PermiQee agrees to remove said structure from State-owned subaqueous boQom within ninety (90) days aSer receiving wriQen noDficaDon by the Commissioner."
  3. The PermiQee is required to noDfy the Commission within thirty (30) days of any changes to the informaDon contained in the permit applicaDon as submiQed. This includes, but is not limited to changes in PermiQee domicile, vessel type, vessel registraDon, or intent to vacate the buoy.
  4. The PermiQee is required to noDfy the Commission of their desire to conDnue to occupy the mooring on an annual basis. 14
  1. Upon revocaDon of the permit, or a noDce of intent to vacate, the permiQee will be required to completely remove all anchors, weights, and mooring tackle.

B. Riparian Moorings

The Commission will normally honor a permit request by a riparian owner for a single mooring to be placed in accordance with the general condiDons above and which is located within his riparian waters.

C. Non-Riparian Moorings

  1. The Commission may grant a permit requested by an individual who does not own waterfront property for a single mooring buoy if: a. The mooring is placed in accordance with the general condiDons in paragraph 1 above. b. It can be demonstrated that there is access to the mooring without trespassing on private riparian property. c. Approval, in wriDng, is obtained from the riparian owner if the mooring buoy will be placed in their riparian area.
  1. The Commission may consider a permit request for a group (mulDple) mooring under unusual circumstances.

D. Designa6on of Mooring Areas, Mooring Restric6ons

Any local government or state or federal agency may recommend to the Commission that the placement of moorings in the waters that fall within their poliDcal jurisdicDon be restricted in certain areas or that certain areas be designated as mooring areas in order to protect public safety, welfare, and recreaDonal and commercial interests.

SECTION VII

Ac6vi6es in non-6dal areas Prior to July 1, 2023, the Virginia Marine Resources Commission, as the long-standing custodian of Virginia's submerged lands, had the proprietary authority and responsibility to issue permits for all acDviDes that take place over, under, through and on all submerged lands owned by the Commonwealth. The Code of Virginia vests ownership of "all the beds of the bays, rivers, creeks and the shores of the sea within the jurisdicDon of the Commonwealth, not conveyed by special grant or compact according to law," in the Commonwealth to be used as a common by all the people of the Commonwealth.

As stated in the beginning of the Guidelines, with the passage of SB 1074 and HB 2181 by the 2023 General Assembly, effecDve July 1, 2023, VMRC will no longer require permits for any acDvity conducted in nonDdal waters, provided that the person performing such acDvity obtains a Virginia Water ProtecDon Permit and complies with all requirements of the Virginia Water Resources and Wetlands ProtecDon Program pursuant to ArDcle 2.2 (§ 62.1-44.15:20 et seq.) of 15

Chapter 3.1 of Title 62.1. The Commission will conDnue to require permits for encroachments over or under jurisdicDonal State-owned submerged lands.

The Commission has defined the minimum size of non-Ddal waterways as those perennial streams with a drainage area of 5 square miles or with a mean annual instream flow of 5 cubic feet per second. AcDviDes within waterways with characterisDcs below these threshold aQributes do not require authorizaDon from this agency.

The Commission has determined the extent of jurisdicDon within non-Ddal waterways to extend no further landward than the ordinary high water mark. While the State of Virginia has not adopted a legal definiDon of ordinary high water, the Federal definiDon represents an informaDve explanaDon of the term. The Army Corps of Engineers defines ordinary high water in 33 CFR Part 329 "DefiniDon of Navigable Waters of the US" SecDon 329.11a.1. This regulaDon states that the "ordinary high water mark" on non-Ddal rivers is the line on the shore established by the fluctuaDons of water and indicated by the physical characterisDcs such as a clear, natural line impressed on the bank, shelving; changes in the character of soil; destrucDon of terrestrial vegetaDon; the presence of liQer and debris; or other appropriate means that consider the characterisDcs of the surrounding area."

When evaluaDng project proposals that fall within the jurisdicDon of this agency, Commission staff will normally consult with the Department of Game and Island Fisheries, the Department of ConservaDon and RecreaDon, the Department of Environmental Quality, and local government officials before granDng permits for any encroachments into State-owned submerged lands.

This coordinaDon may result in specific permit condiDons such as limits on the Dme of year when instream construcDon acDviDes can take place (e.g. construcDon should be performed only during low-flow condiDons.) Specific construcDon methodologies may be required, such as the use of cofferdams constructed of non-erodible materials and placement of cofferdams in such a manner that no more than half the width of the waterway shall be obstructed at any point in Dme. In all cases, the cofferdams and any excess material will be required to be removed to an approved upland area upon compleDon of construcDon, and the streambed will be required to be restored to its pre-exisDng contours and condiDons.

It should be noted that the Virginia Erosion and Sediment Control Handbook (3rd EdiDon, 1992 or subsequent ediDon) should be followed throughout construcDon. If blasDng to create a trench is necessary, the Department of Game and Inland Fisheries shall be noDfied a week prior to the blasDng to permit representaDves of that agency to observe the operaDon.

Virginia Tidal Wetlands Protection GuidelinesDoc ID: 4587

Original: 7,528 words
Condensed: 4,126 words
Reduction: 45.2%
  • Page 1 --- =< < ay a

TIDAL WETLANDS

GUIDELINES Promulgated by the Virginia Marine Resources Commission Prepared by the Habitat Management Division with contributions from the Virginia Institute of Marine Science Developed Pursuant to Chapter 13 Title 28.2, Code of Virginia May 2021 Update

  • Page 2 --- Wetlands Guidelines Section I Introduction

The purpose of this document is to revise the existing Wetlands Guidelines to provide “minimum standards for the protection and conservation of wetlands,” and “ensure protection of shorelines and sensitive coastal habitat from sea level rise and coastal hazards” as directed in §28.2-1301 of the Code of Virginia. Minimum standards for protection from sea level rise and coastal hazards shall require that permitted activities be designed to survive the impacts of sea level rise, using a model or forecast that incorporates or utilizes the 2017 National Oceanographic and Atmospheric Administration’s (NOAA) Intermediate-High scenario projection curve or, in the future, any updated projection based on the best available science and selected through the Coastal Master Plan process. As directed under the 2020 amendments to § 28.2-104.1 of the Code of Virginia, the Virginia Marine Resources Commission (VMRC) “shall permit only living shorelines approaches to shoreline management unless the best available science shows that such approaches are not suitable. If the best available science shows that a living shoreline approach is not suitable, the Commission shall require the applicant to incorporate, to the maximum extent possible, elements of living shoreline approaches into permitted projects.” This document will aid citizens and local decision makers in making on-site jurisdictional determinations, explain the risks and benefits provided by various shoreline treatments, establish performance criteria for permitted shoreline activities including wetland mitigation, ensure wetlands protection from sea level rise and coastal hazards, identify criteria relating to living shorelines, and identify preferred shoreline management options in the event the best available science shows that a living shoreline approach is not suitable.

Issuing a wetlands permit does not negate the need for permittee compliance with the Chesapeake Bay Preservation Act (CBPA), § 62.1-44.15:72, as amended in 2020, and any regulations adopted thereunder required to promote coastal resilience and adaptation to sea level rise and climate change. All proposed development, redevelopment, land disturbance, clearing or grading, independent of any proposed tidal wetland impacts, must comply with the aforementioned CBPA, which is enforced through locally adopted ordinances. Compliance with state and local CBPA requirements mandates the submission of a Water Quality Impact Assessment (WQIA) for the review and approval of the local government. Wetlands boards should advise applicants to contact the appropriate local government office to determine if a WQIA is required for the proposed activity(ies).

Further, implementation of the guidelines must be consistent with the Virginia Coastal Master Plan and Planning Framework authorized by Executive Order 24 (November 2018), including by requiring the use of the 2017 NOAA Intermediate-High scenario projection curve or, in the future, any updated projection based on the best available science and selected through the Coastal Master Plan process, in evaluation of all permit applications.

The Local Wetlands Boards have served the Commonwealth well since they were established in 1972 with the passage of the Wetlands Act. The public hearing process provided by the Wetlands Ordinance allows each applicant the opportunity to present their facts to the board for

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  • Page 3 --- Wetlands Guidelines consideration and for the board to evaluate any public comment. These are essential elements of any permit decision along with the requirements of the ordinance, the Code of Virginia, and the guidelines and standards that are provided in the following document. These guidelines are a key tool in performing this citizen-based administration of the program, which aims to effectively balance wetlands preservation with protection and use of private property.

Originally adopted in 1974, the Wetlands Guidelines were formally amended to include nonvegetated wetlands in 1982. The Wetlands Mitigation-Compensation Policy was added to the Guidelines when they were reprinted in 1993, following their adoption in 1989. The last amendment to Virginia’s tidal wetlands guidance was an update to the Mitigation-Compensation Policy in 2005. Through this policy, the Commission requires the compensation of all permitted tidal wetland losses provided all mitigative measures have been considered to avoid any impact.

The need to compensate for all permitted wetland losses is emphasized by the Commonwealth’s commitment to the restoration of the Chesapeake Bay. In 2000, Virginia, as a Chesapeake Bay Program partner, committed to “achieve a no-net loss of existing wetlands acreage and function in the signatories regulatory programs.” In addition to tidal wetlands, Virginia's coastal zone is composed of many different but highly interrelated ecological systems. These include the Commonwealth’s State-owned submerged lands, which are vitally important as fish and shellfish feeding, spawning and nursery habitat, non-tidal wetlands, and the adjacent riparian buffer. The latter two provide key roles in the filtering of storm water runoff, nutrient uptake and maintenance of water quality in the Chesapeake Bay. Tidal wetlands equally provide critical habitat in support of the Commonwealth’s recreational and commercial fisheries and vital ecological services required for a healthy Chesapeake Bay. Preservation of existing tidal wetlands and the management strategies necessary to ensure their continued existence, therefore, is paramount given the daily stressors associated with the use or development of wetlands coupled with the added risks associated with sea level rise and climate change.

The need to incorporate additional standards necessary for the protection and coastal resilience of Virginia’s tidal wetland acreages was addressed by the General Assembly with the passage of living shorelines legislation in 2011 and 2020. Senate Bill 964 (2011) established living shorelines as the preferred alternative; Senate Bill 776 (2020) took the further step of requiring the Virginia Marine Resources Commission and local wetlands boards to approve only living shoreline approaches to shoreline management unless the best available science shows that such approaches are not suitable. If the best available science shows that a living shoreline approach is not suitable, the Commission must require the applicant to incorporate, to the maximum extent possible, elements of living shoreline approaches into permitted projects.

The resulting 2021 revision of the Wetlands Guidelines, therefore, incorporates advances in tidal wetlands scientific principles emerging since the 1993 revision. In passing the Wetlands Act in

1972, the legislature stated the policy of that legislation as follows:

"Therefore, in order to protect the public interest, promote the public health,

safety and the economic and general welfare of the Commonwealth, and to protect

public and private property, wildlife, marine fisheries and the natural environment,

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  • Page 4 --- Wetlands Guidelines it is declared to be the public policy of this Commonwealth to preserve the wetlands, and to prevent their despoliation and destruction and to accommodate necessary economic development in a manner consistent with wetlands preservation."

The 2020 amendments to §28.2-1301 added the language below, following the phrase “in a

manner consistent with wetlands preservation,” to state: “and any standards set by the Commonwealth in addition to those identified in §28.2- 1308 to ensure protection of shorelines and sensitive coastal habitats from sea level rise and coastal hazards, including guidelines and minimum standards promulgated by the Commission pursuant to subsection C.” The 1972 policy, stated above, coupled with the language added in the 2020 legislation, provide the guiding principles set forth in these guidelines.

Section II Wetland Types and Properties In the pages that follow, wetlands are re-described by type as required in the Virginia Code, §28.2-1301. The original Wetlands Guidelines recognized twelve types of vegetated wetlands (marshes) and five types of nonvegetated wetlands (tidal flats and beaches). The revised Guidelines now recognize two tidal wetland types, nonvegetated and vegetated wetlands.

Tidal wetland types are often defined by the vegetation species present, which are primarily determined by salinity and the frequency and duration of inundation. While such approaches have merit in aiding in understanding some aspects of the ecology of a tidal wetland, within the context of the current regulatory framework in Virginia, a simpler approach based upon the presence or absence of vegetation and the hydroperiod (frequency and duration of inundation) provides adequate descriptors to support management decisions. Though defined below as wetland types, as prescribed by statute in Virginia, each of these, including nonvegetated and vegetated, are generally found as zones within a wetland and all are integral to the ecological function of the system.

Nonvegetated Tidal Wetlands Jurisdictional intertidal nonvegetated wetlands in Virginia are defined as those unvegetated lands that lie between mean low water and mean high water. They can consist of a continuum of grain sizes from fine silts and clays to coarser grains that include sand, gravels, cobbles, and shell. For practical reasons these are divided below into Soft Sediment and Hard Substrate categories that reflect some of the variations that they provide in terms of ecological functions and coastal resilience.

A. Soft Sediment Habitats - These intertidal habitats consist of silts, clays, and sands, sometimes with disaggregated shell fragments. Though often further distinguished as fine-grained (mostly, silts and clays) and coarse-grained (mostly sand and fine gravels), they in fact represent a continuum of grain size mixtures that provide ecological 4

  • Page 5 --- Wetlands Guidelines functions—supporting micro- and macroalgae, communities of invertebrates that serve as food for fish, shrimp, crabs, and birds, and nutrient cycling. They also provide some attenuation of waves. Importantly, many of these functions do not vary uniformly with grain size. For instance, the abundance and diversity of invertebrate communities are often greatest in intermediate and mixed grain-size habitats, as is nutrient cycling, while the ability to attenuate wave energy will generally increase with grain size, steepness of slope, and distance from the upland.

B. Hard Substrate - Natural hard substrates in intertidal nonvegetated wetlands in Virginia can include coarse gravels, cobbles, and intertidal oyster reefs. Natural rock habitats are not common, but natural intertidal oyster reefs were historically abundant in some areas of the lower Chesapeake Bay and are currently widespread in the coastal bays along the seaside of the Eastern Shore. Intertidal oyster reefs have been shown to support abundant infaunal and epifaunal benthic organisms and serve as refuge and foraging areas for juvenile crabs and fishes. Intertidal oyster reefs have also been shown to attenuate wind waves and boat wakes, and to reduce erosion of adjacent vegetated wetlands.

Placement of hard substrate such as stone riprap and concrete on nonvegetated wetlands to provide erosion control has been a common practice in Virginia. These features negatively affect the ecological functions of nonvegetated wetlands within the footprint of, and adjacent to the hard substrate, while also providing a hard substrate habitat for a different suite of organisms and further attenuating wave energy.

Vegetated Tidal Wetlands

Jurisdictional vegetated wetlands in Virginia are defined as those lands containing vegetation

that lie between mean low water and 1.5 times the local mean tide range. Vegetation types are

largely determined by salinity regime (saltwater/brackish or freshwater) and the degree of

saturation, which is determined by the hydroperiod and drainage. Vegetation species that typify

these zones are listed in the Code of Virginia (§ 28.2-1300).

A. Regularly Flooded - These tidal wetland types are located between mean low water and mean high water. This zone encompasses the region commonly referred to as the low marsh and dominant plants vary by salinity regime. These wetlands have high exchange rates of carbon, nutrients, and refractory plant matter with the adjacent waterway; provide regular shallow water refuge for aquatic fauna of all life stages; attenuate small waves; and effectively trap waterborne sediment and upland runoff.

B. Irregularly Flooded - Located between mean high water and spring tide high water levels, this wetland type encompasses the high marsh and salt bush zones. It supports a diverse mixture of vegetation and is most often characterized by species less tolerant of regular inundation that vary by salinity regime. Irregularly flooded tidal wetlands provide similar functions to regularly flooded tidal wetlands during inundation, but also provide unique bird and mammal habitat, water quality enhancement, and resilience functions during storm events and astronomical high tide events. Oligohaline/freshwater tidal marshes in this zone undergo seasonal changes in species composition and biomass (with the exception of tidal freshwater forests) that can alter ecological and resilience functions.

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  • Page 6 --- Wetlands Guidelines These newly recognized wetland types incorporate state-of-the-science understanding of wetland communities based on tidal hydrology and their ability to provide ecological and resilience functions within the shorescape. Science has shown the multifaceted importance of tidal wetlands, regardless of landscape position, to natural ecosystems and humankind. Although distinct wetland communities exhibit varied levels of select functions, tidal wetlands all contribute to estuarine and riparian ecological health. Vegetated and nonvegetated wetlands are known to function synergistically to provide the full suite of ecosystem services necessary to sustain habitat, primary production, water quality, and coastal resilience. Wetlands types, therefore, should not be viewed as a method of grading importance, but only as functional categories.

It is an accepted scientific principle that each tidal wetland type is important to maintain comprehensive functional integrity. Nonvegetated and vegetated wetlands serve as a buffer between the estuary and the upland, interacting with both. Therefore, all tidal wetlands should be managed holistically within the subaqueous to riparian buffer continuum.

Section IIT Criteria for Determining Wetlands Jurisdiction and Evaluating Alterations of Wetlands This section addresses the methods for determining tidal wetlands jurisdiction, followed by a description of activities that can adversely affect tidal wetland functions. General and specific criteria that can assist in evaluating these activities against tidal wetland alterations are included.

As previously stated, wetlands managers are charged by Code with the preservation of tidal wetlands, while accommodating necessary economic development in a manner consistent with wetlands preservation and consistent with any standards set by the Commonwealth to ensure protection of shorelines and sensitive coastal habitats from sea level rise and coastal hazards.

These requirements, coupled with the 2020 legislative mandate to permit only living shoreline approaches to shoreline management unless the best available science shows that a living shoreline is not suitable, mean(s) that definitive guidance cannot be provided in a single document for every shoreline treatment scenario likely to arise in Tidewater Virginia. The suitability of a living shoreline for a stabilization project will depend upon a number of factors that include, but are not limited to, hydrodynamic setting, local bathymetry, sediment composition at the location of any structures, conditions in the adjoining riparian zone, potential impacts on adjacent properties, and potential impacts on adjacent habitats, such as riparian vegetation, submerged aquatic vegetation (SAV) and oyster reefs. When needed, jurisdictional- specific and project-specific assistance is available upon request from the Virginia Marine Resources Commission’s Habitat Management Division and the Virginia Institute of Marine Science’s Office of Research and Advisory Services. Localities may also utilize the Department of Conservation and Recreation’s Shoreline Erosion and Advisory Service (SEAS) site-specific advice, if provided, and rely on the additional online tools and information provided by the VIMS Shoreline Studies Program and the Center for Coastal Resource Management (CCRM) as 6

  • Page 7 --- Wetlands Guidelines an initial guide, that may require on-site inspection for verification and alternatives analyses.

When considering the suitability of a living shoreline design or treatment, the Commission or the local wetlands board shall look to the Virginia Institute of Marine Science Office of Research and Advisory Services in instances in which there is a question as to what constitutes the “best available science.” Determining Tidal Wetlands Jurisdiction Determining accurate tidal wetland jurisdictional boundaries is critical for fair and proper management, and must be clearly delineated and understood prior to evaluating the proposed use and development of tidal wetlands. Section 28.2-1302 of the Virginia Code defines the jurisdictional boundaries of both nonvegetated and vegetated tidal wetlands. Jurisdictional nonvegetated wetlands must be contiguous to mean low water and are located between mean low water and mean high water. Vegetated wetlands must be contiguous to mean low water, support one or more of the plant species named in §28.2-1302, and extend “from mean low water to an elevation equal to the factor one and one-half times the mean tide range at the site of the proposed project.” Jurisdictional vegetated wetlands include those that are regularly flooded and some or all of those that are irregularly flooded as described in § 28.2-1302 of the Code of Virginia. Jurisdictional boundaries can be determined or estimated by conducting onsite elevation surveys with reference to the predicted normal low and high tide lines, using natural shoreline features and indicators, using the saltbush community location (if present) for vegetated, or by state regulatory and academic personnel. Often the applicants/agents will provide jurisdictional boundaries using the methods just described. Regardless of method, the Commission recommends that jurisdictional boundaries be determined prior to application development and/or processing.

General Criteria The primary objective in the application of the following criteria is to minimize the loss of wetlands and the adverse ecological effects of all permitted activities with any proposed uses of the shoreline.

A. Alteration of the shoreline or construction of shoreline facilities may be permitted in the circumstances described in 1 and 2 below, provided that marine fisheries, valuable fish habitat, wetlands and wildlife resources, flood protection, and water quality are not detrimentally affected, and the proposed use does not contribute to cumulative net losses of tidal wetlands.

Alteration of the shoreline or construction of shoreline facilities may be justified in order to:

1. Gain access to navigable waters by:

a. Commercial, industrial, and recreational interests for which it has been clearly

justified that waterfront facilities are required and the interest is water dependent;

b. Owners of land adjacent to waters of navigable depth or waters which can be

made navigable with only minimal adverse impact on the environment.

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  • Page 8 --- Wetlands Guidelines
  1. Protect property from significant damage or loss due to erosion or other natural

causes, provided that only living shoreline approaches are used unless the best available

science shows that such approaches are not suitable.

VMRC, in cooperation with other interested state agencies and local wetlands boards, established a general permit regulation that authorizes and encourages the use of living shorelines as the preferred alternative for stabilizing tidal shorelines in the Commonwealth as authorized by Virginia Code § 28.2-104.1. The streamlined process offers two permit options that negate the need for the local wetlands board public hearing and permit, provided the locality has not opted out of the general permit provision. To take advantage of this expedited permit process and learn more about designing living shorelines, visit https://www.vims.edu/research/departments/physical/programs/ssp/shoreline_management/living

shorelines/index.php for advice on how to complete the application and meet the qualifications

for a living shorelines general permit. You may also contact the VMRC Environmental Engineer assigned to your project location, viewable at https://mre.virginia.gov/Territory_Assignments.pdf

B. Alteration of the shoreline is not permitted:

  1. For purposes or activities that are non-water dependent.
  1. For purposes of creating waterfront property from lands not naturally contiguous to

tidal waters or for purposes of accessing waterfront property by the placement of fill

material not justified by A.1 above.

  1. When damage to properties owned by others is a likely result of the proposed activity.
  1. When the alteration will result in the drainage or discharge of effluents or storm water

which impair wetlands, water quality or other marine resources.

  1. When there are alternatives which can achieve the given purpose without adversely

affecting water quality, marine fisheries, wildlife, marshes, oyster grounds, submerged

aquatic vegetation (SAV) or other natural resources.

  1. Ifthe local government has determined that the proposed alteration does not comply

with the Chesapeake Bay Preservation Act (CBPA), § 62.1-44.15:72, as amended in

2020; and any regulations adopted thereunder required to promote coastal resilience and

adaptation to sea level rise and climate change.

Rationale: These criteria recognize riparian rights and reserve the shoreline for those uses or activities which require water access. These criteria also point out that even some water dependent activities often have a significant and long term adverse impact on the marine environment through such effects as changed upland hydrology, sedimentation, changes in water current patterns near the shoreline, and the introduction of pollutant discharges which frequently

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  • Page 9 --- Wetlands Guidelines lead to closure of shellfish grounds. For example, the dredging of channels into fastlands may also lead to deterioration of ground water by saltwater intrusion into aquifers.

C. Utilization of open-pile type structures for gaining access to adequate water depths is required unless the construction of solid structure, dredging or filling is shown to be necessary.

Rationale: The construction of solid structures, or the conduct of dredging and filling operations, often causes irretrievable loss of wetlands through their direct displacement or by indirect effects of sedimentation or altered water currents. Open-pile type structures permit continued tidal flow over existing wetlands and subtidal areas, avoid potential sedimentation problems, future maintenance dredging, and have less effect on existing water current patterns.

D. As directed by Virginia Code §28.2-104.1, only living shoreline approaches to shoreline management are allowed unless the best available science shows that such approaches are not suitable. If the best available science shows that a living shoreline approach 1s not suitable, the project must incorporate, to the maximum extent possible, elements of living shoreline approaches. All shoreline alterations should, 1) be designed and constructed to mitigate coastal hazards including storm-level hydrological energy that may reasonably be expected over the useful life of the project, and 2) be functionally resilient and structurally designed to endure the impacts of sea level rise using the 2017 NOAA Intermediate-High scenario projection curve or, in the future, any updated projection based on the best available science and selected through the Coastal Master Plan process.

Rationale: High intensity storms of marine origin are frequent in the mid-Atlantic region and Chesapeake Bay. The useful life of the project is defined as the average amount of time in years that the project is estimated to function when installed properly and routine maintenance is practiced. Shoreline alterations that are generally proposed to address coastal resiliency and control active erosion should ensure that the stabilizing objectives address the most erosive conditions predictable to the project site. This will reduce the likelihood of future adverse environmental impacts from storm events associated with structural failure, reduce maintenance and repair costs, and decrease or eliminate added shoreline disturbances. It is critical to maintain tidal wetland resources and thus, their important functions as sea level rises.

Specific Criteria — Shoreline Protection Strategies The following specific criteria are established for use in the design, evaluation or modification of individual projects. Specific strategies should attempt to incorporate environmental protection and resiliency as elements of the landowner’s desired project objectives.

  1. Properly designed and constructed living shorelines are vital to address coastal

resiliency, shoreline stabilization, and tidal wetlands sustainability in response to sea level

rise. As stated above, by statute, only living shoreline approaches to shoreline management

may be approved unless the best available science shows that such approaches are not

suitable. Numerous hydrological and geological factors, and shoreline energy potential

need to be assessed when developing a living shoreline approach.

9

  • Page 10 --- Wetlands Guidelines Site-specific conditions also need to be addressed that include, but are not limited to: fetch exposure, bank height and condition, upland structure proximity and vulnerability, offshore water depth and sediment consistency, presence and proximity of submerged aquatic vegetation, potential maximum storm wave conditions, conditions of adjacent shorelines, and sunlight availability.

Rationale: When properly located, designed, and constructed, living shorelines can address shoreline stabilization objectives while providing an opportunity for resource sustainability. Not only should there be considerations specifically for tidal wetlands vegetation, but submerged aquatic vegetation and riparian communities, which need room to migrate with rising sea levels, also play important roles in estuarine water quality, habitat, and wave attenuation, and thus require integration with living shoreline strategies.

  1. The placement of either offshore breakwaters or submerged nearshore sills parallel to a portion of shoreline, that elevate the height of an existing beach and retain the sand nourishment or create a protected living shoreline between the structures and the shoreline, is a reasonable strategy consideration in higher hydrological energy shoreline situations.

Both breakwaters and sills must be specifically designed for the shoreline segment in question and must be shown to function under future sea level rise conditions.

Rationale: Properly located, designed, and constructed breakwaters and sills can be effective at attenuating wave energy, and they support the sustainability of the landward beach or living shoreline. Depending on the dimensions of the beach and living shoreline, they can also function to dampen storm waves.

  1. Shoreline protection structures can be permitted only if there is active, detrimental shoreline erosion which cannot be otherwise controlled by use of a living shoreline. If the Commission or local wetlands board deems that hardening the shoreline is necessary, then living shoreline elements shall be incorporated into the project design, to the maximum extent possible. Shoreline protection structures must be specifically designed for the shoreline segment in question and must be shown to function under future sea level rise conditions.

Rationale: Hardened shorelines typically result in unacceptable direct and/or indirect adverse impacts to tidal wetlands and adjacent subaqueous bottomlands. They also create barriers to tidal wetland migration with sea level rise. The unnecessary use of revetments and bulkheading is not permitted and shoreline hardening may be allowed as an alternative only when absolutely necessary and where the best available science shows that a living shoreline approach is not suitable. A structural approach to shoreline stabilization may be necessary in certain limited instances in response to hydrological and geological shoreline factors, and/or to sufficiently address erosion control. Shoreline modification to address upland and landscape issues other than storm water runoff is not permitted.

  1. Rock revetments are the preferred alternative if the best available science demonstrates that a living shoreline is not suitable. Rock revetments must be specifically designed for the 10
  • Page 11 --- Wetlands Guidelines shoreline segment in question and must be shown to function under future sea level rise conditions.

Rationale: Vertical retaining structures tend to reflect wave energy that negatively impacts adjacent wetland and/or subaqueous natural resources. They can also create negative effects upon neighboring properties. Waves, whether from natural causes or from boat wakes, are better absorbed or dissipated by riprap revetments. In addition, the slope and open spaces in riprap structures provides acceptable, but not optimal, habitat for crabs and smal! fish.

  1. Erosion control structures, such as a bulkhead or seawall, are not allowed unless the Commission or the board determines that such approach is necessary and that no other alternative approach is suitable. If a structure is deemed necessary, it should ordinarily be placed as far landward as possible as long as the local government determines it is consistent with the Chesapeake Bay Preservation Act (CBPA), § 62.1-44.15:72, as amended in 2020, and any regulations adopted thereunder required to promote coastal resilience and adaptation to sea level rise and climate change.

Rationale: Landward placement reduces or eliminates direct impacts to tidal resources, but can promote secondary impacts from reflected wave energy and riparian hydrological exchange.

Vertical structures also eliminate the ability of tidal wetlands to migrate landward in response to sea level rise.

  1. The placement of a groin on eroding shorelines in an effort to trap sand and build up a beach may be permitted when there is sufficient sand in the littoral drift system. If a groin is considered justified, it should be low profile in design and only as long as is necessary to trap sand drifting in the littoral zone. Ideal groin length can be determined by examining the sand fillets in any existing groins along the same shoreline reach or can be based on the width of the local beach. Groins must be required to function under future sea level rise conditions.

Rationale: Groins are designed to trap sand and build beaches. When groins and groin fields function properly, they can provide a functional level of erosion control but can also deprive downdrift shorelines of sand and thus may accelerate erosion to adjacent properties. This is highly dependent on the amount of sand available in the system. The low-profile groin is designed to resemble the natural beach slope and allow sand to by-pass and thus nourish downstream properties once the groin has filled. Groins which are too long for the existing beach may shunt sand out to deeper water thus making it unavailable to downdrift properties. Where sand availability is limited, the use of groin cells could require continued placement of sand to maintain erosion control function and thus the use of groins ordinarily should not be allowed.

  1. The use of jetties at the entrance of a channel in order to maintain navigable depths or protect the entrance from wave attack is justified only when there is a clear and demonstrated need for such a structure and adjacent properties will not be significantly adversely affected.

Rationale: Jetties attempt to prevent the littoral drift from entering the channel by trapping sediment moving along the shoreline. Sand tends to accumulate on the updrift side of a jetty and 11

  • Page 12 --- Wetlands Guidelines sediments are transported away from the jetty on the downdrift side. This can often result in accelerated erosion of the downdrift shoreline.

Section IV Minimum Standards — Protection and Conservation of Tidal Wetlands Pursuant to § 28.2-1308 of the Code of Virginia, the Commonwealth’s existing standards below originally applied to the use and development of wetlands by type and class and shall continue to be considered by the Commission and any local wetlands board in the determination of whether

any permit should be granted or denied:

  1. Wetlands of primary ecological significance shall not be altered so that the ecological systems in the wetlands are unreasonably disturbed; and
  2. Development in Tidewater Virginia, to the maximum extent practical, shall be concentrated in wetlands of lesser ecological significance, in vegetated wetlands which have been irreversibly disturbed before July 1, 1972, in nonvegetated wetlands which have been irreversibly disturbed prior to January 1, 1983, and in areas of Tidewater Virginia outside of wetlands.

As evidenced in the updated tidal wetlands types outlined in Section IL, advances in scientific understanding highlight the significance of ecological functions across all vegetated and nonvegetated natural tidal wetland communities.’ Disturbances to any natural tidal wetland must now be critically reviewed within a comprehensive framework that recognizes their intrinsic ecological value. In deciding whether to grant, grant in modified form or deny a permit, to ensure protection of tidal wetlands, shorelines and sensitive coastal habitats from sea level rise and coastal hazards, the following four additional minimum standards shall also be considered by the Commission and all local wetland boards as directed by §28.2-1301B, §28.2-1302.9 and §28.2-

1302.10A3:

  1. Any application for a project including erosion control projects, removal of vegetation, construction access or land disturbance, that will impact the Resource Protection Area must also be independently approved by the local government as consistent with the Chesapeake Bay Preservation Act (CBPA), § 62.1-44.15:72, as amended in 2020, and any regulations adopted thereunder required to promote coastal resilience and adaptation to sea level rise and climate change, including where applicable, the requirement of an approved Water Quality Impact Assessment and any required mitigation measures.
  2. If a General Permit is not suitable given onsite conditions, project review of any proposed uses or development of tidal wetlands shall include data derived from an onsite analysis and provided on scaled drawings that minimally includes the square footage of existing and resulting tidal wetland types, existing and proposed grade elevations and slope, mean high, mean low and the 10-year storm event water levels as calculated by NOAA and the Federal Emergency Management Agency (FEMA), existing and projected bathymetric elevations to the minus 1-foot mean low water elevation and the current shoreline condition of adjacent 12
  • Page 13 --- Wetlands Guidelines properties to include any existing treatments. Additional consideration of shoreline variables shall also be given to fetch exposure, fastland bank condition, bank height, bank composition, nearshore stability, upland use/proximity to infrastructure/cover, width and elevation of backshore region, and boat wakes. Access pathway(s) for land-based construction should be included on the drawings and their impacts considered, as well as all other requirements in § 28.2-1302 of the Code of Virginia.
  1. Proposed uses or development of tidal wetlands must allow, to the maximum extent possible when considering existing structures and infrastructure (including but not limited to roads, houses, and outbuildings), and natural impediments (including but not limited to steep banks and bluffs), the landward migration of existing vegetation over the useful life of the project, using the 2017 NOAA Intermediate-High scenario projection curve outlined in Section IJJ-D of these Guidelines or, in the future, any updated projection based on the best available science and selected through the Coastal Master Plan process.
  2. Proposed uses or development of tidal wetlands shall only be approved if the uses or development proposed meets the criteria outlined in Section III of these Guidelines. Project review shall include the use of data derived from existing online advisory tools, engineering analyses or other online tools that facilitate the measurements of fetch, depth offshore, shoreline morphology, shoreline orientation, nearshore morphology, oyster leases, submerged aquatic vegetation, tide range, storm surge frequency, erosion rate, design wave determination, and sea level rise. Project review shall determine whether the submitted proposal satisfies the statement required by § 28.2-1302B of the Code of Virginia that thoroughly reflects and documents the analysis undertaken by the applicant indicating whether use of a living shoreline as defined in § 28.2-104.1 for a shoreline management practice is not suitable, including reasons for the determination, which must be provided with any proposal. The public hearing may not be scheduled prior to the receipt of this information. Applications shall be considered incomplete until this statutory requirement is met and the information supporting the required statement is provided as part of the application to the Commission or local wetlands board staff.

In addition to the consideration of the aforementioned minimum standards deemed necessary to ensure the conservation and protection of tidal wetlands, the Commission or board shall evaluate all proposed shoreline treatments utilizing the best available science provided in the record, as previously defined in Section III of the Guidelines. In evaluating the suitability of a living shoreline, the Commission or local wetlands board must incorporate consideration of long-term sustainability and coastal resilience, and local geological and hydrological factors and other environmental factors contributing to erosion. To further guide the Commission and local wetland boards, a site shall be deemed suitable for a living shoreline treatment unless the best available science demonstrates that such approach is not suitable. 13

  • Page 14 --- Wetlands Guidelines Section V Best Available Science Resources Habitat Engineers within VMRC’s Habitat Management Division provide an experienced conduit through which the best available science and the suitability of a site for a living shoreline can be relayed to an applicant. The Virginia Institute of Marine Science (VIMS) is designated as the Commonwealth’s science advisor on coastal and marine natural resource-related issues. As such, VIMS will be the arbiter in situations in which the best available science is in question.

Glossary In the course of considering applications for permits pursuant to the Wetlands Zoning Ordinance,

various terminology may be used. As such, the following definitions apply:

Armor Larger stone used as the outer layers of a revetment directly exposed to wave action (see also Stone size).

Bank height The approximate height of the upland bank above mean low water.

Bathymetry The topography, or contours, of a waterway correlated to water depths.

Beach .

The shoreline zone comprised of unconsolidated sandy material upon which there is mutual interaction of the forces of erosion, sediment transport and deposition extending from the low water line landward to where there is a marked change in either material composition or physiographic form such as a dune, bluff, or marsh, or where no such change can be identified, to the line of woody vegetation (usually the effective limit of storm waves), or the nearest impermeable man-made structure, such as a bulkhead, revetment or paved road.

Best Management Practice (BMP) Measures that have the combined effect of ensuring project integrity for the design life of the project while minimizing the potential adverse impacts associated with construction and maintenance.

Beach nourishment The placement of good quality sand along a beach shoreline to raise the elevation of the nearshore area.

Breakwater A structure usually built of rock positioned a short distance from the shore. The purpose is to deflect the force of incoming waves to protect a shoreline.

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  • Page 15 --- Wetlands Guidelines

Bulkhead

A vertical structure that acts as a retaining wall usually constructed parallel to a shoreline.

Buried toe

The trenched seaward toe of a revetment to help prevent scour and shifting of the structure.

Core stone

Smaller stone used as the base of a revetment to provide a stable base for armor stone.

Downdrift

The resulting direction material is carried as waves strike a shore and move “down” along a

shoreline.

Ecosystem Services

Components of nature, directly enjoyed, consumed, or used to yield human well-being.

Fastland

Land that is high and dry near water, upland.

Fetch

The distance along open water over which wind blows. For any given shore, there may be

several fetch distances depending on predominant wind directions, but there is generally one

fetch which is longest for any given shoreline exposure.

Filter cloth

Synthetic textile placed between bulkhead sheeting and backfill or underneath a revetment to

prevent soil loss yet provide permeability.

Gabion

A basket or cage filled with stone, brick or other material to give it a weight suitable for use in

revetments or breakwaters. In the marine environment, usually made with galvanized steel wire

mesh with a PVC coating.

Groin

A rigid, vertical structure extending perpendicular to shore to trap transporting sand or other

material down a shoreline.

Groin field

A series of several groins built parallel to each other along a shoreline.

Headland

A point of land jutting out into a body of water or a shoreline section less resistant to erosion

process than adjacent shorelines.

Halophyte

A plant that naturally grows where it is affected by salinity in the root area or by salt spray. 15

  • Page 16 --- Wetlands Guidelines Hydrophyte A plant that has adapted to living in or on aquatic environments Jetty A structure similar to a groin, but typically designed to prevent shoaling of a navigation channel.

Joint Permit Application or JPA The standard Joint Permit Application for shoreline stabilization structures and other activities conducted in wetlands and the marine environment. The applicant completes one form and submits to either local agency or VMRC, which is responsible for distributing to local, state and federal permitting and advisory agencies (e.g. VIMS, Dept. of Wildlife Resources, Dept. of Conservation & Recreation, Dept. of Environmental Quality, US Army Corps of Engineers).

Incidental effects Indirect impacts of an activity or structure, such as those resulting from redirected wave energy, trapped sand or sedimentation.

Littoral transport The movement of sand and other materials along the shoreline in the littoral zone, or the area between high and low watermarks during non-storm periods.

Low profile The recommended design for groins with a channelward elevation no greater than mean low water to allow sand bypass to continue once the groin cell is filled, reducing the potential for adverse downdrift effects.

Marsh fringe A band of marsh plants which runs parallel to a shoreline.

Marsh toe revetment A low revetment built to protect an eroding marsh shoreline.

Mean low water The average height of low waters over a nineteen year period. Virginia is a low water state, meaning private property extends to the mean low water line.

Mean tide range The vertical distance between mean high water and mean low water.

Nearshore The area close to the shore but still partly submerged. This area is where sand bars and shoals often form.

Nonvegetated Wetlands Unvegetated lands lying contiguous to mean low water and between mean low water and mean high water, including those unvegetated areas of Back Bay and its tributaries and the North

16

  • Page 17 --- Wetlands Guidelines Landing River and its tributaries subject to flooding by normal and wind tides but not hurricane or tropical storm tides.

Oligohaline Brackish water with a salinity of 0.5 to 5.0 parts per thousand from ocean-derived salts.

Pressure treated The process of preserving wood by impregnating it with chemicals to reduce or retard invasion by wood destroying organisms.

Reach A discrete portion of a shoreline somewhat homogeneous in its physical characteristics and upon which there are mutual interaction of the forces of erosion, sediment transport, and accretion.

Resilience The capability to anticipate, prepare for, respond to, and recover from significant multi-hazard threats with minimum damage to social well-being, health, the economy, and the environment.

Similarly, we define adaptation as adjustment in natural or human systems to a new or changing environment that exploits beneficial opportunities or moderates negative effects.

Return walls Bulkhead end sections perpendicular to the shoreline to tie the bulkhead into the upland and prevent the bulkhead from being flanked as the shoreline continues to retreat on either side of the structure.

Revetment A sloped structure constructed with large, heavy stone, often in two layers, used to anchor the base of the upland bank. The size of a revetment is dictated by the energy of the shoreline environment where it is proposed.

Riprap Stone that is hard and angular that will not disintegrate from exposure to water or weathering.

Scarp A low steep slope caused by wave erosion.

Seawall A vertical wall or embankment, usually taller and larger than a bulkhead.

Shoal A shallow area in a waterway, often created by nearby sandbars or sandbanks.

Shore orientation The compass direction the shoreline faces. Some directions are more prone than others to the erosive forces of storm events. .

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  • Page 18 --- Wetlands Guidelines Sill An erosion protection measure that combines elements of both revetments and offshore breakwaters. Sills are usually built of stone, low in profile and built close to shore.

Sediment barrier or Silt screen Structures placed at the toe of a slope or in a drainage way to intercept and detain sediment and decrease flow velocities. Barriers may be constructed of posts and filter fabric properly anchored at the base or hay bales staked in place end to end.

Sheet pile A wooden plank or steel sheet used in the construction of bulkheads and groins.

Slope The degree of deviation of a surface from the horizontal measured as a numeric ratio, percentage or in degrees. When expressed as ratio, the first number is the horizontal distance and the second is the vertical distance.

Splash apron A structural component, often of rock, used to prevent forceful waves from scouring out material from the top of a revetment or bulkhead.

Spur A vertical structure normally used perpendicular to groins to redirect incoming waves to allow a sheltered area in the lee and promote the accumulation of sand.

Stone size Classes of riprap stone based on weight per VDOT specifications

Class Al 25-75 pounds, < 10% weighing more than 75 Ibs, “man-sized”

Class I 50-150 pounds, 60% weighing more than 100 Ibs

Class 2 150-500 pounds, 50% weighing more than 300 lbs

Class 3 500-1,500 pounds, 50% weighing more than 900 Ibs

Type I 1,500-4,000 pounds, average weight 2,000 Ibs

Type 2 6,000 — 20,000 pounds, average weight 8,000 lbs Storm surge The resulting temporary rise in sea level due to large waves and low atmospheric pressure created during storms.

Subaqueous ot Submerged lands The ungranted lands beneath the tidal waters of the Commonwealth extending seaward from the mean low water mark to the 3 mile limit.

Submerged aquatic vegetation (SAV) Rooted plants found in shoal areas of Chesapeake Bay, which provide important ecological roles, such as providing food, shelter and oxygen as well as trap sediment and dissipate wave energy.

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  • Page 19 --- Wetlands Guidelines Submerged aquatic vegetation (SAV) bed SAV observed on site or mapped at any density class in at least one of the previous five years by the Virginia Institute of Marine Science.

Time-of-year restrictions Restrictions that limit construction projects during periods of heightened sensitivity for species of concern, such as anadromous fish, nesting shorebirds, shellfish, submerged aquatic vegetation, and threatened and endangered species, such as the bald eagle and northeastern beach tiger beetle.

Tombolo The area of accumulated beach material in the lee of a breakwater structure.

Useful life of the project The average amount of time in years that the project is estimated to function when installed properly and routine maintenance is practiced.

Wave climate The average wave conditions as they impact a shoreline, including waves, fetch, dominant seasonal winds and bathymetry.

Wave energy The force a wave is likely to have on a shoreline depending on environmental factors, such as shore orientation, wind, channel width, and bathymetry.

Wave height The vertical measurement of a single wave from its base or trough to its top or crest.

Wetland type A class of wetland distinguished based on the presence or absence of vegetation, substrate type (for nonvegetated) and degree of inundation (for vegetated).

Adopted May 25, 2021 Ateven G. mee 19

Shellfish License Revocation GuidelinesDoc ID: 4588

Original: 24,015 words
Condensed: 13,610 words
Reduction: 43.3%

VMRC LICENSE REVOCATION TABLES

August 2017 Notes: (1) The Commission has the discretion to impose a civil penalty in certain circumstances and revoke fishing privileges under other circumstances. The Commission makes such determinations on a case-by-case basis.

(2) Where an offender has multiple violations within a 2-year period, the recommended sanction is determined by assessing what sanction is prescribed in the “Recommended Sanction – Two or more violations in 2 years” column for each charge and taking the most severe.

Page 1 Shellfish Violations Impact/Threat Recommended Sanction – Single Violation Recommended Sanction – Two or more violations in 2 years, with listed offense being the most serious Recommended Sanction – Listed offense occurred during probationary period Recommended Sanction – Listed offense occurred during revocation period Illegally harvesting oysters or clams from private (leased) grounds Resource & Public Health 3 year probation 2 year revocation of all shellfish licenses 3 year revocation of all licenses 5 year revocation of all licenses Harvesting oysters or clams during a closed public season Resource 3 year probation 2 year revocation of all shellfish licenses 3 year revocation of all licenses 5 year revocation of all licenses Harvesting oysters or clams from a condemned area Public Health 1 year revocation of gear license & concurrent 5 year probation 3 year revocation of all shellfish licenses 4 year revocation of all licenses 5 year revocation of all licenses Harvesting oysters or clams from a sanctuary Resource 3 year probation 2 year revocation of all shellfish licenses 3 year revocation of all licenses 5 year revocation of all licenses Failure to follow warm water restrictions (incl. daily time limits) Public Health 1 year revocation of gear license & concurrent 5 year probation 3 year revocation of all shellfish licenses 4 year revocation of all licenses 5 year revocation of all licenses Catching at least 50% over the limit of shellfish Resource 3 year probation 1 year revocation of all shellfish licenses 1 year revocation of all licenses 3 year revocation of all licenses Catching at least 25% over the limit of shellfish Resource N/A 2 year probation 1 year revocation of all shellfish licenses 1 year revocation of all licenses Possession of at least 50% over the tolerance of undersized shellfish Resource 1 year probation 6 month revocation of all shellfish licenses 1 year revocation of all licenses 3 year revocation of all licenses Harvesting oysters without an oyster resource user fee and gear license Resource 1 year probation 1 year revocation of all licenses 2 year revocation of all licenses 2 year revocation of all licenses

VMRC LICENSE REVOCATION TABLES

August 2017 Notes: (1) The Commission has the discretion to impose a civil penalty in certain circumstances and revoke fishing privileges under other circumstances. The Commission makes such determinations on a case-by-case basis.

(2) Where an offender has multiple violations within a 2-year period, the recommended sanction is determined by assessing what sanction is prescribed in the “Recommended Sanction – Two or more violations in 2 years” column for each charge and taking the most severe.

Page 2 Shellfish Violations Impact/Threat Recommended Sanction – Single Violation Recommended Sanction – Two or more violations in 2 years, with listed offense being the most serious Recommended Sanction – Listed offense occurred during probationary period Recommended Sanction – Listed offense occurred during revocation period Non-Virginia residents harvesting oysters Resource 3 year probation 2 year revocation of all licenses 3 year revocation of all licenses 5 year revocation of all licenses Failure to tag shellfish at point of harvest Resource N/A 1 year probation 1 year revocation of all shellfish licenses 2 year revocation of all licenses

VMRC LICENSE REVOCATION TABLES

August 2017 Notes: (1) The Commission has the discretion to impose a civil penalty in certain circumstances and revoke fishing privileges under other circumstances. The Commission makes such determinations on a case-by-case basis.

(2) Where an offender has multiple violations within a 2-year period, the recommended sanction is determined by assessing what sanction is prescribed in the “Recommended Sanction – Two or more violations in 2 years” column for each charge and taking the most severe.

Page 3 Crab Violations Impact/Threat Recommended Sanction – Single Violation Recommended Sanction – Two or more violations in 2 years, with listed offense being the most serious Recommended Sanction – Listed offense occurred during probationary period Recommended Sanction – Listed offense occurred during revocation period Crabbing without a license (without eligibility) Resource N/A 1 year probation 1 year revocation of all licenses 2 year revocation of all licenses Possession of more than 20 undersized crabs per bushel (70 per barrel) Resource N/A 2 year probation 1 year revocation of all crabbing licenses 2 year revocation of all licenses Possession of 20 or more dark sponge crabs per bushel (70 per barrel) Resource N/A 2 year probation 1 year revocation of all crabbing licenses 2 year revocation of all licenses Exceeding bushel limit by 5 bushels or more Resource N/A 2 year probation 1 year revocation of all crabbing licenses 2 year revocation of all licenses Place/set/fish crab pots exceeding license limit by 10% or more Resource 1 year probation 1 year revocation of all crabbing licenses 2 year revocation of all licenses 3 year revocation of all licenses Crabbing outside of lawful season or 1 hour or more outside of lawful daily time limit Resource N/A 1 year probation 1 year revocation of all crabbing licenses 2 year revocation of all licenses Crabbing without a license (with eligibility) Resource 1 year probation 1 year revocation of all crabbing licenses 1 year revocation of all licenses 3 year revocation of all licenses Unapproved person working as crab agent Resource N/A 2 year probation 1 year revocation of all crabbing licenses 2 year revocation of all licenses Possession of horseshoe crabs out of season (with eligibility) Resource N/A 1 year probation 1 year revocation of all crabbing licenses 2 year revocation of all licenses Possession of horseshoe crabs out of season (without eligibility) Resource N/A 2 year probation 2 year revocation of all crabbing licenses 3 year revocation of all licenses

VMRC LICENSE REVOCATION TABLES

August 2017 Notes: (1) The Commission has the discretion to impose a civil penalty in certain circumstances and revoke fishing privileges under other circumstances. The Commission makes such determinations on a case-by-case basis.

(2) Where an offender has multiple violations within a 2-year period, the recommended sanction is determined by assessing what sanction is prescribed in the “Recommended Sanction – Two or more violations in 2 years” column for each charge and taking the most severe.

Page 4 Crab Violations Impact/Threat Recommended Sanction – Single Violation Recommended Sanction – Two or more violations in 2 years, with listed offense being the most serious Recommended Sanction – Listed offense occurred during probationary period Recommended Sanction – Listed offense occurred during revocation period Catching 25% over the limit of horseshoe crabs Resource 1 year probation 1 year revocation of all crabbing licenses 1 year revocation of all licenses 3 year revocation of all licenses Take hard crabs from fish pot Resource 2 year probation 1 year revocation of all crabbing licenses 1 year revocation of all licenses 2 year revocation of all licenses Baited peeler pots Resource 2 year probation 1 year revocation of all crabbing licenses 1 year revocation of all licenses 2 year revocation of all licenses Obstructed cull rings Resource N/A 2 year probation 1 year revocation of all crabbing licenses 2 year revocation of all licenses Crabbing within the blue crab sanctuary Resource N/A 2 year probation 1 year revocation of all crabbing licenses 2 year revocation of all licenses

VMRC LICENSE REVOCATION TABLES

August 2017 Notes: (1) The Commission has the discretion to impose a civil penalty in certain circumstances and revoke fishing privileges under other circumstances. The Commission makes such determinations on a case-by-case basis.

(2) Where an offender has multiple violations within a 2-year period, the recommended sanction is determined by assessing what sanction is prescribed in the “Recommended Sanction – Two or more violations in 2 years” column for each charge and taking the most severe.

Page 5 Commercial finfish Violations Impact/Threat Recommended Sanction – Single Violation Recommended Sanction – Two or more violations in 2 years, with listed offense being the most serious Recommended Sanction – Listed offense occurred during probationary period Recommended Sanction – Listed offense occurred during revocation period Exceeding possession limit (100% or 1,000 pounds over limit, whichever is more restrictive) Resource N/A 2 year probation 1 year revocation of all commercial finfish licenses 2 year revocation of all licenses Possession of over- or undersized fish (50% or more of total landings) Resource N/A 2 year probation 2 year revocation of all commercial finfish licenses 2 year revocation of all licenses Possession of striped bass out of season Resource 1 year probation 1 year revocation of all commercial finfish licenses 1 year revocation of all licenses 3 year revocation of all licenses Possession of spiny dogfish out of season Resource N/A 1 year probation 1 year revocation of all commercial finfish licenses 2 year revocation of all licenses Possession of sharks out of season Resource N/A 1 year probation 1 year revocation of all commercial finfish licenses 2 year revocation of all licenses Fishing pots without a fish pot license Resource N/A 1 year probation 1 year revocation of all commercial finfish licenses 2 year revocation of all licenses Fishing in a restricted area Resource N/A 1 year probation 1 year revocation of all commercial finfish licenses 2 year revocation of all licenses Fishing during a closed season Resource 2 year probation 1 year revocation of all commercial finfish licenses 1 year revocation of all licenses 3 year revocation of all licenses

VMRC LICENSE REVOCATION TABLES

August 2017 Notes: (1) The Commission has the discretion to impose a civil penalty in certain circumstances and revoke fishing privileges under other circumstances. The Commission makes such determinations on a case-by-case basis.

(2) Where an offender has multiple violations within a 2-year period, the recommended sanction is determined by assessing what sanction is prescribed in the “Recommended Sanction – Two or more violations in 2 years” column for each charge and taking the most severe.

Page 6 Commercial finfish violations Impact/Threat Recommended Sanction – Single Violation Recommended Sanction – Two or more violations in 2 years, with listed offense being the most serious Recommended Sanction – Listed offense occurred during probationary period Recommended Sanction – Listed offense occurred during revocation period Possession of untagged striped bass Resource 2 year probation 1 year revocation of all commercial finfish licenses 1 year revocation of all licenses 3 year revocation of all licenses Failure to possess a commercial license (without eligibility) Resource 2 year probation 1 year revocation of all licenses in one of the following fisheries: shellfish, crab, or commercial finfish

1 year revocation of all licenses 3 year revocation of all licenses Failure to possess a commercial license (with eligibility) Resource N/A 1 year probation 1 year revocation of all licenses in one of the following fisheries: shellfish, crab, or commercial finfish

2 year revocation of all licenses Failure to submit mandatory harvest reports Resource N/A 1 year probation 1 year revocation of all licenses in one of the following fisheries: shellfish, crab, or commercial finfish

2 year revocation of all licenses

VMRC LICENSE REVOCATION TABLES

August 2017 Notes: (1) The Commission has the discretion to impose a civil penalty in certain circumstances and revoke fishing privileges under other circumstances. The Commission makes such determinations on a case-by-case basis.

(2) Where an offender has multiple violations within a 2-year period, the recommended sanction is determined by assessing what sanction is prescribed in the “Recommended Sanction – Two or more violations in 2 years” column for each charge and taking the most severe.

Page 7 Commercial finfish violations Impact/Threat Recommended Sanction – Single Violation Recommended Sanction – Two or more violations in 2 years, with listed offense being the most serious Recommended Sanction – Listed offense occurred during probationary period Recommended Sanction – Listed offense occurred during revocation period Gear convictions (mesh size, fixed fishing devices, etc.) Resource/Public Safety N/A 1 year probation 1 year revocation of all licenses in one of the following fisheries: shellfish, crab, or commercial finfish

2 year revocation of all licenses Improper use of commercial harvester tags Resource N/A 1 year probation 1 year revocation of all licenses in one of the following fisheries: shellfish, crab, or commercial finfish 2 year revocation of all licenses

VMRC LICENSE REVOCATION TABLES

August 2017 Notes: (1) The Commission has the discretion to impose a civil penalty in certain circumstances and revoke fishing privileges under other circumstances. The Commission makes such determinations on a case-by-case basis.

(2) Where an offender has multiple violations within a 2-year period, the recommended sanction is determined by assessing what sanction is prescribed in the “Recommended Sanction – Two or more violations in 2 years” column for each charge and taking the most severe.

Page 8 Recreational finfish Violations Impact/Threat Recommended Sanction – Single Violation Recommended Sanction – Two or more violations in 2 years, with listed offense being the most serious Recommended Sanction – Listed offense occurred during probationary period Recommended Sanction – Listed offense occurred during revocation period Exceeding possession limit (100% or 3 fish over limit, whichever is greater) Resource 1 year probation 1 year revocation of all recreational licenses 1 year revocation of all licenses 2 year revocation of all licenses Failure to possess charter boat license Resource/Public Safety 1 year probation 1 year revocation of all recreational licenses 2 year revocation of all recreational licenses 3 year revocation of all licenses Possession of sharks out of season Resource N/A 1 year probation 1 year revocation of all recreational licenses 2 year revocation of all licenses Fishing in a restricted area Resource N/A 1 year probation 1 year revocation of all recreational licenses 2 year revocation of all licenses Alteration of finfish Resource N/A 1 year probation 1 year revocation of all recreational licenses 2 year revocation of all licenses Possession of striped bass out of season Resource N/A 1 year probation 1 year revocation of all recreational licenses 2 year revocation of all licenses Fishing during closed season (general) Resource N/A 1 year probation 1 year revocation of all recreational licenses 2 year revocation of all licenses Possession of over- or undersized fish (100% or more of total catch) Resource N/A 2 year probation 1 year revocation of all recreational licenses 2 year revocation of all licenses

VMRC LICENSE REVOCATION TABLES

August 2017 Notes: (1) The Commission has the discretion to impose a civil penalty in certain circumstances and revoke fishing privileges under other circumstances. The Commission makes such determinations on a case-by-case basis.

(2) Where an offender has multiple violations within a 2-year period, the recommended sanction is determined by assessing what sanction is prescribed in the “Recommended Sanction – Two or more violations in 2 years” column for each charge and taking the most severe.

Page 9 Recreational finfish violations Impact/Threat Recommended Sanction – Single Violation Recommended Sanction – Two or more violations in 2 years, with listed offense being the most serious Recommended Sanction – Listed offense occurred during probationary period Recommended Sanction – Listed offense occurred during revocation period Possession of over- or under-sized fish (50% or more of total catch) Resource N/A 1 year probation 1 year revocation of all recreational licenses 2 year revocation of all licenses Exceeding possession limits Resource N/A 2 year probation 1 year revocation of all recreational licenses 2 year revocation of all licenses Failure to possess a recreational license Resource N/A 1 year probation 1 year revocation of all licenses in one of the following fisheries: shellfish, crab, or commercial finfish

2 year revocation of all licenses Failure to submit mandatory harvest reports Resource N/A 1 year probation 1 year revocation of all licenses in one of the following fisheries: shellfish, crab, or commercial finfish 2 year revocation of all licenses Gear convictions (mesh size, fixed fishing devices, etc.) Resource/Public Safety N/A 1 year probation 1 year revocation of all licenses in one of the following fisheries: shellfish, crab, or commercial finfish 2 year revocation of all licenses

VMRC LICENSE REVOCATION TABLES

August 2017 Notes: (1) The Commission has the discretion to impose a civil penalty in certain circumstances and revoke fishing privileges under other circumstances. The Commission makes such determinations on a case-by-case basis.

(2) Where an offender has multiple violations within a 2-year period, the recommended sanction is determined by assessing what sanction is prescribed in the “Recommended Sanction – Two or more violations in 2 years” column for each charge and taking the most severe.

Page 10 Buyer Violations Impact/Threat Recommended Sanction – Single Violation Recommended Sanction – Two or more violations in 2 years, with listed offense being the most serious Recommended Sanction – Listed offense occurred during probationary period Recommended Sanction – Listed offense occurred during revocation period Failure to purchase seafood buyer’s license (POB/truck/boat) Resource 1 year probation 1 year revocation of all licenses 2 year revocation of all licenses 3 year revocation of all licenses Failure to obtain species specific buyer’s permit Resource N/A 1 year probation 1 year revocation of all licenses 2 year revocation of all licenses Failure to obtain and maintain a certified scale Resource N/A 1 year probation 1 year revocation of all licenses 2 year revocation of all licenses Purchase of seafood from an unlicensed commercial registration license holder Resource 1 year probation 1 year revocation of all licenses 2 year revocation of all licenses 3 year revocation of all licenses

REPORT OF THE VIRGINIA MARINE RESOURCES COMMISSION

LAW ENFORCEMENT SUBCOMMITTEE

REVIEW AND RECOMMENDATIONS CONCERNING PRE-PAYABLE FINES, THE

STRIPED BASS WEIGHT QUOTA SYSTEM AND SANCTIONING PROCEDURES FOR

VIOLATIONS OF NATURAL RESOURCES LAWS AND REGULATIONS

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PREFACE At the August, 2012 Virginia Marine Resources Commission (VMRC) meeting, Commissioner Jack G. Travelstead requested the establishment of a committee to review current issues related mainly to administration of the provisions of § 28.2-232 of the Code of Virginia. This provision establishes the Commission’s authority to implement sanctions in the form of revoking fishing privileges and prohibiting the issuance, reissuance, or renewal of any licenses if, after a hearing, it finds a harvester has violated any subtitles of the provision. Commissioner Travelstead stated that current sanctions for court-adjudicated violations of regulations and laws governing natural resources were inadequate in promoting conservation and protection of natural resources. The Commissioner also proposed the committee review an expansion in the allowance of pre-payable fines for violations of natural resource laws and regulations. The striped bass weight quota system, and oyster poaching were also issues requested for review by this committee.

The Law Enforcement Subcommittee convened at three meetings: April 19, May 24, and June 21, 2013, to review data and information specific to these issues, as provided by the Fisheries Management Division. This process followed reviews and recommendations concerning similar data and information by one or more of the Commission’s advisory committees, as described below.

The Code of Virginia (§ 28.2-201.1) grants authority to the Commission to make regulations and prepare fishery management plans, as well as enforce its regulations and administer penalties for violations. Within this role, the Commissioner is permitted to appoint fisheries advisory committees and their chairmen, consisting of representatives of the various fishery user groups, to assist in the preparation and implementation of those plans. When making his request for a law enforcement review, the Commissioner appointed Associate Commissioners to create this Law Enforcement Subcommittee, in keeping with this role. The Code grants this authority such that the Commission may promote general welfare of the seafood industry and conserve and promote the seafood and marine resources of the Commonwealth.

Law Enforcement Subcommittee Members VMRC Advisory Committees Honorable S. Lynn Haynie

Crab Management Advisory Committee Honorable Joseph C. Palmer, Jr.

Finfish Management Advisory Committee Honorable Richard B. Robins

Shellfish Management Advisory Committee

Marine Resources Commission Staff Jack G. Travelstead, Commissioner Fisheries Management Division Law Enforcement Division

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FINDINGS The key findings of the Law Enforcement Subcommittee were: (i) to support all of the newly proposed and amended changes to the pre-payable summonses for natural resource violations, for transmittal to the Supreme Court of Virginia; (ii) that further investigation of the current striped bass weight-quota system’s efficacy is needed; and (iii) that a revision of the current sanction system, that requires three court findings of guilty before any individual harvester is required to appear before the Commission for a license revocation hearing, is essential to the welfare of the natural resources and seafood industry.

The following report focuses mainly on the subcommittee’s recommendations for improving the striped bass Individual Transferable Quota system and the Commission’s schedule for providing sanctions, including license revocations, for individuals who violate natural resource regulation and laws. The supporting materials used to develop these recommendations are included.

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Contents Preface ............................................................................................................................................ ii Pre-payable fines for offenses .......................................................................................................1 Background ..................................................................................................................................1 Issues ............................................................................................................................................1 Recommendations ........................................................................................................................2 Commercial Striped Bass Individual Transferable Weight Quota Review .............................3 Background ..................................................................................................................................3 Issues ............................................................................................................................................4 Recommendations ........................................................................................................................9 Oyster Poaching Issues ................................................................................................................11 Background ................................................................................................................................11 Issues ..........................................................................................................................................11 Recommendations ......................................................................................................................11 Fisheries violations in terms of sanctions...................................................................................12 Background ................................................................................................................................12 Issues ..........................................................................................................................................13 Recommendations ......................................................................................................................18 Report of the Committee on Law Enforcement (March, 1996) .......................... Attachment 1 Pre-payable fines for offenses: Background materials ......................................... Attachment 2 Tables of pre-payable fines for offenses ................................................................. Attachment 3 Striped bass weight quota background materials (April 19th meeting) ........... Attachment 4a Striped bass weight quota background materials (May 24th meeting) ............ Attachment 4b Striped bass weight quota background materials (June 21st meeting) .............Attachment 4c Review of sanctions background materials (April 19th meeting) ....................... Attachment 5a Review of sanctions background materials (May 24th meeting) ........................ Attachment 5b Review of sanctions background materials (June 21tsth meeting) .......................Attachment 5c April 19th meeting minutes ...................................................................................... Attachment 6 May 24th meeting minutes ....................................................................................... Attachment 7 June 21st meeting minutes ....................................................................................... Attachment 8

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PRE-PAYABLE OFFENSES Background In the first meeting of the Law Enforcement Subcommittee, on April 19, 2013, the proposal for expanding the number of pre-payable fines for offense-related summonses was presented by Fisheries Management Staff. The proposed pre-pay fine schedule was provided, along with some background information on the benefits of having pre-payable fines, and the relevant rule of the Supreme Court of Virginia pertaining to the Uniform Fine Schedule (Rule 3C:2), which is described below.

The offenses on the list are all class 3 misdemeanors that, alone, would not threaten the welfare of the resource or seafood industry. The maximum fine under state law for each is $500.

Subsequent offenses within 12 months are elevated to class 1 misdemeanors that cannot be prepaid.

The benefit of this initiative is that it will allow citizens to plead guilty and prepay their fines and court costs for minor offenses, as is done with certain traffic violations. Such an initiative is constituent-friendly, as it saves court appearances, and also pleases judges by reducing their court docket case load. Additionally, allowing more offenses to be prepaid means Marine Police Officers (MPOs) will spend less time in court and more time on patrol or in other important activities.

Issues Currently, ten Virginia natural resource violations have fine schedules that are pre-payable. In comparison, the Potomac River Fisheries Commission has 86 pre-payable fines for natural resource summonses, and the Department of Game and Inland Fisheries has 78. The proposed amendments and additions to VMRC’s list of ten pre-payable fines would have to be submitted to the Supreme Court of Virginia, as they directly relate to Rule 3C:2.

Rule 3C:2 Uniform Fine Schedule.

Any person charged with any offense listed below may enter a written appearance, waiver of court hearing, plea of guilty and pay fines and costs. This schedule is applied uniformly throughout the Commonwealth, and a clerk or magistrate may not impose a fine and cost different from the amounts shown here. The schedule does not restrict the fine a judge may impose, for an offense listed here, in any case for which there is a court hearing. Where injury to the person is involved, prepayment may not be made, even though the offense or violation appears on the list below. See VA Code 16.1-69.40:2 (A).

A violation of a provision of Title 28.2 may be prepaid only if the person has not violated a provision of Title 28.2 within the past 12 months. See VA Code 28.2-903.

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In the second meeting of the Law Enforcement Subcommittee, on May 24, 2013, staff presented a summary of the pre-payable fines for natural resource summonses (Attachment 2), and noted how violations were grouped into a few categories, such as violations of minimum size limits or crab fishery or oyster fishery violations of regulations or laws.

Recommendations The Law Enforcement Subcommittee agreed that an expansion of the pre-payable fines (see Attachment 3) be approved and submitted to the Supreme Court of Virginia. VMRC submitted the proposal in April 2013. The staff of the Supreme Court of Virginia reviewed the proposal package and submitted it to the Committee on District Courts, which handles pre-payable offense issues, for discussion and possible action over the next few months. At that committee’s May 17, 2013 meeting, members had a number of law enforcement and fisheries questions that the Committee staff could not answer. The matter was tabled until the scheduled August 29 Committee on District Courts meeting, at which point Commissioner Travelstead and Colonel Lauderman will give a presentation to the Committee on District Courts and answer any questions.

The Law Enforcement Division has discussed the practicality of providing MPOs an updatable listing of violators who have previous convictions for certain violations, as a second violation of the same regulation and most laws is considered a first class misdemeanor, and is not pre-payable. This would enable the MPO to structure a summons accordingly; however, at this time the Law Enforcement Division has not determined whether to pursue this option.

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COMMERCIAL STRIPED BASS INDIVIDUAL TRANSFERABLE WEIGHT QUOTA REVIEW Background At the February 26, 2013 Commission meeting, Associate Commissioner Rick Robins directed staff to examine the status of the striped bass fishery and prepare a presentation of its findings to the Finfish Management Advisory Committee (FMAC). Mr. Robins stated that there was a fundamental change in the way the commercial striped bass Individual Transferable Weight Quota (ITWQ) system was administered, as compared to the original ITQ system.

The initial ITQ system was implemented in 1998, and harvesters received tags for their share of overall harvest quota, based on a gear-specific average weight, from the previous year. For example, if there had been 300 gill net harvesters, the total gill net harvest of the previous year was divided by an average weight of striped bass sampled from that gear type, and all gill net harvesters were assigned the same number of tags for a single share of gill net quota, for the current year (some harvesters had multiple shares).

The current ITWQ system was implemented in 2007 mainly to address inequities with regional-specific distributions of striped bass. Those fishermen who harvested primarily in rivers, especially upriver reaches, complained repeatedly to the Commission that they were disadvantaged by the original ‘one-tag, one-fish’ ITQ system. As they harvested much smaller striped bass than mainstem Bay harvesters, they felt this system shortchanged their economic potential. Attachment 4a, illustrates the criteria staff had recommended in 2004, as compared to its recommendation in 2006, just prior to the adoption of the ITWQ system by the Commission.

The 2004 recommendations included check-in stations for harvesters and daily buyer reports.

The absence of these types of monitoring elements has resulted in an honor system, concerning how striped bass weights are reported by harvesters under the current ITWQ system.

The current ITWQ system provides a seasonal tag allocation based on the average fish weight that each harvester reported in the previous year. Mr. Robins requested that staff examine how transitioning to the current weight-based system has affected the fishery. He recommended assessing the average fish size, composition of landings by county or landings area, enforceability of the current system compared to the previous system, and concerns about how the current system is configured.

Staff conducted analyses and presented the findings to the Finfish Management Advisory Committee at their March 25, 2013 meeting. The presentation was an overview of striped bass management in Virginia from 1998 to the present, along with the justifications for the transition to the current ITWQ system. The Virginia commercial harvest of striped bass was managed by a single, statewide quota, from 1990 through 2002. However, there were substantial harvests from the Coastal Area from 1999-2002, with 932,969 pounds harvested from the Coastal Area in 2000, but had there been a separate Coastal Area quota established by ASMFC for those years it would have been close to 100,000 pounds. For these reasons, average weight data, based on

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Chesapeake Area harvests could not be used for those years (1999-2002) because excessive harvest occurred outside the Chesapeake Area. By 2003, the Commission implemented the two-area quota system that is in effect today, as mandated by the Atlantic States Marine Fisheries Commission in 2002.

This information was provided in the presentation to the FMAC, along with results from staff’s analyses, including landings of striped bass harvested in the Chesapeake Area (mainstem Chesapeake Bay, its tributaries, and the Potomac River tributaries to Virginia), by county, percentage of quota harvested by gear type from 1995 through 2012, average weight of landings by gear type and water body areas, tag use in the current system for 2011 and 2012, and an update on the biological status of the stock. This presentation was also provided to the Law Enforcement Subcommittee, at its first meeting, on April 19, 2013 (Attachment 4a). At the Law Enforcement Subcommittee meeting, Mr. Robins requested that Fisheries staff examine average weights, from harvests of striped bass, by individuals, county and year, from the Chesapeake Area and Coastal Area fisheries (as defined in 4 VAC 20-252-10 et seq.) Staff presented these results to the Law Enforcement Subcommittee at its second meeting, on May 24, 2013. Average weight, by individual, county and year were presented for harvests from the Chesapeake and Coastal areas. No confidential data were presented and the anonymity of the individuals was fully preserved throughout this process. Average weights of striped bass harvested by select, individual permittees in three rivers systems (James, York and Rappahannock) were presented. None of these permittees had transfers of tags, from 2010-2012, to avoid confounding of individual fishing behavior by tag transfers. Several options to address concerns regarding the current individual weight-based quota system were detailed, along with associated advantages and disadvantages. A summary of transfers for 2010, 2011, and 2012 were shown, along with potential options for modifying the transfer process. Summary statistics regarding the amount of striped bass landed and where the fish were sold were provided to the Subcommittee to highlight the ineffectiveness of buyer auditing and the need for an improved system (Attachment 4b).

Issues Concerns over potential abuses of the weight quota system were prompted Mr. Robins’ concern about reported average weight versus actual average weight of striped bass being harvested. The Staff’s presentation on May 24, 2013 included individuals’ average fish weights in the Coastal fishery below 12 pounds and as low as 5 pounds. These reported weights reinforced the committee’s concerns regarding the reporting accuracy and enforceability of the current system.

In an effort to address these concerns, Fisheries developed other approaches for establishing a threshold weight for the two harvest areas’ gill net fisheries, since the largest proportion of striped bass landings are harvested by gill net. At the June 21st meeting, staff presented methods for determining threshold weights for striped bass harvested in the coastal and Chesapeake area

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gill net fisheries. Data from the Biological Sampling Program (BSP) and the Mandatory Reporting Program (MRP) were used to determine a threshold weight. Staff pointed out that both data sets have uncertainty. The BSP data are collected by three full-time field technicians, who obtain biological data for 13 commercially important species. The BSP technicians sample fish directly in the field at buyer locations, obtaining length and weight data in a stratified random sampling design. Technicians attempt to collect samples from all gear types, randomly sampling harvest to reflect the distribution of sizes in the landings. The Program also attempts to represent all age classes in the landings, which requires the technicians to target both small and large fish.

These fish are in the “tails” of the size distribution (e.g., Figure 1), and may be sampled in a higher proportion than what occurs in the landings. The BSP does collect a good sample of weights to reflect both the coastal and Chesapeake area gill net fisheries.

The MRP is fishery-dependent, self-reported harvest, and as such its main shortcoming is that harvesters can misreport weight-per-tag information. Staff showed the average and median weight (pounds) by year (2007 through 2012) for the MRP and BSP by fishery. The MRP had lower average weights by year compared with the BSP. Both programs had large standard deviations about the mean. The median was lower than the average weights of the MRP and BSP because the median is less sensitive to outliers compared with the mean.

Staff recommends the threshold weight be used only for individuals who harvest noticeably smaller striped bass than other fishermen. For example, coastal area gill net fishermen usually harvest striped bass that average 12 pounds or more. Table 1 shows the number and percentage of fish harvested under 12 pounds. These smaller striped bass represent nearly 30% the harvest (as documented by both the Mandatory Reporting Program and the Biological Sampling Program) from 2007 through 2012. This information is visually represented in the distribution of fish weights shown in Figure 1.

Table 1. Number and percentage of Coastal Area fish under 10, 11, 12, and 13 pounds harvested by gill net, 2007-2012.

Mandatory Harvest Reporting Program Biological Sampling Program Weight (pounds) Number Percent Mean Median Weight (pounds) Number Percent Mean Median Under 10 199 11%

  1. 71
  2. 00 Under 10 309 14%
  3. 14
  4. 03 Under 11 320 17%
  5. 52 10.00 Under 11 480 21%
  6. 65
  7. 57 Under 12 487 26% 10.18 10.33 Under 12 608 27% 10.04
  8. 99 Under 13 628 33% 10.74 11.00 Under 13 731 32% 10.38 10.45

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Figure 1. Percent of coastal striped bass harvested by weight bin by gill net (2007 – 2012).

How a threshold weight system would be implemented would be that those harvesters who report an average weight above 12 pounds would be provided tags, based on the average weight of their previous year’s harvest, as they have since 2007. Permittees whose reported average harvest of striped bass was less than 12 pounds would be provided their share of tags based on a 12-pound average weight, with an opportunity to request additional tags. An average weight of 12 pounds establishes the “threshold” average weight for the Coastal Area. The purpose of a threshold weight system is to curtail under-reporting of weight data.

The Subcommittee discussed such a threshold weight in detail at the June 21, 2013 meeting.

They suggested that if a threshold is to be used to establish an initial allocation of tags for the Coastal Area fishery, it should be set at the mean or median reported weight or sampled weight, with additional distributions of tags accompanied by further monitoring. 0% 2% 4% 6% 8% 10% 12% 14% 16% 18% 5 9 13 17 21 25 29 33 37 41 45 49 Percent Fish Weight (pounds) Harvest Report Data Biological Sampling Data Mandatory Harvest Reporting Program Biological Sampling Program

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The corresponding weight-bin information is shown in Table 2 for the Chesapeake Area. Unlike the Coastal Area, the distribution of fish weights has two peaks (Figure 2), since both small and large fish are frequently harvested in the Chesapeake Area.

Table 2. Number of fish and percentage of Chesapeake Area fish under 8 ,9, 10, 11, 12, and 13 pounds harvested by gill net, 2007-12.

Mandatory Harvest Reporting Program Biological Sampling Program Weight (pounds) Number Percent Mean Median Weight (pounds) Number Percent Mean Median Under 8 7775 60%

  1. 36
  2. 38 Under 8 4240 52%
  3. 11
  4. 08 Under 9 8360 65%
  5. 61
  6. 59 Under 9 4526 56%
  7. 33
  8. 23 Under 10 8799 68%
  9. 80
  10. 70 Under 10 4732 58%
  11. 50
  12. 34 Under 11 9150 71%
  13. 01
  14. 83 Under 11 4905 60%
  15. 68
  16. 42 Under 12 9447 73%
  17. 17
  18. 93 Under 12 5029 62%
  19. 83
  20. 49 Under 13 9723 75%
  21. 35
  22. 00 Under 13 5165 63%
  23. 00
  24. 56

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Figure 2. Percent of bay striped bass harvested by weight bin by gill net (2007-2012).

Table 3 provides the number and percentage of individuals harvesting fish under 8, 9, 10, 11, 12, and 13 pounds, in both the Chesapeake and Coastal Areas. One consideration, concerning establishment of a threshold weight, is that the Coastal Area seems the likely area, for this purpose. The data presented above do indicate it would be difficult to establish a threshold weight for the Chesapeake Area gill net fishery, as small, medium and large size striped bass are harvested.

0% 2% 4% 6% 8% 10% 12% 14% 16% 1 3 5 7 9 11 13 15 17 19 21 23 25 27 29 31 33 35 37 39 41 43 45 47 49 Percent Fish Weight (pounds) Harvest Report Data Biological Sampling Data Mandatory Harvest Reporting Program Biological Sampling Program

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Table 3. Number and percentage of individuals with an average weight (pounds) under 8, 9, 10, 11, 12, and 13 pounds for the Chesapeake Area and Coastal Area gill net fisheries.

Chesapeake Area Coastal Area Weight (pounds) Number Percent Weight (pounds) Number Percent Under 8 120 49%

Under 9 140 57% Under 10 153 62% Under 10 3 5% Under 11 168 68% Under 11 5 9% Under 12 180 73% Under 12 6 11% Under 13 193 78% Under 13 10 18% Total Number 247

Total Number 56

Recommendations The Law Enforcement Subcommittee recommends that the Commission strive to correct the susceptibilities for inaccuracy in the current ITWQ system to ensure the future health and productivity of this important fishery and suggests that staff give thought to implementing a threshold closer to the mean or median of reported weight in regards to tag distribution for the coastal striped bass gill net fishery. They note that determining a revised system for distributing tags for the Chesapeake area fishery would be more challenging, but staff will continue to assess this possibility. Staff has offered to develop a draft report suggesting 2 systems for the allocation of tags in the Chesapeake area fishery. One system would include all of the upriver fishermen and would be based on weight. The other system would include everyone else (the middle and lower Bay) and would be based on one-tag-per-fish. Of course, those who declare an up-river status would need to fish that area.

The Subcommittee notes the need for staff to identify problem areas in the current ITWQ program, and provide solutions to these problems. Recommended corrective actions could include a range of alternatives, such as: revised tag allocation, with attendant monitoring of additional provided tags, two systems in the Bay and tributaries, or elimination of the weight quota system.

The Subcommittee also notes that the biological sampling program was not developed to function as a weight or landings validation program. Some of the sample collections are coordinated in advance with the harvester or dealer; it does not function as a random sampling intercept and some individuals are not willing to make their catch available for sampling. The program would have to be redesigned and strengthened in order to serve as a monitoring or validation tool in the striped bass ITQW program, and this is not the mission of the BSP. Despite

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these challenges, Law Enforcement Division has met with Fisheries Management Division and offered full support by continuing to enforce current striped bass regulations, particularly as they relate to accurate reporting of weight data. Better communication between MPOs and BSP is one path to correcting some of the under-reporting issues that may be taking place. In addition, the revision of sanctions for natural resource violations (addressed later in this document) is the first step in disincentivizing abuses to the ITWQ system.

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OYSTER POACHING ISSUES Background Concern regarding poaching of oysters from private (leased) grounds, as well as from public grounds during closed seasons, has been raised by the Commission, in response to many complaints about poaching, by oyster industry members. At its February 2013 meeting the Law Enforcement Division presented the Commission with a review of Law Enforcement assets and the recent rise in summons for oyster poaching. The initial approach to this growing poaching problem is to revise the license revocation system, as discussed below. Another potential tool for curtailing poaching issue is the use of a vessel monitoring systems (VMS). Although there is not universal ‘buy-in’, for such an approach for all shellfish harvesters, most industry members seem to support a VMS, for those who have been found guilty of oyster resource violations.

Issues Federal VMS programs have existed since the 1990s for various federal fisheries along the United States coasts and territories. State VMS programs include the lobster fishery in Maine and the oyster fishery in Louisiana. Five current VMS vendors provide a variety of pricing options to fit vessel’s usage, with units ranging in cost from approximately $3,100 to $3,800.

Monthly usage fees range between $45 and $60 for hourly reporting only. Additional costs for e-mail usage and other features apply.

In looking to other regulatory bodies, the South Atlantic Fishery Management Council decided not to move forward with an amendment that would have required the use of VMS for vessels with a Federal Commercial Snapper Grouper Permit in 2013. The Council held a series of public hearings to discuss the issue, during which fishermen cited costs associated with VMS as a primary concern, including installation, maintenance, and monthly fees for service. There were also general concerns about being monitored while fishing, referring to the VMS units as “ankle bracelets” and whether VMS would really be necessary for data collection purposes.

Recommendations To date, no recommendation by the Law Enforcement Subcommittee has been offered concerning the establishment of a VMS program for the oyster fishery in Virginia.

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FISHERIES VIOLATIONS IN TERMS OF SANCTIONS Background At the August, 2012 Virginia Marine Resources Commission (VMRC) meeting, Commissioner Jack G. Travelstead requested the establishment of a committee to review current issues related mainly to administration of the provisions of § 28.2-232 of the Code of Virginia, and stated that current sanctions for court-adjudicated violations of regulations and laws governing natural resources were inadequate to promote conservation and protection of natural resources. The Commissioner indicated that certain violations were of such great risk to human and resource health that the violators should be brought before the Commission immediately, following a single conviction, for consideration of suspension or revocation of their fishing licenses.

The last review of sanctions was conducted by the Committee on Law Enforcement in 1996.

That committee established the “three-peat” rule, whereby an individual’s conviction of three natural resource violations, within a 12-month period, would require that individual to appear before the Commission to face a possible license suspension or revocation. This rule at least provided a uniform standard by which the Law Enforcement Division could bring repeat offenders to a revocation hearing at the Commission. Conversely, the rule is problematic, as three court convictions within one year, for any individual, were needed to trigger that individual’s appearance for a revocation hearing. Because of postponements by the summonsed individuals, as well as variability in judicial interpretations of natural resource laws and regulations, the occurrence of three consecutive natural resource convictions, by any individual, within 12 months has not been frequent.

On February 1, 2013, the survey reviewing natural resource violations was to the Law Enforcement Division, as well as the three advisory committees (CMAC, FMAC, SMAC).

Questions were designed to be specific to particular fisheries violations. The overall survey was broad in scope and encouraged respondents to use a “Comments” field to elaborate on any answers to survey questions. In particular, those violations ranked as most severe, by a Law Enforcement Officer or advisory committee member, were to be justified with corresponding comments. Additionally, any violations not included could be added to the “Other” field. The surveys contained questions about both recreational and commercial sectors and provided select questions concerning seafood buyers’ practices.

At each of its meetings (April, 19, May 24, and June 21, 2013) the Law Enforcement Subcommittee reviewed the results of these surveys and assessed how to proceed in revamping the current sanctions system.

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Issues The issue with the three-peat rule lies in its inability to deal with violations of a severe nature, in terms of magnitude or severity. To determine how different violations could be classified according to degree of severity, the Fisheries Management Division asked the advisory committees, as well as the four area Law Enforcement Division captains, to rank the severity of various violations in the surveys. Each group ranked the violations, in terms of its severity, on a scale from 1 to 3 (1 being least severe, 3 being most severe).

The first analysis of these rankings was to compute the most frequent response (i.e., the mode) for each violation. The mode is the most common response from the group. These results show the distribution of responses, with some violations being ranked with near unanimous severity, and others showing more varied results (Attachment 5a). This approach was improved through the calculation of a rank score, by summing the rankings to obtain the total overall score each violation received. Since the responses are on an increasing severity scale from 1 to 3, summing the scores allowed for a direct comparison of the groups’ rankings of the severity of offenses.

As the meetings of the Subcommittee progressed, the rank scores were labeled as Category 1, 2, or 3 (1 being the most severe) so as to match the labels of misdemeanor charges of 1, 2, and 3, where a Class 1 is the most severe.

To better characterize the scores for offenses, the total scores from the advisory committees and Law Enforcement Division were averaged to give equal weighting to those most familiar with fisheries-based activities. These results were provided at the June 21st meeting. The average scores were the most representative measure of relative severity among the many violations. Six violations received very high average scores, and are recommended to be Category 1 violations, and should require an appearance before the Commission, after one court-adjudicated conviction.

Five of those six top-ranked violations involve shellfish, and may pose the greatest threat to human health, and the health of the resource (see Attachment 5b).

All remaining violations were evaluated individually by the LESC, Law Enforcement Division and Fisheries Management staff, determining the following: i) whether the violation had an impact or threat to human health, public safety, or the health of the resource; ii) the number of convictions needed to trigger a Commission appearance; iii) in what the time period those convictions would need to occur to trigger a Commission appearance; and iv) the recommended sanctions for a first and second appearance before the Commission.

Violations are listed, by resource category, in Tables 4 through 7, along with the number of convictions that would trigger an appearance before the Commission for a revocation hearing.

Recommended sanctions are supplied for each violation.

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One general concern among the advisory committees and Law Enforcement Division was how to factor in the intent of the violator. Many respondents indicated that the intent of a violator should be an important component, in the decision of if and when they should be summoned to appear before the Commission. The magnitude of violating a minimum size limit (e.g., having an entire cooler of undersized fish versus a single undersized fish) was considered a fair barometer for the violator’s intent.

Recommendations The Subcommittee noted that some violations of regulations or laws are more willful than others.

For example, a harvester or buyer may possess a minor amount of seafood species that are less than the minimum size limit, and this violation may be a one-time event. However, there can be violations of size limit or other regulations that involve an abundance of illegal seafood species, and these violations may be recurring. To address the issue of intent and how it may affect the Commission’s administrations of §28.2-232, the LESC recommended a percentage that would act as a threshold to determine the timing of when a violation of any category of any natural resource violation, whether a Category 1, 2 or 3, triggers a revocation hearing.

For example, a violation, in numbers of seafood species that exceed 100% of the lawful possession limit, (whether a tolerance amount exists or not) would require an appearance before the Commission after one conviction by the court. That means, if a commercial hook-and-line harvester is permitted to harvest and possess six spadefish (4VAC 20-970-10 et seq.) and is convicted of possessing 12 or more spadefish, such a violation could be considered excessive, and would require that harvester to appear before the Commission, unless the Law Enforcement Officer determined there were extenuating circumstance involved.

Staff also provided the Subcommittee several issues relating to violations committed by buyers, and notes that buyer violations should be treated with the same system as harvester violations.

The LESC and Staff have not yet given the same attention to buyer violations as it has to harvester violations, but will in the near future. Included in the discussion of buyer issues will include the systematic taking of undersized product in the form of i) an unculled catch (in which the entire catch is unculled and has a high percentage of undersized product); ii) grading the undersized product into separate containers that are then segregated from the remainder of the catch, or iii) hidden among the catch At the June 21st Subcommittee meeting, the discussion of sanction guidelines for buyers violations was deferred until a working group that includes buyers is convened to discuss compliance issues, sanction guidelines, and the reporting systems. The sanction guidelines should recognize the differences between legitimate business operators and buyers that create specific markets for illegally landed seafood. Table 8 shows the number of convictions triggering a summons to appear before the Commission and the recommended sanctions for buyer violations.

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Staff presented the LESC a report on buyer accountability and mandatory harvest reporting.

Buyer audits performed by Mandatory Reporting Program (MRP) staff are an integral part of this reporting program. All seafood buyers licensed in the state of Virginia must keep records of all their seafood purchases from any registered commercial fishermen for up to one year.

Historically, the MRP has audited buyers on a bi-annual basis. Unfortunately, some buyers are evasive and difficult to audit.

In June, Staff also with members of the Law Enforcement Division to discuss these buyer issues.

Law Enforcement Division has promised full cooperation and assistance where needed to MRP staff in completing audits of seafood buyers. Staff subsequently created a new administrative process for accomplishing buyer audits which will demand cooperation from buyers and provide more accountability from buyers as well.

In particular, since truck buyers do not have a permanent place of business then they will be issued a certified letter after the first time they are uncooperative. Law Enforcement Division has offered to provide space for truck buyers to meet with MRP staff at the area Law Enforcement Offices, to facilitate better cooperation. If the seafood truck buyers fail to provide records to MRP staff after receiving a certified letter, they will be issued a summons by an MPO to appear before the Commission.

The LESC suggested that if buyer permit/license eligibility for renewal could be lost if buyers did not submit to an audit of their records. They also suggested that buyers be required to send the agency a notice they had received a letter about being audited. The LESC fully supports the idea of forming a subcommittee of buyers from members of the advisory committees.

After the June 21st meeting, Subcommittee members and staff exchanged final comments and reached a consensus on the details of each recommendation. Staff will continue to work on solutions to the various buyer situations that had been discussed.

Remaining violations, which are not listed in Tables 4 through 8, will be treated as Category 3 violations, requiring a harvester to appear before the Commission after three court-adjudicated convictions. The Subcommittee feels that these guidelines generally, and this table specifically, should be adaptive, and can be modified in the future if the Commission identifies specific enforcement concerns or priorities.

Additional violations pertaining specifically to the harvest of horseshoe crabs were not addressed by the LE sub-committee review process. Horseshoe crab violations that were not addressed included harvesting without a license, harvesting during a closed season, exceeding the possession limit, and failure to report. All horseshoe crab violations will be addressed at the next sanction review committee meeting to ensure proper review of these violations.

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Final Conclusions The LESC requested that the Commission members receive an annual report on fisheries violations. Commissioner Travelstead and Colonel Rick Lauderman spoke about such a report and hoped to have one generated more than once per year. The Commission being aware of the Law Enforcement side of the agency is of paramount importance. The Law Enforcement Subcommittee is recommended to be maintained as a standing committee, so that the process of effectively dealing with violators can continue.

Attachment 1 – Report of the Committee on Law Enforcement (March, 1996) 22

Attachment 1 – Report of the Committee on Law Enforcement (March, 1996) 23

Attachment 1 – Report of the Committee on Law Enforcement (March, 1996) 24

Attachment 1 – Report of the Committee on Law Enforcement (March, 1996) 25

Attachment 1 – Report of the Committee on Law Enforcement (March, 1996) 26

Attachment 1 – Report of the Committee on Law Enforcement (March, 1996) 27

Attachment 1 – Report of the Committee on Law Enforcement (March, 1996) 28

ATTACHMENT 2 – Pre-payable fines for offenses: Background materials

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ATTACHMENT 2 – Pre-payable fines for offenses: Background materials

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ATTACHMENT 2 – Pre-payable fines for offenses: Background materials

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ATTACHMENT 2 – Pre-payable fines for offenses: Background materials

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ATTACHMENT 2 – Pre-payable fines for offenses: Background materials

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ATTACHMENT 3 – Tables of pre-payable fines for offenses

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Table 8. Table of modifications to pre-payable fines for offenses Description of Offense Statute or Regulation Proposed Fine **Denotes Modification Unlawful setting of fishnets 28.2-309 $150.00 **Currently pre-payable at $110 Taking fish or shellfish on or within 500 yards below Chickahominy Dam at Walker’s on the Chickahominy River other than with rod and reel and hand line

28.2-311 $60.00 Currently pre-payable at $60 Buying, selling or possessing oysters under the prescribed size and undersized shells taken from the natural rocks, beds and shoals

28.2-510 $150.00 **Currently pre-payable at $60 Having oysters or shells on culling board, deck, washboard or other receptacle above hold or in deckhouse when boat is oystering upon natural rocks, beds, or shoals and not at anchor; when off the public rocks; when approaching a buy boat; or when approaching a landing

28.2.-513 $150.00 **Currently pre-payable at $110 Having more than one-half gallon of shucked oysters on board a boat harvesting on the public rocks

28.2-514 $60.00 Currently pre-payable at $60 Taking or catching oysters or shells for purpose of converting same into lime without permission from Commission

28.2-529 $110.00 Currently pre-payable at $110 Unlawful violation of regulations governing use of crab traps and Pounds

28.2-701 $150.00 ** Currently pre-payable at $110 Taking or catching crabs from statutorily prohibited area from June 1 to Sept. 15, for purpose of resale

28.2-709 $150.00 ** Currently pre-payable at $110 Placing or maintaining any crab, eel, or fish pot in navigable channel, which has navigation aids installed or approved by any agency of U. S. government

28.2-710 $60.00 Currently pre-payable at $60 Placing, setting or leaving crab pots in tidal tributaries between Jan. 1 and Jan. 31 or other time period specified by the VMRC

28.2-711 $100.00 ** Currently pre-payable at $35 ATTACHMENT 3 – Tables of pre-payable fines for offenses

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Table 9. Proposed new pre-payable listings Description of offense Statute or Regulation Proposed Fine Fishing without a saltwater License

28.2-302.1 $75.00 Possess Striped Bass less than 18 inches

4VAC20-252-30(C) $50.00 per fish Possess Striped Bass larger than the maximum size

4VAC20-252-5(E) $50.00 per fish Possess Striped Bass over creel limit

4VAC20-252-5(C) $100.00 per fish Fail to purchase Striped Bass buyer’s permit

4VAC20-252-130(D) $100.00 Unlawfully set, place, or leave crab pots In tidal waters

4VAC20-270-40(C) $100.00 Unlawful for any person to take, catch, or possess any Speckled Trout less than minimum size

4VAC20-280-30(A) $50.00 per fish Unlawful for Hook and Line, Rod and Reel or Hand Line to possess oversize Speckled Trout

4VAC20-280-30(B) $50.00 per fish Unlawful to possess any Red Drum less than 18 or greater than 26 inches

4VAC20-280-30(C) $50.00 per fish Unlawful to Possess more than creel limit for Speckled Trout

4VAC20-280-40 $100.00 per fish Unlawful to take or catch more than 1 Black Drum

4VAC20-320-40 $100.00 per fish Unlawful to take, catch or possess Any Black Drum less than 16 inches

4VAC20-320-60 $50.00 per fish Failure to cull crabs at harvest location

4VAC20-370-20 $100.00 Unlawful crab culling containers

4VAC20-370-20 $100.00

ATTACHMENT 3 – Tables of pre-payable fines for offenses

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Table 9. Proposed new pre-payable listings (continued)

Description of offense Statute or Regulation Proposed Fine Unlawful to possess more than the minimum number of Gray Trout or under the minimum size

4VAC20-380-60 $50.00 per fish Drift and anchor gill nets not Marked

4VAC20-430-20 $50.00 Staked gill net not marked

4VAC20-430-30 $50.00 Unlawful for any person to possess more than10 Bluefish

4VAC20-450-20 $100.00 per fish Failure to completely remove traps, leads, wire, poles and all other related gear of crab traps and pounds no later than December 31 of each year

4VAC20-460-30 $100.00 Unlawful to possess more than 2 Amberjack or more than 1 Cobia at any time

4VAC20-510-20 $100.00 per fish Unlawful to Possess Amberjack less than 32 inches or Cobia less than 37 inches

4VAC20-510-30 $50.00 per fish Unlawful to catch and retain possession of American Shad

4VAC20-530-30 $100.00 per fish Unlawful for any Person to possess more than 15 Spanish Mackerel or more than 3 King Mackerel

4VAC20-540-30 $100.00 per fish Unlawful for any person to set any gill net or non-fixed finfishing device and let net or device remain unfished

4VAC20-550-20 $150.00 Unlawful to alter finfish such as the species cannot be determined

4VAC20-580-20 (A) $200.00 Unlawful to alter any finfish regulated by size such that total length cannot be determined

4VAC20-580-20(B) $200.00 Unlawful to possess any summer flounder smaller than designed size limit 4VAC20-620-50(D) $50.00 per fish ATTACHMENT 3 – Tables of pre-payable fines for offenses

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Table 9. Proposed new pre-payable listings (continued)

Description of offense Statute or Regulation Proposed Fine Unlawfully possession of fish from recreational gillnet

4VAC20-670-30(E) $50.00 Unlawfully setting of recreational crab pots

4VAC20-670-30(I) $75.00 Unlawful to place, set or fish any crab pot that does not contain at least two unobstructed cull rings of proper size and location

4VAC20-700-20 $150.00 Unlawful to catch and retain possession of any Scup smaller than the minimum sizes

4VAC20-910-30 $50.00 per fish Unlawful to possess any Black Sea Bass smaller than minimum size limits

4VAC20-950-30(C) $50.00 per fish Possession of any quantity of black sea bass that exceeds possession limit

4VAC20-950-45 $100.00 per fish Unlawful to possess tautog smaller than minimum size limit

4VAC20-960-30(C) $50.00 per fish Unlawful to possess more than 4 tautog recreationally

4VAC20-960-45 $100.00 per fish Unlawful to possess recreationally more than 4 spadefish

4VAC20-970-30(A) $100.00 per fish Unlawful to possess recreationally more than 6 spadefish by commercial hook & line

4VAC20-970-30(C) $100.00 per fish Unlawful to recreationally harvest, land or possess more than 4 Sheepshead

4VAC20-1110-30 $100.00 per fish Failure to use and maintain a certified scale to weigh those fish, shellfish, and marine organisms regulated by a harvest quota weight limit or landing weight

4VAC20-1170-10 $50.00 Unlawful to place a net within 300 yards of the side or end of a fixed fishing device

4VAC20-1220-30 $100.00 ATTACHMENT 3 – Tables of pre-payable fines for offenses

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Table 9. Proposed new pre-payable listings (continued)

Description of offense Statute or Regulation Proposed Fine Unlawful to take or catch any marine or anadromous fish species recreationally without obtaining, annually, a Fisherman Identification Program (FIP) Registration

4VAC-1240-30 $25.00 Unlawful to catch and retain possession of any river herring from Virginia tidal waters

4VAC20-1260-30 $100.00 per fish

ATTACHMENT 4a – Striped bass weight quota background materials (April 19, 2013)

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ATTACHMENT 4a – Striped bass weight quota background materials (April 19, 2013)

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ATTACHMENT 4a – Striped bass weight quota background materials (April 19, 2013)

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ATTACHMENT 4a – Striped bass weight quota background materials (April 19, 2013)

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ATTACHMENT 4a – Striped bass weight quota background materials (April 19, 2013)

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ATTACHMENT 4a – Striped bass weight quota background materials (April 19, 2013)

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ATTACHMENT 4a – Striped bass weight quota background materials (April 19, 2013)

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ATTACHMENT 4b – Striped bass weight quota background materials (May 24, 2013)

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ATTACHMENT 4b – Striped bass weight quota background materials (May 24, 2013)

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ATTACHMENT 4b – Striped bass weight quota background materials (May 24, 2013)

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ATTACHMENT 4b – Striped bass weight quota background materials (May 24, 2013)

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ATTACHMENT 4b – Striped bass weight quota background materials (May 24, 2013)

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ATTACHMENT 4b – Striped bass weight quota background materials (May 24, 2013)

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ATTACHMENT 4b – Striped bass weight quota background materials (May 24, 2013)

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ATTACHMENT 4c – Striped bass weight quota background materials (June 21, 2013)

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1 Striped Bass Overview for Law Enforcement Subcommittee Meeting June 21, 2013

ATTACHMENT 4c – Striped bass weight quota background materials (June 21, 2013)

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Average weight (pounds) with one standard deviation by year for the coastal gill net fishery from Mandatory Harvest Reporting Program.

Average weight (pounds) with one standard deviation by year for the coastal gill net fishery from the Biological Sampling Program. 3 Coastal Gill Net Fishery Year Pounds Number of Fish Average Weight Standard Deviation Median 2007 159,209 10,716 15.93

  1. 48 15.5 2008 159,818 10,621 15.54
  2. 78 15 2009 138,736 8,871 16.45
  3. 23 16.52 2010 122,203 8,998 14.86
  4. 62 14.46 2011 158,538 12,130 14.98
  5. 36 14.69 2012 195,178 12,447 16.33
  6. 39 16.08 Grand Total 933,682 63,783 15.74
  7. 91 15.33 Year Pounds Number of Fish Average Weight Standard Deviation Median 2007 3,543 229 15.47
  8. 15 14.42 2008 7,462 474 15.74
  9. 17 14.75 2009 6,778 385 17.60
  10. 89 17.31 2010 5,879 440 13.36
  11. 19 12.47 2011 4,930 314 15.70
  12. 89 14.76 2012 9,214 441 20.89
  13. 74 19.96 Grand Total 37,806 2,283 16.56
  14. 90 16.01

Average weight (pounds) with one standard deviation by year for the bay gill net fishery from Mandatory Harvest Reporting Program.

Average weight (pounds) with one standard deviation by year for the bay gill net fishery from the Biological Sampling Program. 4 Chesapeake Area Gill Net Fishery Year Pounds Tags Average Weight Standard Deviation Median 2007 352,544 34,380 10.25

  1. 46 10.25 2008 389,826 37,398 10.42
  2. 72 10.42 2009 409,232 43,110
  3. 49
  4. 37
  5. 49 2010 460,199 57,642
  6. 98
  7. 58
  8. 98 2011 487,613 62,103
  9. 85
  10. 34
  11. 85 2012 474,656 49,858
  12. 52
  13. 38
  14. 52 Grand Total 2,574,069 284,491
  15. 05
  16. 19
  17. 00 Year Pounds Number of Fish Average Weight Standard Deviation Median 2007 5,680 514 11.05
  18. 48
  19. 395 2008 11,605 751 15.45
  20. 06 16.11 2009 14,469 1,280 11.30
  21. 35
  22. 43 2010 15,911 1,743
  23. 13
  24. 04
  25. 25 2011 26,448 2,565 10.31
  26. 50
  27. 45 2012 17,168 1,292 13.29
  28. 19 13.81 Grand Total 91,280 8,145 11.21
  29. 63
  30. 59

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5 0% 1% 2% 3% 4% 5% 6% 7% 8% 9% 10% 5 7 9 11 13 15 17 19 21 23 25 27 29 31 33 35 37 39 41 43 45 47 49 Percentage Fish Weight (pounds) Percent of Coastal striped bass harvested by gill net (2007 through 2012) Mandatory Harvest Reporting Program Biological Sampling Program

6 0% 2% 4% 6% 8% 10% 12% 14% 16% 1 3 5 7 9 11 13 15 17 19 21 23 25 27 29 31 33 35 37 39 41 43 45 47 49 Percent Fish Weight (pounds) Percent of Chesapeake Area striped bass harvested by gill net (2007 through 2012) Mandatory Harvest Reporting Program Biological Sampling Program

ATTACHMENT 4c – Striped bass weight quota background materials (June 21, 2013)

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ATTACHMENT 5a – Review of sanctions background materials (April 19, 2013)

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Crab fishery violation rankings by frequency from CMAC and Law Enforcement CMAC n=11 LE n=4 Crabbing in sanctuary during closed season

MOST MOST Crabbing without a license (without eligibility)

MOST MOST Exceeding bushel limit

MOST MOST Place/set/fish crab pots exceeding license limit

MOST MOST Possession of undersized/unculled crabs

MOST MOST Crabbing outside of lawful season

MOST MID Obstructed/improperly sized cull rings

MOST LEAST Unapproved person working as crab agent

MID MOST Crabbing after lawful hours

MID MID Crabbing without a license (with eligibility)

MID MID Unmarked/improperly marked buoy

MID MID Failure to remove crab trap by December 31

MID LEAST Fishing a hard crab pot on Sundays

MID LEAST Failure to display commercial license for crabbing

LEAST MID Failure to submit mandatory harvest reports

LEAST MID Maintain crab pots in navigable channel

LEAST MID Failure to purchase seafood buyer's license (place of business or boat/vehicle)

LEAST LEAST Recreational crab pots not marked

LEAST

LEAST

BY FREQUENCY

BY PERCENT RESPONSE

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BY PERCENT RESPONSE

BY PERCENT RESPONSE

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Recreational finfish violation rankings by frequency from FMAC and Law Enforcement FMAC n=13 LE n=4 Alteration of finfish

MOST MOST Exceeding possession limits

MOST MID Failure to possess Charter Boat License

MOST MID Fishing during closed season (general)

MOST MID Possession of striped bass out of season

MOST MID Possession of sharks out of season

MID MOST Possession of undersized fish

MID MID Failure to possess freshwater license

MID LEAST Failure to purchase/posses saltwater license

MID LEAST Fishing in a restricted area

MID LEAST Fishing pots without a fish pot license

MID LEAST Gear violations (mesh size, fixed fishing devices, etc.)

LEAST MOST Failure to mark recreational crab pots

LEAST LEAST Failure to register/provide FIP number

LEAST LEAST Failure to report

LEAST

LEAST

BY FREQUENCY

BY RANK SCORE

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BY PERCENT RESPONSE

BY PERCENT RESPONSE

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BY PERCENT RESPONSE

Commercial finfish violation rankings by frequency from FMAC and Law Enforcement FMAC n=12 LE n=4 Fishing during closed season (general)

MOST MOST Possession of untagged striped bass

MOST MOST Exceeding possession limits

MOST MOST Failure to posses commercial license /register

MOST MOST Improper use of commercial harvester tags

MOST MOST Possession of striped bass out of season

MOST MOST Failure to submit mandatory harvest reports

MOST MID Fishing pots without a fish pot license

MOST LEAST Possession of sharks out of season

MOST LEAST Fishing in a restricted area

MID MID Gear violations (mesh size, fixed fishing devices, etc.)

MID MID Possession of spiny dogfish out of season

MID MID Failure to attach license plate to vessel

MID LEAST Failure to present license for a gill net

MID LEAST Fishing within 300 yards of pier/jetty

MID LEAST Possession of undersized fish

LEAST

MID

BY FREQUENCY

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BY RANK SCORE

BY PERCENT RESPONSE

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BY PERCENT RESPONSE

BY PERCENT RESPONSE

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BY FREQUENCY Commercial finfish buyer violation rankings by frequency from FMAC and Law Enforcement FMAC n=12 LE n=4 Failure to obtain striped bass buyer’s permit

MOST MOST Failure to submit oyster buyer reports

MOST MOST Failure to submit striped bass buyer reports

MOST MOST Failure to obtain black drum buyer’s permit

MID MOST Failure to obtain horseshoe crab buyer’s permit

MID MOST Failure to obtain channeled whelk buyer’s permit

MID MID Failure to submit spiny dogfish buyer reports

MID MID Failure to use certified scale

MID MID Failure to purchase seafood buyer's license (place of business or boat/vehicle)

MID LEAST Purchased seafood from an individual harvester that exceeded the individual's trip limit Added and to be ranked by Commission's Law-Enforcement Subcommittee Purchased seafood that was less than a minimum size limit, or greater than a maximum size limit Purchased seafood during a closed season Failure to accurately record seafood quantities purchased from an individual harvester

BY RANK SCORE Added and to be ranked by Commission's Law-Enforcement Subcommittee

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BY PERCENT RESPONSE

BY PERCENT RESPONSE

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BY PERCENT RESPONSE

Commercial shellfish violation rankings by frequency from SMAC and Law Enforcement SMAC n=15 LE n=4 Failure to follow warm water restrictions (public health)

MOST MOST Poaching oysters from sanctuary

MOST MOST Taking oysters from a closed public area

MOST MOST Taking oysters from a condemned area

MOST MOST Taking oysters during closed public season

MOST MID Catching oysters over the prescribed limit

MID MOST Failure to purchase seafood buyer's license

MID LEAST Harvesting outside of time limits

MID LEAST Harvesting oysters without oyster gear license

MID LEAST Failure to pay oyster replenishment tax

LEAST MID Failure to submit mandatory harvest reports

LEAST MID Possession of undersized/unculled oysters (<10% of total catch)

LEAST MID Possession of undersized/unculled oysters (>10% of total catch)

LEAST MID Failure to pay oyster inspection tax

LEAST

LEAST

BY FREQUENCY

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BY RANK SCORE

BY PERCENT RESPONSE

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BY PERCENT RESPONSE

BY PERCENT RESPONSE

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ATTACHMENT 6 – April 19th Meeting Minutes

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First Law Enforcement Subcommittee meeting April 19, 2013

Members Mr. Rick Robins Mr. Joe Palmer Ms. Lynn Haynie Meeting began at 10:03am

Opening Comments

Commissioner Travelstead welcomed the Subcommittee and stated he is not part of the Subcommittee because the Commission wanted to have a set of independent views. He also stated that the purpose of the Subcommittee is to involve the Commission more in the Law Enforcement side of management. Commissioner Travelstead also noted that many members of staff were available from Fisheries and Law Enforcement Divisions. The Agency Attorney, Paul Kugelman, was also present. The Commissioner informed this Subcommittee that the previous Law Enforcement Subcommittee (1996) developed the current license revocation policy, but the policy needs to be updated. Commissioner Travelstead said he was not expecting the Subcommittee to make any final decisions that day but to gain information and consider what needs to be done at future meetings.

Subcommittee member Mr. Rick Robins asked Commissioner Travelstead whether he envisioned the Subcommittee as a standing committee that would continue to interact with the Commission on Law Enforcement issues. Commissioner Travelstead replied that he did see the Subcommittee in that role, and that there are many ongoing issues that need to be addressed that create the need for the Subcommittee to meet periodically.

Introduction of the Agenda

Mr. Rob O’Reilly presented the agenda to the Subcommittee. The first item was consideration of pre-payable fines for natural resources offenses. The list of pre-payable fines was reviewed by the Regulatory Review Committee, which is comprised of members from the different divisions of the agency. Historically, there were only 10 pre-payable offenses recognized by the Supreme Court of Virginia from the Virginia Marine Resources Commission (VMRC). The Regulatory Review Committee found the need for the addition of more pre-payable offenses.

Mr. O’Reilly noted the second item on the agenda would be a presentation on the striped bass individual transferable weight quota (ITWQ). Mr. Robins had requested a report of this system from staff presented to the Finfish Management Advisory Committee on March 25, 2013, and staff would like to present the Subcommittee with the same information.

The third item on the agenda would be a presentation of the opinions from all the advisory committees (FMAC, CMAC, SMAC), as well as Law Enforcement, regarding the relative severity ranking of natural resource violations.

ATTACHMENT 6 – April 19th Meeting Minutes

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The last item on the agenda was the agency’s potential future use of Vessel Monitoring Systems (VMS). Staff from both the Fisheries and the Law Enforcement Divisions foresee that VMS could prevent and help detect oyster poaching and other similar violations.

Presentations

I.

Pre-payable Offenses Presentation by Mr. John Bull.

Mr. John Bull defined pre-payable offenses as those which the Virginia Supreme Court deems as not requiring a court appearance. For about the last twenty years, the agency has had only 10 pre-payable offenses. The Law Enforcement Division initiated a listing of additional offenses that could be considered pre-payable, and that listing was thoroughly discussed by the Regulatory Review Committee. Mr. Bull noted that the Virginia Department of Game and Inland Fisheries (DGIF) has 78 violations listed as pre-payable and the Potomac River Fisheries Commission (PRFC) has 86 violations listed as pre-payable. Mr. Bull informed the Subcommittee that the other agencies (DGIF and PRFC) periodically create lists of offenses they felt should be pre-payable and submit the lists to the Virginia Supreme Court for approval. The Supreme Court decides whether to accept or deny a pre-payable status. Mr. Bull noted there are several direct benefits to expanding the VMRC’s list of pre-payable offenses. It is constituent friendly and would allow, for example, offenders with Fisherman Identification Program (FIP) violations who live out of state to pay a fine without having to drive potentially many hours away for a court hearing. Another benefit of expanding the list of pre-payable offenses is that it would help clear the court dockets, thereby freeing time for the judges to spend on bigger and more complicated cases. Expanding the list of pre-payable offenses would also benefit Law Enforcement by decreasing court time for Marine Police Officers (MPOs).

Mr. Bull informed the Subcommittee that fines for fishing violations of season and size limits are determined by the number of fish. Mr. Bull stated that it was important for the Subcommittee to note that the first offense of these violations are all considered class 3 misdemeanors, however a second offense could be elevated to a class 1 misdemeanor, which is no longer pre-payable and would require the offender to appear in court to justify his or her actions. Mr. Bull asked the Subcommittee to please note that only minor offenses are on the proposed pre-payable offenses list. Those violations which are more egregious are not suggested to be pre-payable because of their severity and the necessity to allow judges to review them.

Mr. Robins asked Mr. Bull if there was a limit to the recreational fishing violations, whereby if an offender had a certain number of illegal fish, the offense would cease to be a class 3 misdemeanor and would become more serious. Mr. Bull answered that the maximum fine that a judge can set for a class 3 misdemeanor is $500. Mr. Bull noted that if an individual had more than $500 worth in fines, the original summons would not have been written as a class 3 misdemeanor. In such a case the MPO would check on the summons form that the offense was not pre-payable.

Mr. Palmer requested a copy of an agency summons from Col. Lauderman. Col. Lauderman presented the Subcommittee with an example of the summons used by Law Enforcement and examples of situations where the gear had been confiscated and then adjudicated by court.

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Mr. Robins expressed concern that violations that are similar in terms of the regulation they violate can often differ greatly in terms of their severity. Mr. Bull informed the Subcommittee that MPOs ultimately have discretion in writing a summons. Mr. Robins asked if MPOs have the ability to seize non-compliant gear. Mr. Bull said that they did. Captain Jamie Green (Middle Area) commented that MPOs have the ability to confiscate non-compliant gear, temporarily, but they do not have the authority to keep it permanently. They can only store it. He noted that there must be a court order for Marine Police to be able to seize gear permanently. Captain Green also noted that judges often give the gear back to the fisherman after a hearing.

Mr. Robins asked Mr. Palmer if he had any thoughts on the subject of pre-payable offenses. Mr.

Palmer responded that, most importantly, the MPOs are the first line of defense. It is ultimately up to the Law Enforcement Officer’s discretion. Mr. Palmer commented that the pre-payable offense would help the commercial fisherman because they would be able to pay a fine and not lose a day of work by being at court.

Ms. Haynie suggested that if judges did not have to see so many cases for minor fisheries offenses, maybe they would take those that are not pre-payable more seriously.

Mr. Robins asked Commissioner Travelstead if he thought they should forward the list to the Commission. The Commissioner stated that he thought it should be sent straight to the Supreme Court of Virginia for review to be adopted or denied. Mr. Robins then made a motion to send the list of pre-payable offenses to the Virginia Supreme Court. The motion passed unanimously.

II.

Review of the Severity of Fisheries Violations

Mr. O’Reilly noted that staff has yet to get the opinions from the advisory committees and Law Enforcement Division regarding visits to the Commission for license revocation hearings based on Section 28.2-232 of the Code of Virginia. Mr. O’Reilly told the Subcommittee that this would be the next task in gathering information and opinions on violations and sanctions. The current information about the ranking of violations is not taking into consideration if the offender should appear before the Commission after the first, second, or third offense. The current information is solely the ranking of the violations by most, middle, and least severe. The next task would be for the advisory committees and Law Enforcement to review the same violations to decide which ones require an immediate appearance before the Commission and how many other violations trigger a scheduled appearance before the Commission is required. Mr. O’Reilly noted that the graphs handed out are structured along the mode (most frequent) of response. The graphs show continuity between the advisory committees and the Law Enforcement Division. The graphs also show where they had different views on the severity of some violations.

Members of Law Enforcement that participated in ranking violations by severity are the captains of the four law enforcement areas. After detailing the most frequent response, staff decided to score responses. For example, if a committee provided 11 responses, a violator could be scored a maximum of 33 points. Mr. Robins asked Mr. O’Reilly for a perspective on the violation “crabbing after sunset and before sunrise.” He had noticed that it did not get ranked as very severe. Mr. O’Reilly suggested that this response is probably reflecting the discontent amongst the crabbing industry about only being able to crab lawfully for 8 hours a day. Mr. O’Reilly ATTACHMENT 6 – April 19th Meeting Minutes

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noted that several members of CMAC have already lobbied staff about removing the 8 hour restriction. Mr. O’Reilly showed that even though in the mode style of ranking, that violation got labeled as “middle,” if one looks at the ranking for the same violation regarding the graph based on scoring, then one can see the score is a 20 out of a possible 33 points. So, it is still a higher ranked violation for severity.

Ms. Haynie wanted clarification on the shellfish violations ranking comment section of “falsifying documents.” Captain Green gave background to the comment. He informed the Subcommittee that there had been a few cases in the Rappahannock River where search warrants were called for to obtain documents from buyers. However, it was found that these documents had been falsified to appear as though the harvesters were within the vessel bushel limits, when, in fact, they had been over the limit.

Mr. Robins confirmed with Mr. O’Reilly that the next task of the Subcommittee was to look at the violations and discuss which would be cause for a Commission hearing. He stated that the Subcommittee would do that and in particular they would look at the violations that were ranked “middle” or “2” and discuss those further to determine which are more severe and less severe.

Mr. Robins said the Subcommittee would reflect on the subject of the violations and be prepared for further discussion thereof at the next meeting.

Mr. Robins suggested there be some policy for a filter or an amount of tolerance before someone is required to appear before the Commission. Commissioner Travelstead agreed.

Mr. Palmer suggested that the Law Enforcement officer who issued the summons in question should be present at the hearing to answer any questions the Commission might have.

Commissioner Travelstead said that should be possible. Mr. Robins agreed that having the involved officers present would be helpful to the Commission members.

III.

Presentation of the Striped Bass Individual Transferable Weight Quota

Mr. O’Reilly gave a history and presentation on the evolution of the striped bass quota management. There was a moratorium on striped bass harvest from June 1989 to November 1990. When the fishery opened in November 1990, it was very quick and only lasted several days. By 1992, the recreational fishery was essentially a derby fishery from Thursday through Sunday (four days at a time with a maximum of 32 days). The state-wide commercial quota was very small at 211,000 pounds. In time, the stock conditions improved. A moratorium was also instated in Maryland from 1985 to 1990. A large year class occurred in 1989 that enabled the coast-wide fishery to again be open. In 1993 there was an even stronger year class, and 1996 produced an even larger year class. The 2001-2003 year classes were fair. These year classes are what has fed the coastal and bay striped bass fisheries. In the last five years, however, production of striped bass has been off, except for 2011. Production of new fish has been poor or average in both Maryland and Virginia.

Mr. O’Reilly noted that there will be a benchmark assessment this year for striped bass by ASMFC. Mr. O’Reilly stated that it was important to note the management implications of one good year class (2011) out of 6.

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The Commission is part of a bay-wide management system along with PRFC and Maryland. One of the reasons Virginia enjoyed such a good quota in 1998 was that Virginia had joined with PRFC and Maryland to create one bay-wide quota. In 1998, the Individual Transferable Quota(ITQ) was developed and based on free-market enterprise. By 2003, a two-quota system had developed to ensure only certain sizes of fish were harvested. This system had two types of tags: one for fish 18-28 inches in total length and another for fish 28 inches and greater. There were the two size tags in the Bay and on the coast (four different tags total). This system proved confusing and complicated. In 2007, the staff brought a plan to the Commission to end the one-tag, one-fish system and move to the Individual Transferable Weight Quota (ITWQ). This system has been in place now for six years.

The amount of quota transfers is quite high. Many in the industry have made a business out of transferring quota.

Mr. O’Reilly presented graphs showing the distribution of striped bass harvest by city and county. He showed the distribution of striped bass harvested by gear type and water system. It is important to note that not all gears are used in each area.

Mr. Robins shared concerns that the average market fish size is larger than what is actually being reported on harvest reports. He suggested that if the same management and regulatory measures are kept, then there needs to be some sort of method for validation that is not currently in place.

He cited the former staff recommendation for check stations. He would like issues such as high grading to be addressed. Mr. O’Reilly agreed that management should be tightened administratively, such as adding a fee on additional and replacement tags. Staff spends a huge portion of time throughout the year on striped bass, particularly on temporary transfers. Mr.

O’Reilly does not think that a check station is feasible at the moment. It would involve hiring a third party or using staff that is already taxed. He told the Subcommittee that the situation could probably be remedied somewhat administratively. He also told the Subcommittee that he is hesitant to make large changes fast. He said that the concerns would be addressed, but that changes might be incremental.

Mr. Robins stated that he did not think that a full check station was feasible given the availability of funds, however, he would still like something in place in the field for validation whereby boats could be checked as they unload. Maybe on a spot-checking basis, where the pack out weight is recorded then, if the harvest reports did not match, staff would be alerted to a problem.

Mr. Robins requested that staff work up data showing the weight distribution of striped bass harvested by individual and by county landed for the Chesapeake Bay and coastal areas. Mr.

O’Reilly said that staff could work on that. He also stated there are often discrepancies between the mandatory harvest reports and what may have actually been caught. Even if Law Enforcement spot checks a harvester, that does not mean he will have the correct weight on the harvest report. Mr. O’Reilly reminded the Subcommittee that there are a lot of harvesters and limited number of staff and Law Enforcement Officers.

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Commissioner Travelstead noted that there is most definitely a black market for striped bass and it seems to revolve around excess tags. The Commissioner stated that he felt the solution to this problem would be a way to control the number of tags that are available. He noted that there could be a fee put on extra tags, but that could easily become the “cost of business”. Staff could also limit the number of transfers.

IV.

Presentation on Vessel Monitory Systems (VMS)

Dr. Jim Wesson presented information on vessel monitoring systems (VMS) to the Subcommittee. He noted that the real problem and reason for looking at a VMS is to counteract oyster poaching. Dr. Wesson reminded the Subcommittee that poaching is not a new problem and in fact was very prevalent at one time and was one of the main reasons the agency was founded. Because the oyster standing stock decreased, poaching decreased because there was nothing to poach. However, there has been a continued increase in aquaculture oysters and concurrently, poaching has again increased. With new technology it is harder for Law Enforcement to catch harvesters in the act of poaching. A VMS would help level the playing field and give Law Enforcement a chance to catch offenders. A large interest in larval oysters and spat-on-shell aquaculture practices has developed in Virginia. Many harvesters are investing in this type of aquaculture. The problem is that other people are stealing from private oyster growers.

Another problem is harvesters leasing new oyster leases adjacent to public grounds and then working in public areas and not on the actual leased ground. Dr. Wesson noted that 1 out of 100 new leases are actually good ground for growing oysters.

Mr. Grist presented some of the available options for a VMS. He noted that VMS are not unique to fisheries, but are new to Virginia. The federal government has used VMS for decades in the lobster fishery. Louisiana has recently started using a VMS for their oyster fishery. It is important to note that VMS data is confidential. It is federally confidential and would also come under our state confidentiality rules. VMS data would only be accessible by the Fisheries Management and the Law Enforcement Divisions.

VMS units have the ability to contact vessels as well as recording a location. They are capable of recording location at a polling frequency of one minute. Dr. Wesson noted that a 5 minute polling interval is best. Law Enforcement would be able to tell if the vessel was “faking” using the system because a signal would not be put out by the boat. VMS data is in real time and is historical.

Mr. Robins noted that there may be a problem prosecuting cases, because in order to write tickets, Law Enforcement officers would still have to catch harvesters in the act.

There is a possibility of finding a grant for a VMS through NOAA that would allow for reimbursement, but that is subject to change due to the sequestration taking place. There have been federal cases already involving VMS data which have held up in court.

The meeting ended at 1:07 pm ATTACHMENT 7 –May 24th Meeting Minutes

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Second LE Subcommittee meeting May 24, 2013

Members Mr. Rick Robins Mr. Joe Palmer Ms. Lynn Haynie

Staff informed the Law Enforcement Subcommittee that they met after the April 19th meeting to discuss reforming the striped bass tag allocation system. Staff came to an agreement to add administrative requirements to the process of obtaining replacement or additional striped bass tags. Staff would be looking for advice on this subject from the Subcommittee, and believes that there are ways to improve the tag distribution process without freely handing out extra tags at every request.

Since the last subcommittee meeting, Staff has taken the qualitative statistics regarding violation severity (most, middle, least) and created a quantitative rank score statistics. Staff has also taken the advisory committees’ responses (FMAC, CMAC, SMAC) as well as the Law Enforcement Division’s opinions, combined them and provided a scaling so that scores from these two important components of the can be combined. Staff will need the Subcommittee’s advice on the average score percentages developed from these statics to determine a threshold to trigger when a violation merits an appearance before the Commission for a revocation hearing according to Code of Virginia Section 28.2-232 after one or two court-adjudicated convictions.

Presentations

I.

Pre-Payable offenses

Mr. Joe Cimino presented the Subcommittee with an update regarding the expansion of the Agency’s pre-payable offense list and its submission to the Supreme Court of Virginia. Mr.

Cimino also prepared a summary regarding the proposed additions to the pre-payable offense list. Currently, under VMRC’s jurisdiction, there are 10 pre-payable offenses. VMRC is looking to add an additional 41 offenses to the current list.

Additionally, the original 10 pre-payable offenses have some proposed modifications, mostly in the increase of their fines. For the buying, selling, or possessing of undersized oysters, the agency hopes to increase the fee from $60 to $150. Another 4 of the 10 pre-payable offenses are blue crab violations. The remaining 2 offenses of the 10 are unlawful setting of a fishing net, which the agency proposes to increase the fine from $110 to $150, and taking fish or shellfish other than by rod and reel from the Walker’s Dam area of the Chickahominy River which the agency proposes to keep its fine at $60.

Twenty-three of the original 41 proposed additional offenses would be adding pre-payable fines for minimum size limit violations, maximum size limit violations, and possession limit violations. For finfish with size or possession limit regulations the proposal would be to have a $50 for each fish possessed that is in violation of a size limit regulation and $100 for each fish ATTACHMENT 7 –May 24th Meeting Minutes

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possessed that is in violation of a possession limit regulation. Attachment 3 of the report provides a listing of all pre-payable fines recommended to the Virginia Supreme Court.

VMRC is recommending approval of all the modifications of the current 10 fines and the addition of the 41 proposed fines.

Mr. Robins was concerned with how the addition of the pre-payable offenses would affect the number of offenses accrued and when someone would be required to appear for a revocation hearing before the Commission. He was concerned as to how this would affect the Commission’s ability for follow-up action regarding repeat offenders. The response was that pre-paying for an offense is an admission of guilt, and is therefore equal to a court-adjudicated conviction of the offense. Mr. Robins asked if offenders would automatically have the pre-payable option for these violations regardless of the degree of the violation. He also questioned whether an offender was automatically eligible for pre-payment or is that at the discretion of the Law Enforcement officer.

Lt. Col. Warner Rhodes replied that it is always at the discretion of the officer; there is a box the officer can check on the summons which once checked would automatically enable that offense to be pre-payable, if it is on the Virginia Supreme Court list of approved pre-payable offenses.

Lt. Col. Rhodes noted that the Law Enforcement Division had met with a judge in York County the previous year who had requested that we add more pre-payable offenses because it would help clear his docket.

Mr. Robins asked if there was any action that staff expected from the Subcommittee. Mr.

O’Reilly stated that there was no further action expected.

II.

Review of Striped Bass Individual Transferable Weight Quota system

Mr. Joe Grist gave a presentation on the information requested by the Subcommittee at the previous meeting regarding striped bass average weights and quota transfer issues. In the coastal fishery there were 42 individuals that had landed at least one pound of striped bass in the last three consecutive years (2010-2012). Fifteen of those 42 individuals had landings in all three years. The landings in the table presented occurred mostly in Accomack County.

The average weight over the three years, for the majority of the individuals, was variable over the three years, and staff did not discern a pattern when considering that data. Three harvesters did have an increase in the average weight of striped bass.

In the bay fishery, 373 individuals landed at least one pound of striped bass over the consecutive years of 2010-2012, and 224 of the 373 had landings in all three years. Some individuals landed fish in more than one county. Staff noticed variability in fish weight among individuals landing in the same county. Staff also compared Gloucester County average weights with those of Northumberland and found larger ranges among average weights per individual. Some individuals were harvesting consistently larger striped bass and others were harvesting much smaller fish.

Figures in Attachment 4b provide a summary of these observations.

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Under the current management system additional striped bass tags can be requested based on the individual’s average weight harvested. There is suspected abuse of the system such as misreporting the weight of fish per tag.

Another administrative option staff considered for controlling the number of additional tags being distributed was to establish a fee for additional tags. Mr. Grist asked everyone present to note that the Agency spends over $30,000 annually on striped bass tags alone, to cover the initial allocation of tags and any additional tag requests if fish are smaller. A fee for additional tags would be beneficial because it would deflate some of the Agency’s operational costs. Harvesters may not make as many additional requests for tags if there is a fee involved. However, if the fee is too low then it may just be viewed by the industry as just another cost of business. Once again, the disadvantage would be that the system is still based on average weight, so unless there was something else to help provide better reporting data, harvesters would still be able to request more tags.

Staff completes a high volume of striped bass quota transfers. The number of permits issued has increased from 361 in 2010 to 462 in 2012. The number of permanent transfers has remained steady. The number of individuals transferring quota has been slightly increasing from 219 in 2010 to 243 in 2012. The number of temporary transfers , the number of individuals with multiple permit transfers, and the number of multiple temporary transfers have also increased slightly over the last three years.

About 25% of the individuals participating in a transfer are involved in multiple transfers that range from only 2 up to 17 in one year. This involves a great deal of staff time. Staff looked at different options for modifying the transfer process: transfers could be limited by type, there could be a set number or cap on permanent or temporary transfers per individual or per year, there could be a fee for transfers and temporary transfers could be limited to cases that can prove hardship (not unprecedented as this type of administrative action is found in other fisheries already), or to limit transfers overall based on the amount of weight. If a fee were established, the Administration and Finance staff would need to be involved as well as Fisheries Management staff. Another advantage would be that the number of times the tags change hands would be limited.

Buyer auditing is another issue with striped bass. Staff could increase the amount of audits made to striped bass buyers. Another option is to increase the penalty for late buyer reports, which is something that has not been pursued by the Agency. However, another disadvantage to audits is the inability to audit harvest classified as retail, personal use and out of state. Yet another option is to require dealers to report online. This would make auditing time faster but would be hard to enforce.

Mr. Grist provided the subcommittee with some tables of what buyers have reported over the last couple of years. FMAC had complaints that Maryland harvesters were harvesting Virginia striped bass and taking it back to Maryland. However, the reported data actually shows that since 2007, there have been more Virginia buyers involved in striped bass than in previous years.

Almost 90% of the coastal striped bass fishery harvest was reported as being sold to Virginia Buyers. Out of state and retail sales both decreased over the last two years. For the striped bass ATTACHMENT 7 –May 24th Meeting Minutes

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Bay fishery, most fish are sold to Virginia buyers. Retail sales (self-marketing by the harvester) and personal use for the Bay fishery remained somewhat consistent over the last few years. The Bay fishery data overall showed similar trends to the coastal fishery but not as dramatic.

Mr. Robins thinks in order to continue with the current system and maintain its integrity without having to limit the amount of tags, there must be the development of some validation tools. Mr.

Robins liked the additional accountability that buyer audits create; however, he cites the need for some sort of validation in the field, even if it is limited to a spot-check basis. He suggested that VMRC perform some sort of monitoring or check of deliveries. Mr. Robins stated that without other validation tools, the current system is vulnerable to manipulation by the harvesters and buyers. Mr. Grist noted that there could be consistencies of average weights depending on time of year and staff knows that it would be normal to see such patterns, as opposed to a different pattern showing up in the data. The average size data depend on whether the stock is made up of smaller, resident fish or larger, coastal fish.

Mr. Robins suggested that, if there was a validation system that reviewed the average weights per landing at different times of the year, that data would become a baseline for staff to use in comparison when looking for unique or strange trends in the reported data. Mr. Grist replied that staff can use information from the Biological Sampling Program for that purpose; however, it would not be very complete due to the large size of the fishery and the small size of the Program.

Mr. O’Reilly suggested that staff look at the percentage of tags used by harvesters and watch for when someone exceeds a certain percentage of use. He felt that would be a better indicator of something not being quite right. He cautioned that if it became common knowledge in the fishery that the Agency was checking up on harvesters by using the biological sampling program data then the harvesters or buyers would probably become unavailable for sampling. He also noted that LE could become more involved with collecting data by observation but that as a division they are already spread thin across the state. Mr. O’Reilly felt that the harvesters need to be addressed directly and informed that their activities are monitored.

Mr. O’Reilly told the subcommittee the next step would be to send some of the ideas that have been presented on to the Commission. He stated that one idea (which would most likely be very unpopular) would be to take a hybrid approach would be to have a third set of tags solely for upriver fishermen separate from the Bay and coastal tags. That would “tighten” things up a little but is complicated to consider at the moment.

The Subcommittee and staff made plans to discuss the subject further at the June 21st meeting to be ready to provide the information to the Commission for discussion at the July Commission meeting.

Mr. Robins additionally requested that staff explore the possibility of developing a system that intercepts landings, to establish some data points to provide a point of reference. Mr. O’Reilly replied that Fisheries Management staff could talk to Law Enforcement Division to find out what they had available, but that was the direction he was headed when he suggested that once staff identifies who is abusing their allocation of tags in the last few years over a certain percentage, ATTACHMENT 7 –May 24th Meeting Minutes

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they would become subject to some sort of inspection. There is nothing in current regulations that would prevent Law Enforcement Division from inspecting any landings of striped bass.

III.

Review of Fisheries Violations and Sanctions

Dr. Reneé Hoover presented to the Subcommittee a review of violations and sanctions requested by the Commissioner. The last review was performed by the Committee on Law Enforcement in 1996, in which the “3-peat” rule was initiated. In the current review, surveys were distributed to Advisory Committee members and the four area Law Enforcement Division Captains asking them to rank violations in terms of how severe the offense was with regards to public health and resource health.

Staff suggested that violations with a score of 75% severity or higher (out of a possible 100%) should require an appearance before the Commission for a revocation hearing after one conviction. Staff also recommended that violations with a severity of 65% or higher should require an appearance before the Commission after the second conviction. The remaining third set of violations (those with severity ranked below 65%), would then continue with the “3-peat”rule, where the third conviction would require an appearance before the Commission.

Staff would like the Subcommittee to consider if these thresholds set by staff are suitable and address the intent and magnitude of the violations.

Mr. Robins asked staff if it was possible to quantify intent or magnitude of a violation, perhaps by some sort of percentage, such as percentage of catch over a limit. Dr. Hoover replied that the disadvantage addressing the magnitude of an offense administratively that way would be that each offense would have to be reviewed individually. She stated that the question for staff is how to address the severity of the threat in comparison with the magnitude of the offense.

Mr. Robins agreed that there should be triggers at certain thresholds that should cause an immediate appearance before the Commission for some violations. Mr. O’Reilly added that certain violations are really noticeable such as poaching and harvesting from condemned areas.

Mr. Robins noted that he felt the idea of a threshold made a lot of sense and the next step would be to develop a list of violations that once a threshold is reached then the offender would have an automatic appearance before the Commission. He felt that the Advisory Committees and Law Enforcement Division should still have some input after thresholds are established to place violations above or below the threshold. He volunteered the Law Enforcement Subcommittee to share opinions on what should be moved below or above the threshold. Mr. Robins felt the main issue would be to look at the violations staff had listed below the threshold and make sure there were not any that should be moved.

IV.

Review of Buyer violations

Mr. O’Reilly informed the Subcommittee that staff is arriving at a place where the right information is being obtained to bring cases involving buyers before the Commission (regarding mandatory reporting violations). Fisheries Management staff met and discussed problems they have with gaining cooperation from all seafood buyers. The mandatory reporting staff audits ATTACHMENT 7 –May 24th Meeting Minutes

100 some buyers, only to have those buyers tell staff they do not buy from harvesters. At the same time, reports from harvesters list those same buyers as the purchaser of the harvest. Staff asked that the Subcommittee look at the buyers violations such as: purchasing seafood from an individual harvester that has exceeded that individual’s trip limit, purchasing seafood that was less than the minimum size limit or greater than the maximum size limit, purchasing seafood during a closed season, and failure to accurately record seafood quantities purchased from individual harvesters. Staff would like the Subcommittee’s opinions on these buyer violations.

There were some buyer violations listed in the surveys sent out to the Advisory Committees and Law Enforcement Division captains, but they mainly fell into the least severe tier (which would still be under the 3-peat rule) and were violations such as “failure to purchase a buyer’s license” and “failure to submit reports”. Buyers must keep records of purchases for one year.

Mr. Robins agreed that buyer violations should be further discussed.

Mr. Joe Palmer asked if buyers had to mail their records to the Commission on a regular basis.

Dr. Hoover replied that they did not but that they had to keep records and present those records to staff after being contacted by staff for an audit. Staff’s concern is that if buyers have not been maintaining those records, there has not been any repercussion from the Commission. Mr.

Cimino added that another problem is that buyers only keep records for the primary species they purchase and records from other species are not maintained.

Mr. Robins also suggested that clarification of regulations be considered. Mr. O’Reilly stated that he felt the next task for staff would be to identify possible problems with buyers. He also felt staff should work with Law Enforcement Division and get their input about buyers. He cited a study conducted for the Commission by the Pennsylvania State University in 1987. The study was to determine how accurate voluntary buyer reporting records were. The reporting system was a voluntary dealer-based system until 1993. They found that the blue crab industry had the highest percent of accuracy at 65%. Penn State cited the truck buyers as a loophole in reporting.

Mr. O’Reilly felt that the Subcommittee should continue discussing the topic of buyers and should review the situation of truck buyers more closely at the next subcommittee meeting.

Mr. Robins stated that it would be helpful for staff and committee members to understand what the implications are under the existing regulations and law for harvesters and dealers who are in collusion. He requested that this issue be further discussed at the next meeting. Agency Attorney Paul Kugelman replied that under Section 28.2-232 of the Code of Virginia, VMRC has the authority to revoke any license issued for tidal fisheries for a maximum of 2 years. He suggested that the regulations could be written such that after the first offense they could be brought before the Commission on license revocation. Mr. Robins replied that the current regulation was not written that way, but it should continue to be reviewed.

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6/21/13 LE Subcommittee meeting (Members- Mr. Rick Robins, Mr. Joe Palmer (not present), Ms. Lynn Haynie) 9:30 am Others present: Col. Rick Lauderman, Lt. Col. Warner Rhodes, Mr. John Bull, Commissioner Jack Travelstead, Mr. Rob O’Reilly, Mr. Joe Grist, Mr. Joe Cimino, Dr. Jim Wesson, Ms.

Stephanie Iverson, Dr. Reneé Hoover, Ms. Kathy Leonard, Ms. Sally Roman, Ms. Laurie Williams Overview of new items and meeting topics Mr. O’Reilly presented a summary of the items staff has completed since the May 24th meeting and an overview of what would be presented at the current meeting. Mr. O’Reilly noted that there is no update on the status of expanding the pre-payable fines list. The suggested additions to the list have been submitted to the Virginia Supreme Court and are currently awaiting review and final approval. There is no update on the status of obtaining a Vessel Monitoring System.

Staff still feels such a system would significantly decrease the occurrence of shellfish poaching.

Staff will make presentations on problems related to striped bass tags and striped bass management, on problems with buyer accountability, and on the review of natural resource violations. Staff has been working to evaluate natural resource violations and their associated sanctions; the last review of this nature was conducted in 1996. Staff seeks to create better guidelines with which to bring violators before the Commission for revocation hearings and thereby send a clear message to industry that such violations will not be tolerated.

In particular, buyers have not been held subject to the Commission’s authority to the same extent as harvesters. At the May 24th LESC meeting, Capt. Jamie Green (Middle Area Office) mentioned the issue of collusion between harvesters and buyers in mandatory harvest reporting.

Mr. O’Reilly noted that Chairman Robins had mentioned the problem of buyers encouraging illegal harvest by consistently purchasing seafood that exceeded possession limits, or was over-or undersized. Law Enforcement is willing to help Fisheries staff as needed to get cooperation from both buyers and harvesters. This will be important as Mandatory Harvest Reporting staff hopes to be in the field conducting buyer audits in the coming weeks. Mr. O’Reilly cautioned the Subcommittee that staff must be careful to protect the biological sampling program and at the same time hold buyers and harvesters more accountable for reporting their catch accurately. He also noted that the truck buyers in particular have been elusive when it came time for staff to conduct audits. However, this year Law Enforcement has promised assistance if needed.

Mr. O’Reilly stated that regarding violations and sanctions, staff needs to hear from the Commissioner for guidance on how to proceed. Staff has determined some thresholds for deciding when a violator should be called before the Commission.

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On the subject of striped bass, Mr. O’Reilly informed the Subcommittee that it was important to note VMRC is not alone in managing the stock. The Atlantic Marine Fisheries Commission (ASMFC) is the effective manager of striped bass for all Atlantic states. VMRC sets the quota but ASMFC approves the agency’s methods of setting the quota. Mr. O’Reilly also said that it was important to note that the Chesapeake Bay has the highest quota along the Atlantic coast. An advantage to the current weight-based quota management system is that Virginia no longer has a problem with exceeding the quota. However, Mr. O’Reilly asked the Subcommittee and staff to consider if the system was good for the stock. Mr. O’Reilly stated that overfishing is not occurring; however, there are new biological reference points, and the striped bass stock biomass is getting closer to the threshold.

Presentations

I.

Presentation of Methods for Determining Threshold Weight for Striped bass Ms. Sally Roman presented methods for determining threshold weights for striped bass harvested in the coastal and Chesapeake area gill net fisheries. She stated that data from the Biological Sampling Program (BSP) and the Mandatory Reporting Program (MRP) were both examined for the threshold weight analysis. Ms. Roman pointed out that both data sets have uncertainty associated with them. The BSP attempts to represent all facets of the striped bass fishery, stratifying by season and gear-type, but the Program’s sampling efforts are biased by targets set for age and growth analysis. The MRP is fishery-dependent self-reported harvest, and as such has its own shortcomings. Ms. Roman showed the average and median weight (pounds) by year (2007 through 2012) for the MRP and BSP by fishery. The MRP had lower average weights by year compared with the BSP. Both programs had large standard deviations about the mean. The median was lower than the average weights of the MRP and BSP because the median is less sensitive to outliers compared with the mean.

Ms. Roman next presented a series of graphs showing the distribution of weights from both the BSP and MRP. The weight distributions of both the BSP and MRP followed the same general pattern. The coastal gill net fishery distribution had one peak, while the Chesapeake area gill net fishery has a bimodal distribution with two peaks.

Ms. Roman next presented a graph showing the length-weight relationship for striped bass sampled by the BSP. She noted that there were no extreme outliers, but there was a fair amount of variability in the data. For example, the weight for an 18 inch fish could range from two to four pounds, and this variability increased with length.

Ms. Roman then presented the Subcommittee several tables listing percentages of average weights and number of harvesters in certain weight bins for both fisheries by program. For the coastal gill net fishery, the weight bins ranged from under ten pounds to under 13 pounds, at one pound intervals. The greatest percent of average weights was in the under 13 pound group for both programs. In the Chesapeake area gill net fishery, the weight bins ranged from under 8 ATTACHMENT 8 – June 21st Meeting Minutes

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pounds to under 13 pounds. The highest percentage of average weights was in the under 13 category, but there was only a small difference in the percentage between the under 12 and under 13 categories. Ms. Roman also noted that while approximately 75% of average weights were in the under 13 category for the MRP, the median weight varied around six pounds. The percentage of harvesters with an average weight in the weight bins differed between the two fisheries. In the Chesapeake area a large percentage of individuals had an average weight under 13 pounds, while only 18 percent of individuals had an average weight under 13 pounds in the coastal gill net fishery.

Ms. Roman then explained two examples of how striped bass tag allocation could be modified by basing tag distribution on a threshold weight. Individuals with a previous year average weight below the threshold weight would be issued tags based on the threshold weight, while individuals with an average weight greater than the threshold weight would be issued tags based on the current system (their previous year’s average weight). She also showed the Subcommittee histograms displaying the distribution of the difference between an individual’s average weight in 2012 for a specific share of the quota compared with the threshold weight for each fishery.

Ms. Roman then presented the staff’s conclusions to the Subcommittee: i) one method may not be applicable to both systems, ii) methods have only been applied to the gill net fishery and staff would need examine the other gear types, iii) any method selected should be reviewed annually to insure accuracy, and iv) additional tag request audits would need to be addressed as far as what size of fish the harvester is catching on average and what type of data the harvester would need to show in order to apply for more tags. She also stated that a single threshold weight for the Chesapeake area gill net fishery may not exist because of the distribution of the data.

Mr. Robins asked staff how substantial the BSP is and how well the program represented the fishery as a whole. Mr. O’Reilly answered that due to the combined effects of federal gill net restrictions which have impacted harvesting activity by fishermen and consequently also impacted the BSP. Additionally, for the spring Coastal area striped bass fishery, the primary mode of collecting samples involves the harvester contacting staff when he/she has fish. The problem with harvesters holding fish for staff to collect is that those fish could be hand-selected instead of selected at random. Again, staff really only encounters this problem when collecting Coastal area striped bass during the first half of the year (January-June) and primarily during the month of February when the federal gill net restrictions are in place. Mr. O’Reilly noted that the process for determining the striped bass catch-at-age for ASMFC requires samples from all possible ages within each length bin. Mr. O’Reilly and Mr. Joe Grist both felt the ASMFC Technical Committee should help combine coastal fisheries data to aid in this process. They noted that two years ago VMRC combined data with Maryland and North Carolina.

Mr. Robins asked if the BSP technician positions were full time. Mr. O’Reilly replied that there are three full-time technicians in the BSP. He noted that the BSP is directly affected by the way ATTACHMENT 8 – June 21st Meeting Minutes

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the fishery operates within a year. Mr. O’Reilly stated that in recent years, harvesters have been waiting as late as May to harvest larger striped bass.

Mr. Robins asked if the fish sampled are kept or returned after measuring and collecting scales.

Mr. O’Reilly answered that fish are both kept (for aging by otolith) and also sampled and returned to the harvester in the program. Mr. O’Reilly admitted the spring Coastal fishery is the weak point for the BSP data collection. He also noted that the ASMFC is slow to pool sampling data though the possibility for pooling data does exist. It is easier, Mr. O’Reilly noted, to collect data from the Bay fishery because there are more fish, and VIMS can share data they collect from the Bay fishery, but that does not remedy the lack of data from the Coastal fishery. Mr.

O’Reilly reminded the Subcommittee that the Coastal and Bay striped bass fisheries are two separate fisheries with separate quotas.

Ms. Lynn Haynie suggested that when a Marine Police Officer (MPO) goes into a buyer to check striped bass, then he/she could record the lengths and weights of the fish checked. Mr. O’Reilly replied that MPOs could do that but they would have to work with the buyers’ schedules. They would have to schedule checks properly to prevent the inhibition of normal business flow. Mr.

O’Reilly noted that even if data was collected through Law Enforcement checks, staff would still miss the ability to measure some fish that have been harvested. Mr. O’Reilly also reminded the Subcommittee that the agency has a standing contract with Old Dominion University (ODU) to age the sampled fish. The ageing program is driven by the fishery itself: what the fishermen catch and when they catch it. Mr. O’Reilly noted that there are 16 times as many fish in the Bay area fishery than in the Coastal fishery. He also noted that there are fewer buyers in the Coastal area fishery. Mr. O’Reilly stated that staff will continue to research and work on solving the problem of fewer samples from the spring Coastal fishery, but that it will continue to be a challenge due to the federal gill net regulations.

Mr. Robins commented that another challenge is that there is no check point or validation program in place in the management of the striped bass fisheries. He also reminded the Subcommittee and staff that the BSP may not represent the fishery accurately. Mr. Robins stressed the need to intercept landed striped bass harvests randomly. He noted that this would probably require the integration of Law Enforcement staff and that there would also be a need for a strong connection with Licensing. Mr. Robins also stressed the need to for the ability to enforce whatever check or validation is made. Mr. O’Reilly responded that there would be some resistance to such management tools. He suggested raising the price the agency pays for sampled fished to increase the number of participants willing to allow sample of their harvest.

Mr. Robins expressed strong concerns about the vulnerability of the current system. He noted that the Coastal fishery operates in a single modality and that the fishermen in that fishery tend to use large mesh sized gill nets. He found it troubling that according to the mandatory harvest reporting data fishermen reported a wide range of fish sizes in the same mesh sized gear. Mr.

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dogfish. However, he felt there were also a large number of fishermen whose fishing efforts are directed towards harvesting large striped bass. Mr. Robins acknowledged that it would be more difficult to determine a threshold for striped bass tag allocation for the Chesapeake area fishery.

Ms. Haynie added that pound nets will have smaller sized striped bass. Mr. O’Reilly agreed that striped bass harvested by pound net are often 5 to 6 pounds in range. One harvester had reported striped bass as large as 15 pounds in his pound net. Mr. O’Reilly noted that fish that large in a pound net is unusual. Mr. O’Reilly told the Subcommittee that, in time, staff hopes to have in place methods of validating harvest. However, it is difficult to require the fishermen to record mesh size on their harvest reports in addition to everything else they must record. He informed the Subcommittee that Law Enforcement had met with Fisheries staff and that they were committed to helping Fisheries staff however they are able.

Mr. Robins noted that the old system (one-tag-per-fish) was more easily enforceable. He stated that if staff is able to identify the vulnerabilities in the current system, then the vulnerabilities will still need to be remedied somehow. Mr. Robins admitted that the most extreme remedy would be to return to the one-tag-per-fish system. Mr. Robins also acknowledged the impossibility of a validation tool or check point due to lack of funds, but still felt that such a tool would be vital to managing the fishery. Mr. O’Reilly responded that staff has already started an analysis to determine discrepancies. He noted that check stations, unless staffed by VMRC, would also be vulnerable to bias. Mr. O’Reilly informed the Subcommittee that there are twelve other species sampled in the BSP and that there are only three technicians to do the sampling for the entire state.

Mr. Robins suggested that staff give thought to implementing a threshold closer to the mean or median of reported weight in regards to tag distribution for the coastal striped bass gill net fishery. He noted that determining a revised system for distributing tags for the Chesapeake area fishery would be more challenging. Mr. O’Reilly stated that staff can develop a draft report suggesting two systems for the allocation of tags in the Chesapeake area fishery. One system would include all of the upriver fishermen and would be based on weight. The other system would include everyone else (the middle and lower Bay) and would be based on one-tag-per-fish. Mr. Robins again stated the need for staff to identify vulnerabilities in the program, to create a range of options, determine the possibility of check points/validation tool, and to even consider the option of going to a limited number of tags.

Ms. Haynie requested staff consider creating some sort of exception or tolerance for fishermen harvesting by pound net. Mr. O’Reilly assured her that staff would investigate a two-tier system in the bay which would be reviewed by the Commission as well as Law Enforcement.

Mr. Robins concluded by reminding staff and the Subcommittee that even with the old system (one-tag-per-fish) there was a weight issue. The old system focused on mortality of large fish. He ATTACHMENT 8 – June 21st Meeting Minutes

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cautioned staff to also consider ways in which to prevent the occurrence of high-grading by harvesters, which had also been a problem under the one-tag-per-fish system.

II.

Review of Natural Resource Violations and Sanctions Dr. Reneé Hoover gave a presentation and update on the ongoing review of natural resource violations and sanctions. She first summarized the progress of the review up to the current meeting. She informed the Subcommittee that staff had first calculated the mode from the most frequent response of advisory committee members and the four Law Enforcement captains on the surveys given them by staff. She then noted that staff had also assigned points to each degree of severity on the surveys (3-most, 2-middle, 1-least), and then staff summed the results of the overall scores from the surveys for each violation. This created a relative severity for each violation based on all scores.

Staff then used the relative severity scores to categories violations as Category 1 (summoned to appear before the Commission after one conviction), Category 2 (summoned to appear before the Commission after 2 convictions of the same offense), and Category 3 (summoned to appear before the Commission after 3 convictions). Dr. Hoover noted that even with this three tiered ranking of violations by their severity, the issues of intent and magnitude still needed to be addressed. Dr. Hoover informed the Subcommittee that staff attempted to deal with these issues by suggesting that for violations exceeding 50% of the prescribed possession, size, and bushel limits or culling requirements would require the offender to appear before the Commission after one conviction. She noted that for the Category 2 offenses, two convictions of exceeding the limit by more than 25% would cause the offender to be summoned to appear before the Commission. Dr. Hoover also noted that it would take three convictions of under 25% over the limit, for violations in Category 2, before an offender would be summoned to appear before the Commission.

Mr. Robins shared concerns that if an individual is slightly over the limit then he may deserve the benefit of the doubt, however, to be over the limit by 25% was probably blatant and he felt should require an appearance before the Commission after one conviction. Mr. Robins suggested that staff lower the percentage of the suggested thresholds for the violations requiring an appearance before the Commission after one conviction. Mr. Robins gave the example of the possession limit of dark colored sponge crabs. Dr. Hoover stated that the system suggested by staff could still be applied in the example of dark sponge crabs. She then asked the Subcommittee members to share any recommendations they might have for staff.

Mr. Robins stated that it is an egregious violation to retain and separate product that is undersized. He felt that if Law Enforcement found a container consisting of predominately undersized harvest, then the offender should have an immediate invitation to appear before the Commission. He stated that such a situation was tantamount to poaching.

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Ms. Haynie reminded staff that oysters are not measured until they reach the dock and she asked how violations of bushel limit would be handled when applying the thresholds prescribed by staff. Dr. Hoover replied that for oysters, Dr. Jim Wesson of Conservation and Replenishment Department had suggested a 10% tolerance threshold. Ms. Haynie stated that oysters should be culled before they reach the dock and asked what would happen if someone offloaded 10 bushels instead of 8 bushels. Mr. O’Reilly replied that in such a situation, he was under the impression the offenders received a ticket immediately if they were checked by Law Enforcement. He noted that the percentage is for what is allowed for culling.

Mr. Robins shared that he liked the concept and direction in which staff was headed with categorizing the violations. He suggested, however, that some be tightened up some more. He also suggested that could be done via email between staff and the Subcommittee members. He asked if staff would consider developing a set of guidelines for the Commission with which to take action regarding these violations. He stated he would like staff to give the Commission more detailed recommendations than the standard response of a two-year probation.

Mr. Robins asked staff if the recommendations for violation thresholds were over a set period of time. Dr. Hoover replied that the suggestions kept in line with the original set of rules in which the offenses were committed within the time frame of one year from the original violation. Mr.

O’Reilly added that the time frame changed due to severity of violation. He stated that staff recommendations to the Commission become more important in situations where as long as 2 years has passed since an individual’s first offense and he/she comes back before the Commission for another offense.

Mr. Robins asked staff to consider changing the time frame between violations and sanctions and to consider the example of consistently exceedingly the pot limit. He noted that with the 3-peat rule, it is not easy to have even the worst offenders appear before the Commission.

Dr. Hoover next presented the violations staff suggested be considered in Category 2 and Category 3. She reminded the Subcommittee that violations in this category would still be under the 3-peat rule. She asked the Subcommittee to note that all of the violations put into Category 3 were the violations ranked lowest in severity by both the advisory committees and the four Law Enforcement captains. Mr. Robins suggested that staff move cull ring violations up to Category 2 because he felt those to be more blatantly violated.

Dr. Hoover next shared about buyer violations. She noted that most of the buyer violations were placed by staff into Category 2. Mr. Robins asked how staff would address disparities between possession versus landing and cited blue crabs as an example. Lt. Col. Warner Rhodes replied that the Code of Virginia says it is illegal to possess. Mr. Robins asked if buyers were subject to culling by Law Enforcement. Lt. Col. Rhodes replied that they were. Lt. Col. Rhodes noted that the regulations have changed over time. He also noted that it is very difficult for Law ATTACHMENT 8 – June 21st Meeting Minutes

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Enforcement to check seafood harvest at a processor due to the large amount of culling that would be involved.

Mr. Robins shared his thoughts as a seafood processor. He reminded staff that the processor is directly dependent on the market. He gave the example that at one time his company was buying two sizes of conchs; but, when the market strengthened, the company had to start buying only one size. He shared that he told harvesters at that time that the product had to be legal but that as a processor he was also directly dependent on what was harvested. He shared that it was more difficult certain seasons for harvesters to obtain a certain quality product. He also shared that he notified harvesters by letter to inform and encourage them about the legality of their catch. Mr.

Robins strongly suggested that staff work at determining a way of preventing harvesters and buyers from purposefully setting aside illegal product and keeping it. Mr. Robins asked staff to consider that there are other levels of responsibility involved, especially if illegal product is shipped over state lines then the buyer responsible is subject to the Lacey Act.

Mr. Robins asked staff what could be done to prevent buyer and harvester collusion. He suggested that regulations be reviewed and possibly amended. Mr. O’Reilly responded that was probably not initially necessary, because, the buyer violations most fall into the category of mandatory harvest reporting violations, collusion being an extreme case of a mandatory reporting violation.

Dr. Hoover continued the presentation by moving on to staff suggestions regarding pre-payable fines. She noted that payment for a pre-payable fine is legally an admission of guilt and was therefore a conviction. Dr. Hoover stated the staff suggested thresholds could be easily applied to pre-payable offense convictions. Dr. Hoover concluded by suggesting that with increased sanctions and a Vessel Monitoring System (VMS) in place, along with greater accountability for violations the amount of oyster poaching and other violations should significantly decrease.

Ms. Haynie asked staff what happens to the extra bushel or two over the 8 bushel limit if the violators are caught and issued a summons. Mr. Robins additionally asked how great of a presence Law Enforcement is dockside. Lt. Col. Rhodes replied to Mr. Robins that Law Enforcement presence dockside varies daily. In answer to Ms. Haynie’s question, Lt. Col.

Rhodes stated that MPOs try to do most inspections in the water and the amount of oysters over the limit are confiscated and returned to the water immediately. He stated that the same protocol is followed dockside as in the water; the oysters are confiscated and returned by the MPO(s) to whence they were initially removed.

Mr. Robins concluded by stating the need for further discussion on the topic of natural resource violations.

III.

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Ms. Stephanie Iverson gave a presentation on buyer accountability and harvest reporting. She reminded the Subcommittee that as of July 1, 2013, oyster taxes and the form with which to report harvest for oyster taxes (M53) will become obsolete. This shift in agency policy will increase the importance of buyer audits performed by Mandatory Reporting Program (MRP) staff. Ms. Iverson informed the Subcommittee that in accordance with Section 60 of Chapter VAC20-610-10 et seq., all seafood buyers licensed in the state of Virginia must keep records of all their seafood purchases from any registered commercial fishermen for up to one year. She noted that historically MRP has audited buyers on a bi-annual basis. She also explained the three levels of audits the members of the Subcommittee. Phase 1 audits involve collection of harvester’s MRC ID number and date he/she sold to the buyer. Phase 2 audits are audits in which a certain specie or species are targeted by staff therefore, staff collects from the buyer the harvester’s MRC ID number, date harvest was sold, and the amount that was sold each day. For a phase 3 audit, staff collects from the buyer the harvester’s MRC ID number, dates sold to the buyer, and amounts sold to the buyer for each day for any and all harvest purchased from the harvester.

Ms. Iverson informed the Subcommittee that staff had met with members of the Law Enforcement Division and that they have promised full cooperation and assistance where needed to MRP staff in completing audits of seafood buyers. Ms. Iverson explained that staff has met together and created a new administrative process for accomplishing buyer audits which will demand cooperation from buyers and provide more accountability from buyers as well.

Ms. Iverson explained that all buyers receive a letter at the end of spring or beginning of summer detailing the audit process. This year staff plans to send an additional letter to individuals possessing a truck buyer’s license informing them that they must schedule to meet staff at the Law Enforcement Field office in their area and bring their records for staff to audit since they do not have a permanent place of business. After the letters have been mailed, buyers will first be contacted by staff via telephone. If the buyer is uncooperative after two or three phone calls then staff will send a certified letter reminding the buyer of his/her responsibility to submit harvest reports when requested by Commission staff. If the buyer remains uncooperative then MRP staff will visit the buyer’s actual place of business accompanied by an MPO. If the buyer remains uncooperative then they will be visited again by an MPO with a summons to appear before the Commission to explain their actions. Since truck buyers do not have a permanent place of business then they will be issued a certified letter after the first time they are uncooperative. If they fail to provide records to MRP staff after receiving a certified letter then they will be issued a summons by an MPO to appear before the Commission.

Ms. Iverson also shared other ways staff suggested to create more accountability for buyers such as implementing monthly or yearly buyer reporting or requiring buyers to report electronically.

Ms. Iverson noted that electronic reporting would be in real time and would be through an online system. She informed the members of the Subcommittee that the Atlantic Coastal Cooperative Statistics Program (ACCSP) already has an online based web application which all federally ATTACHMENT 8 – June 21st Meeting Minutes

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permitted seafood dealers use to report since 2004. She noted that a small percentage of buyers in Virginia already use this program because they are federally permitted dealers. There are not many federally permitted dealers, but they also happen to be some of the largest dealers in the state. They are mostly located on the Eastern Shore and in the Hampton Roads area. Another idea staff had was to set the same limits on personal use harvest by Commercial Fisherman Registration License holders to be the same possession limits as recreational harvest. Staff also suggests requiring receipts or reports for sales reported as “retail” by harvesters. Additionally, staff suggests the creation of a buyer advisory committee formed as a subcommittee by members from the standing advisory committees who are current seafood buyers.

Mr. Robins suggested that if buyer permit and license eligibility for renewal could be lost if buyers did not submit to an audit of their records. He also suggested that buyers be required to send the agency a notice they had received a letter about being audited. Mr. Robins also stated that he would like some more time to reflect on some of the suggestions for buyer accountability.

He stated that he fully supported the idea of forming a subcommittee of buyers from members of the advisory committees. He also cautioned staff that whatever measures are added to consider how burdensome the measure may be to buyers. Overall, Mr. Robins thought staff had good ideas. Mr. O’Reilly stated that he also was in favor of creating a subcommittee of buyers. He also felt that staff was behind but knows that only so much can be done at a time. He stated that staff should have access to more real time data.

Mr. O’Reilly then distributed copies of the draft minutes from the previous two LE Subcommittee meetings. Mr. Robins requested that staff follow up with the Subcommittee via email regarding any changes that may need to be made to the draft minutes of the previous meetings.

Mr. Robins agreed with Mr. O’Reilly and stated that staff would be more able to optimize management of fisheries like the blue crab fishery if there was not a lag in data. He agreed that requiring buyers to report on a regular basis or get buyers engaged in SAFIS would help remove the lag in data availability. Mr. Cimino commented that the Blue Crab Industry Panel is also in favor of online reporting. The panel has even sought out financial support from Virginia Sea Grant to encourage individual harvesters to report online. The panel is also looking to encourage the larger buyers to report online as well. Kevin Wade, a seafood buyer and panel member, is very amenable to buyer reporting and is willing to help the agency encourage other buyers to report online also.

Mr. O’Reilly also mentioned the problem staff has with delinquent data. He suggested going through the Commission process to add delinquency to the regulations regarding reporting. He noted that each case brought for failure to report costs the Commission 100’s of dollars.

Mr. O’Reilly asked Commissioner Travelstead what course of action staff should take now that the six most serious violations have been determined. Commissioner Travelstead stated that as ATTACHMENT 8 – June 21st Meeting Minutes

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staff finalizes their recommendations and suggested changes that the next step would be to take the recommendations to the full Commission. He noted that once the Subcommittee is comfortable with a recommendation then it would be added to the Commission’s agenda.

Mr. Robins said that he hoped by the end of next week that the Subcommittee and staff will have exchanged final comments via email and reached a consensus on the details of each recommendation. He asked that staff continued to work on solutions to the various buyer situations that had been discussed. Commissioner Travelstead stated that the agency’s policy on license revocation was a priority item for the Commission’s upcoming agendas. He stated that once that is reviewed and put into practice, then the Commission could look more closely at revising the current striped bass management system.

Mr. Robins requested that the Commission members receive an annual report on fisheries violations. Commissioner Travelstead replied that he had talked with Col. Rick Lauderman about such a report and hoped to have it generated more frequently than annually. He stated the paramount importance of the Commission being aware of the Law Enforcement side of the agency. Mr. Robins agreed that such a report would be very helpful. He also felt that making the Law Enforcement Subcommittee a standing committee, even if it met once every several months, would be a good idea.

The meeting adjourned at 12:15 pm.

Executive Summary

The enhanced compliance analysis of Virginia Marine Resources Commission guidance documents has achieved an overall reduction of 37.1% across 11 documents.